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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
-1.05%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.48B
AUM Growth
-$16.3M
Cap. Flow
-$2.38M
Cap. Flow %
-0.16%
Top 10 Hldgs %
18.91%
Holding
812
New
80
Increased
357
Reduced
266
Closed
73

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$38.8M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$17.6M
3
ITB icon
iShares US Home Construction ETF
ITB
+$6.64M
4
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$5.87M
5
NVAX icon
Novavax
NVAX
+$5.69M

Top Sells

Rank Stock Value
1
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$17.5M
2
SHOP icon
Shopify
SHOP
+$14.9M
3
IHI icon
iShares US Medical Devices ETF
IHI
+$11.8M
4
PH icon
Parker-Hannifin
PH
+$6.83M
5
AAPL icon
Apple
AAPL
+$6.4M

Sector Composition

Rank Sector Weight
1 Technology 10.72%
2 Consumer Discretionary 3.9%
3 Healthcare 3.02%
4 Financials 2.67%
5 Industrials 2.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IAU icon
301
iShares Gold Trust
IAU
$64.5B
$1.04M 0.07%
31,148
-10,651
-25% -$363K
LLY icon
302
Eli Lilly
LLY
$1.08T
$1.04M 0.07%
4,504
+107
+2% +$26.4K
FPE icon
303
First Trust Preferred Securities and Income ETF
FPE
$6.34B
$1.04M 0.07%
50,575
+4,749
+10% +$98.1K
IJK icon
304
iShares S&P Mid-Cap 400 Growth ETF
IJK
$11.3B
$1.04M 0.07%
12,997
+411
+3% +$33.4K
PINS icon
305
Pinterest
PINS
$13.2B
$1.04M 0.07%
20,368
-215
-1% -$13.2K
ISMD icon
306
Inspire Small/Mid Cap Impact ETF
ISMD
$347M
$1.03M 0.07%
29,154
+530
+2% +$18.9K
UNH icon
307
UnitedHealth
UNH
$358B
$1.03M 0.07%
2,633
+238
+10% +$98.6K
MCHI icon
308
iShares MSCI China ETF
MCHI
$6.14B
$1.03M 0.07%
15,197
-137
-0.9% -$9.86K
IJS icon
309
iShares S&P Small-Cap 600 Value ETF
IJS
$8.43B
$1.02M 0.07%
10,172
+230
+2% +$23.2K
ABT icon
310
Abbott
ABT
$193B
$1.01M 0.07%
8,554
+127
+2% +$15.6K
PXF icon
311
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.98B
$1.01M 0.07%
+21,583
New +$1.03M
VV icon
312
Vanguard Morningstar Large-Cap ETF
VV
$54.9B
$1.01M 0.07%
5,019
+103
+2% +$21.3K
FYX icon
313
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.42B
$1.01M 0.07%
11,159
+1,842
+20% +$168K
ITA icon
314
iShares US Aerospace & Defense ETF
ITA
$14.9B
$1M 0.07%
9,619
-1,854
-16% -$197K
GTO icon
315
Invesco Total Return Bond ETF
GTO
$2.48B
$1M 0.07%
17,633
+13,204
+298% +$757K
BX icon
316
Blackstone
BX
$112B
$995K 0.07%
8,553
+1,083
+14% +$126K
BIL icon
317
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.7B
$992K 0.07%
10,846
-265
-2% -$24.2K
PZZA icon
318
Papa John's
PZZA
$804M
$989K 0.07%
7,788
+14
+0.2% +$1.69K
ADBE icon
319
Adobe
ADBE
$108B
$984K 0.07%
1,708
-1,874
-52% -$1.18M
RWR icon
320
State Street SPDR Dow Jones REIT ETF
RWR
$1.89B
$981K 0.07%
10,531
+4,989
+90% +$547K
CVS icon
321
CVS Health
CVS
$121B
$977K 0.07%
11,518
+2,302
+25% +$193K
DVY icon
322
iShares Select Dividend ETF
DVY
$24B
$975K 0.07%
8,496
-117
-1% -$13.7K
VNLA icon
323
Janus Henderson Short Duration Income ETF
VNLA
$3.36B
$955K 0.06%
19,038
-5,312
-22% -$266K
AMT icon
324
American Tower
AMT
$81.2B
$953K 0.06%
3,590
-258
-7% -$73.5K
SPYV icon
325
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.8B
$947K 0.06%
24,265
+986
+4% +$39.4K
11 12
13
14 15

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BAS
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WAM
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SAM
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KAH
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BI
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CWM
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AWM
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Financial Advocates Investment Management's Q3 2021 Portfolio in Review

As of Q3 2021, Financial Advocates Investment Management held 812 positions worth $1.48B, down 1.1% from $1.5B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Financial Advocates Investment Management's Q3 2021 filing shows 80 new, 357 increased, 266 reduced and 73 closed positions. Its largest new stake was Vanguard Morningstar Value ETF: 126,301 shares worth $17.1M. The largest sale was State Street SPDR Portfolio S&P 500 ETF, an estimated $17.5M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Financial Advocates Investment Management's largest Q3 2021 buy was Vanguard Morningstar Value ETF: 126,301 shares worth $17.1M.
  • Financial Advocates Investment Management added most to Invesco QQQ Trust in Q3 2021, an estimated $38.8M increase.
  • Financial Advocates Investment Management's biggest Q3 2021 reduction was State Street SPDR Portfolio S&P 500 ETF, cutting an estimated $17.5M.
  • Financial Advocates Investment Management fully exited Invesco S&P 500 Pure Value ETF in Q3 2021, selling an estimated $4.24M.
  • Financial Advocates Investment Management's ten largest holdings make up 19% of its $1.48B portfolio in Q3 2021.
  • Financial Advocates Investment Management opened 80 new positions and closed 73 in Q3 2021.
  • Financial Advocates Investment Management's portfolio value fell 1.1% quarter-over-quarter to $1.48B.

Based on Financial Advocates Investment Management's 13F filing for Q3 2021, filed 4 Nov 2021.