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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
-3.4%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.39B
AUM Growth
-$12.6M
Cap. Flow
+$62.5M
Cap. Flow %
4.5%
Top 10 Hldgs %
19.49%
Holding
741
New
47
Increased
343
Reduced
270
Closed
45

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$14.3M
2
ITA icon
iShares US Aerospace & Defense ETF
ITA
+$11.9M
3
IYH icon
iShares US Healthcare ETF
IYH
+$10.8M
4
SPGP icon
Invesco S&P 500 GARP ETF
SPGP
+$7.41M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$3.82M

Top Sells

Rank Stock Value
1
IUSG icon
iShares Core S&P US Growth ETF
IUSG
+$6.39M
2
FVD icon
First Trust Value Line Dividend Fund
FVD
+$5.55M
3
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$4.04M
4
EDV icon
Vanguard World Funds Extended Duration ETF
EDV
+$3.82M
5
IYLD icon
iShares Morningstar Multi-Asset Income ETF
IYLD
+$3.81M

Sector Composition

Rank Sector Weight
1 Technology 12.26%
2 Consumer Discretionary 3.71%
3 Healthcare 2.81%
4 Financials 2.78%
5 Industrials 2.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TXN icon
301
Texas Instruments
TXN
$250B
$857K 0.06%
5,391
-8
-0.1% -$1.36K
VLO icon
302
Valero Energy
VLO
$98.7B
$856K 0.06%
6,040
+1,081
+22% +$142K
BAC icon
303
Bank of America
BAC
$448B
$852K 0.06%
31,134
-1,936
-6% -$57.3K
SKYY icon
304
First Trust Cloud Computing ETF
SKYY
$3.38B
$845K 0.06%
11,136
-194
-2% -$15.1K
FEX icon
305
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.63B
$842K 0.06%
10,383
+144
+1% +$12.2K
CB icon
306
Chubb
CB
$133B
$839K 0.06%
4,031
+34
+0.9% +$6.87K
SGOL icon
307
abrdn Physical Gold Shares ETF
SGOL
$7.42B
$838K 0.06%
47,392
– –
IWY icon
308
iShares Russell Top 200 Growth ETF
IWY
$16.7B
$815K 0.06%
5,780
+508
+10% +$81K
FV icon
309
First Trust Dorsey Wright Focus 5 ETF
FV
$3.83B
$807K 0.06%
18,153
-592
-3% -$27.5K
CP icon
310
Canadian Pacific Kansas City
CP
$82.6B
$807K 0.06%
10,814
+1,808
+20% +$143K
LOW icon
311
Lowe's Companies
LOW
$122B
$794K 0.06%
3,820
+119
+3% +$26.8K
BX icon
312
Blackstone
BX
$112B
$793K 0.06%
7,397
+437
+6% +$45.5K
HUSV icon
313
First Trust Horizon Managed Volatility Domestic ETF
HUSV
$84.9M
$788K 0.06%
25,309
-997
-4% -$32.4K
XAR icon
314
State Street SPDR S&P Aerospace & Defense ETF
XAR
$6.62B
$786K 0.06%
7,015
+4,272
+156% +$511K
ITW icon
315
Illinois Tool Works
ITW
$82.9B
$783K 0.06%
3,401
+42
+1% +$10.2K
ENB icon
316
Enbridge
ENB
$112B
$782K 0.06%
23,521
+4,302
+22% +$153K
BROS icon
317
Dutch Bros
BROS
$8.93B
$779K 0.06%
33,495
-265
-0.8% -$7.55K
FIW icon
318
First Trust Water ETF
FIW
$1.92B
$775K 0.06%
9,365
-1,795
-16% -$158K
AJG icon
319
Arthur J. Gallagher & Co
AJG
$65B
$772K 0.06%
3,385
+65
+2% +$14.5K
SNA icon
320
Snap-on
SNA
$20.9B
$767K 0.06%
3,009
+35
+1% +$9.46K
VTIP icon
321
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.8B
$766K 0.06%
16,202
+106
+0.7% +$5.01K
SMMU icon
322
PIMCO Short Term Municipal Bond Active Exchange-Traded Fund
SMMU
$1.17B
$759K 0.05%
15,497
+5,348
+53% +$264K
RTX icon
323
RTX Corp
RTX
$297B
$754K 0.05%
10,478
-2,016
-16% -$173K
SO icon
324
Southern Company
SO
$107B
$753K 0.05%
11,629
+857
+8% +$59.5K
AZN icon
325
AstraZeneca
AZN
$244B
$752K 0.05%
5,550
+892
+19% +$122K
11 12
13
14 15

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WAM
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SAM
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KAH
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CWM
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AWM
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Financial Advocates Investment Management's Q3 2023 Portfolio in Review

As of Q3 2023, Financial Advocates Investment Management held 741 positions worth $1.39B, down 0.9% from $1.4B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Financial Advocates Investment Management deployed $62.5M of net new capital in Q3 2023, opening 47 new positions and adding to 343 existing holdings. Its largest new stake was iShares US Healthcare ETF: 193,930 shares worth $1.92M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was iShares Core S&P US Growth ETF, an estimated $6.39M trimmed.

  • Financial Advocates Investment Management's largest Q3 2023 buy was iShares US Healthcare ETF: 193,930 shares worth $1.92M.
  • Financial Advocates Investment Management added most to iShares Russell 2000 ETF in Q3 2023, an estimated $14.3M increase.
  • Financial Advocates Investment Management's biggest Q3 2023 reduction was iShares Core S&P US Growth ETF, cutting an estimated $6.39M.
  • Financial Advocates Investment Management fully exited Vanguard World Funds Extended Duration ETF in Q3 2023, selling an estimated $3.82M.
  • Financial Advocates Investment Management's ten largest holdings make up 19% of its $1.39B portfolio in Q3 2023.
  • Financial Advocates Investment Management opened 47 new positions and closed 45 in Q3 2023.
  • Financial Advocates Investment Management's portfolio value fell 0.9% quarter-over-quarter to $1.39B.

Based on Financial Advocates Investment Management's 13F filing for Q3 2023, filed 27 Oct 2023.