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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+7.76%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.34B
AUM Growth
+$130M
Cap. Flow
+$35.7M
Cap. Flow %
2.66%
Top 10 Hldgs %
17.78%
Holding
904
New
157
Increased
318
Reduced
255
Closed
151

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$37.1M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$10.9M
3
AAPL icon
Apple
AAPL
+$10.7M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$8.61M
5
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$7.7M

Top Sells

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$10M
2
PAYX icon
Paychex
PAYX
+$8.24M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$6.22M
4
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$6.12M
5
NVS icon
Novartis
NVS
+$5.58M

Sector Composition

Rank Sector Weight
1 Technology 8.97%
2 Healthcare 3.23%
3 Industrials 2.5%
4 Financials 2.36%
5 Consumer Discretionary 2.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WNC icon
301
Wabash National
WNC
$509M
$945K 0.07%
41,825
+20,942
+100% +$454K
TSCO icon
302
Tractor Supply
TSCO
$18.8B
$942K 0.07%
20,935
+6,145
+42% +$261K
FRT icon
303
Federal Realty Investment Trust
FRT
$10.3B
$936K 0.07%
+9,262
New +$938K
STNG icon
304
Scorpio Tankers
STNG
$3.93B
$930K 0.07%
17,302
+8,300
+92% +$415K
ISMD icon
305
Inspire Small/Mid Cap Impact ETF
ISMD
$347M
$928K 0.07%
30,806
-24
-0.1% -$719
DE icon
306
Deere & Co
DE
$165B
$927K 0.07%
2,161
-2,809
-57% -$1.14M
GILD icon
307
Gilead Sciences
GILD
$171B
$927K 0.07%
10,795
+6,186
+134% +$490K
FV icon
308
First Trust Dorsey Wright Focus 5 ETF
FV
$3.83B
$919K 0.07%
19,745
-3,641
-16% -$170K
BAC icon
309
Bank of America
BAC
$448B
$914K 0.07%
27,610
+3,501
+15% +$121K
TBLL icon
310
Invesco Short Term Treasury ETF
TBLL
$2.85B
$909K 0.07%
8,627
-43
-0.5% -$4.53K
RQI icon
311
Cohen & Steers Quality Income Realty Fund
RQI
$1.69B
$904K 0.07%
78,591
+39,170
+99% +$471K
PANW icon
312
Palo Alto Networks
PANW
$323B
$901K 0.07%
12,908
+5,176
+67% +$416K
SCHB icon
313
Schwab US Broad Market ETF
SCHB
$45.2B
$900K 0.07%
60,231
-84,942
-59% -$1.28M
F icon
314
Ford
F
$55.4B
$898K 0.07%
77,082
+11,767
+18% +$151K
SANM icon
315
Sanmina
SANM
$11.1B
$889K 0.07%
+15,521
New +$919K
PPA icon
316
Invesco Aerospace & Defense ETF
PPA
$8.68B
$884K 0.07%
11,277
+2,139
+23% +$161K
CB icon
317
Chubb
CB
$133B
$883K 0.07%
4,004
-3,043
-43% -$633K
EE icon
318
Excelerate Energy
EE
$1.12B
$881K 0.07%
+35,186
New +$924K
ENPH icon
319
Enphase Energy
ENPH
$5.39B
$878K 0.07%
3,314
+1,913
+137% +$557K
RPG icon
320
Invesco S&P 500 Pure Growth ETF
RPG
$2.09B
$873K 0.07%
28,775
-325
-1% -$10K
CVS icon
321
CVS Health
CVS
$121B
$864K 0.06%
9,276
+1,309
+16% +$126K
FXN icon
322
First Trust Energy AlphaDEX Fund
FXN
$387M
$860K 0.06%
50,304
+20,950
+71% +$376K
MO icon
323
Altria Group
MO
$109B
$854K 0.06%
18,678
+9,676
+107% +$438K
PCAR icon
324
PACCAR
PCAR
$68.8B
$851K 0.06%
12,905
-186
-1% -$12.2K
FIW icon
325
First Trust Water ETF
FIW
$1.92B
$841K 0.06%
10,597
+812
+8% +$64.1K
11 12
13
14 15

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Financial Advocates Investment Management's Q4 2022 Portfolio in Review

As of Q4 2022, Financial Advocates Investment Management held 904 positions worth $1.34B, up 11% from $1.21B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Financial Advocates Investment Management's Q4 2022 filing shows 157 new, 318 increased, 255 reduced and 151 closed positions. Its largest new stake was State Street SPDR S&P 500 ETF Trust: 96,512 shares worth $37.4M. The largest sale was Tesla, an estimated $10M.

By sector, the portfolio is most concentrated in Technology at 9% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Industrials.

  • Financial Advocates Investment Management's largest Q4 2022 buy was State Street SPDR S&P 500 ETF Trust: 96,512 shares worth $37.4M.
  • Financial Advocates Investment Management added most to Apple in Q4 2022, an estimated $10.7M increase.
  • Financial Advocates Investment Management's biggest Q4 2022 reduction was Paychex, cutting an estimated $8.24M.
  • Financial Advocates Investment Management fully exited Tesla in Q4 2022, selling an estimated $10M.
  • Financial Advocates Investment Management's ten largest holdings make up 18% of its $1.34B portfolio in Q4 2022.
  • Financial Advocates Investment Management opened 157 new positions and closed 151 in Q4 2022.
  • Financial Advocates Investment Management's portfolio value rose 11% quarter-over-quarter to $1.34B.

Based on Financial Advocates Investment Management's 13F filing for Q4 2022, filed 15 Feb 2023.