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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+10.46%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.53B
AUM Growth
+$140M
Cap. Flow
+$19.4M
Cap. Flow %
1.27%
Top 10 Hldgs %
21.28%
Holding
792
New
96
Increased
341
Reduced
275
Closed
60

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$42.3M
2
IWB icon
iShares Russell 1000 ETF
IWB
+$12.4M
3
VTC icon
Vanguard Total Corporate Bond ETF
VTC
+$11.1M
4
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$8.51M
5
OIH icon
VanEck Oil Services ETF
OIH
+$7.61M

Top Sells

Rank Stock Value
1
FTCS icon
First Trust Capital Strength ETF
FTCS
+$14.5M
2
FVD icon
First Trust Value Line Dividend Fund
FVD
+$11.5M
3
ITA icon
iShares US Aerospace & Defense ETF
ITA
+$11.2M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$7.17M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$6.1M

Sector Composition

Rank Sector Weight
1 Technology 13.19%
2 Consumer Discretionary 3.74%
3 Industrials 3.04%
4 Financials 2.97%
5 Healthcare 2.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SKYY icon
301
First Trust Cloud Computing ETF
SKYY
$3.38B
$928K 0.06%
10,584
-552
-5% -$43.9K
EFG icon
302
iShares MSCI EAFE Growth ETF
EFG
$17.4B
$922K 0.06%
19,986
+16,268
+438% +$1.46M
FLMI icon
303
Franklin Dynamic Municipal Bond ETF
FLMI
$2.37B
$917K 0.06%
37,813
+5,289
+16% +$123K
PLTR icon
304
Palantir
PLTR
$430B
$915K 0.06%
53,316
+6,656
+14% +$119K
SNA icon
305
Snap-on
SNA
$20.9B
$914K 0.06%
3,164
+155
+5% +$41.8K
DE icon
306
Deere & Co
DE
$165B
$908K 0.06%
2,271
-4
-0.2% -$1.51K
WBND
307
DELISTED
Western Asset Total Return ETF
WBND
$905K 0.06%
35,873
+12,555
+54% +$247K
UPS icon
308
United Parcel Service
UPS
$89.8B
$903K 0.06%
5,741
-88
-2% -$13.3K
XSOE icon
309
WisdomTree Emerging Markets ex-State-Owned Enterprises Fund
XSOE
$2.12B
$897K 0.06%
31,066
-4,304
-12% -$117K
FMF icon
310
First Trust Managed Futures Strategy Fund
FMF
$258M
$888K 0.06%
+19,280
New +$920K
NTSX icon
311
WisdomTree US Efficient Core Fund
NTSX
$1.41B
$886K 0.06%
22,534
+2,535
+13% +$92.4K
BMY icon
312
Bristol-Myers Squibb
BMY
$132B
$882K 0.06%
17,184
+1,576
+10% +$82.7K
LOW icon
313
Lowe's Companies
LOW
$122B
$879K 0.06%
3,949
+129
+3% +$26.1K
CP icon
314
Canadian Pacific Kansas City
CP
$82.6B
$878K 0.06%
11,055
+241
+2% +$17.6K
DGRW icon
315
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$17.4B
$864K 0.06%
12,295
+2,333
+23% +$154K
SPTM icon
316
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$14.1B
$861K 0.06%
14,666
-5,413
-27% -$296K
SO icon
317
Southern Company
SO
$107B
$847K 0.06%
12,077
+448
+4% +$30.8K
AZN icon
318
AstraZeneca
AZN
$244B
$847K 0.06%
6,285
+735
+13% +$95.5K
VWOB icon
319
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.25B
$845K 0.06%
13,249
+1,578
+14% +$95.1K
PINS icon
320
Pinterest
PINS
$13.2B
$840K 0.05%
22,676
+2,220
+11% +$69.8K
CMF icon
321
iShares California Muni Bond ETF
CMF
$4.63B
$834K 0.05%
+14,402
New +$804K
ARKF icon
322
ARK Blockchain & Fintech Innovation ETF
ARKF
$782M
$828K 0.05%
30,018
-5,110
-15% -$113K
HUSV icon
323
First Trust Horizon Managed Volatility Domestic ETF
HUSV
$84.9M
$825K 0.05%
24,594
-715
-3% -$23.1K
CB icon
324
Chubb
CB
$133B
$818K 0.05%
3,620
-411
-10% -$89.9K
IBM icon
325
IBM
IBM
$223B
$817K 0.05%
4,994
-66
-1% -$9.97K
11 12
13
14 15

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BAS
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WAM
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SAM
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KAH
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BI
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CWM
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AWM
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Financial Advocates Investment Management's Q4 2023 Portfolio in Review

As of Q4 2023, Financial Advocates Investment Management held 792 positions worth $1.53B, up 10% from $1.39B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Financial Advocates Investment Management's Q4 2023 filing shows 96 new, 341 increased, 275 reduced and 60 closed positions. Its largest new stake was State Street SPDR S&P 500 ETF Trust: 94,953 shares worth $45.1M. The largest sale was First Trust Capital Strength ETF, an estimated $14.5M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 12% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Financial Advocates Investment Management's largest Q4 2023 buy was State Street SPDR S&P 500 ETF Trust: 94,953 shares worth $45.1M.
  • Financial Advocates Investment Management added most to Vanguard Total Corporate Bond ETF in Q4 2023, an estimated $11.1M increase.
  • Financial Advocates Investment Management's biggest Q4 2023 reduction was First Trust Capital Strength ETF, cutting an estimated $14.5M.
  • Financial Advocates Investment Management fully exited PIMCO Corporate & Income Opportunity Fund in Q4 2023, selling an estimated $3.64M.
  • Financial Advocates Investment Management's ten largest holdings make up 21% of its $1.53B portfolio in Q4 2023.
  • Financial Advocates Investment Management opened 96 new positions and closed 60 in Q4 2023.
  • Financial Advocates Investment Management's portfolio value rose 10% quarter-over-quarter to $1.53B.

Based on Financial Advocates Investment Management's 13F filing for Q4 2023, filed 8 Feb 2024.