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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+12.99%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.46B
AUM Growth
+$291M
Cap. Flow
+$171M
Cap. Flow %
11.71%
Top 10 Hldgs %
20.31%
Holding
753
New
127
Increased
325
Reduced
237
Closed
39

Top Buys

Rank Stock Value
1
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$19.8M
2
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$15.8M
3
RWR icon
State Street SPDR Dow Jones REIT ETF
RWR
+$13.4M
4
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$11.2M
5
SPMB icon
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
+$10.1M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$29.8M
2
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$25.4M
3
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$14.8M
4
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$12M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$7.14M

Sector Composition

Rank Sector Weight
1 Technology 10.4%
2 Consumer Discretionary 5.01%
3 Industrials 2.81%
4 Financials 2.61%
5 Healthcare 2.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XYZ
301
Block Inc
XYZ
$49B
$1.02M 0.07%
4,673
-102
-2% -$19.9K
LOW icon
302
Lowe's Companies
LOW
$122B
$1.01M 0.07%
6,323
+354
+6% +$57.5K
IJK icon
303
iShares S&P Mid-Cap 400 Growth ETF
IJK
$11.3B
$1.01M 0.07%
13,987
+471
+3% +$31.4K
EMQQ icon
304
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
$267M
$999K 0.07%
15,709
+1,375
+10% +$80.3K
RTX icon
305
RTX Corp
RTX
$298B
$999K 0.07%
13,969
-83
-0.6% -$5.46K
IJS icon
306
iShares S&P Small-Cap 600 Value ETF
IJS
$8.4B
$995K 0.07%
11,857
-5
-0% -$363
AMT icon
307
American Tower
AMT
$81.3B
$994K 0.07%
4,427
+117
+3% +$27.2K
BCX icon
308
BlackRock Resources & Commodities Strategy Trust
BCX
$962M
$986K 0.07%
133,032
-43,709
-25% -$286K
AMGN icon
309
Amgen
AMGN
$226B
$983K 0.07%
4,278
+219
+5% +$50.5K
SDVY icon
310
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
$11.8B
$976K 0.07%
41,098
+3,188
+8% +$69.3K
GE icon
311
GE Aerospace
GE
$376B
$966K 0.07%
17,949
+5,573
+45% +$250K
EBND icon
312
State Street SPDR Bloomberg Emerging Markets Local Bond ETF
EBND
$2.28B
$951K 0.07%
33,889
+1,082
+3% +$29.4K
AGNC icon
313
AGNC Investment
AGNC
$13B
$942K 0.06%
60,348
+21,072
+54% +$312K
D icon
314
Dominion Energy
D
$60.4B
$941K 0.06%
12,520
+344
+3% +$27.3K
LPLA icon
315
LPL Financial
LPLA
$29.4B
$941K 0.06%
9,026
+792
+10% +$71.2K
FMHI icon
316
First Trust Municipal High Income ETF
FMHI
$1.01B
$924K 0.06%
17,211
+8,264
+92% +$434K
NOW icon
317
ServiceNow
NOW
$128B
$923K 0.06%
8,380
+175
+2% +$18.2K
CMCSA icon
318
Comcast
CMCSA
$91.9B
$919K 0.06%
17,527
-224
-1% -$10.7K
IBD icon
319
Inspire Corporate Bond ETF
IBD
$491M
$919K 0.06%
34,573
-2,364
-6% -$62.5K
AOR icon
320
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.75B
$916K 0.06%
14,651
+6,812
+87% +$343K
TXN icon
321
Texas Instruments
TXN
$253B
$911K 0.06%
5,556
+379
+7% +$58.9K
ADRE
322
DELISTED
Invesco BLDRS Emerging Markets 50 ADR Index Fund
ADRE
$900K 0.06%
15,988
-722
-4% -$37.7K
GSEW icon
323
Goldman Sachs Equal Weight US Large Cap Equity ETF
GSEW
$2.07B
$897K 0.06%
15,510
-7,260
-32% -$393K
CRM icon
324
Salesforce
CRM
$158B
$891K 0.06%
4,001
+1,042
+35% +$253K
AOA icon
325
iShares Core 80/20 Aggressive Allocation ETF
AOA
$3.29B
$887K 0.06%
5,724
+2,203
+63% +$135K
11 12
13
14 15

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WAM
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SAM
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KAH
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CWM
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Financial Advocates Investment Management's Q4 2020 Portfolio in Review

As of Q4 2020, Financial Advocates Investment Management held 753 positions worth $1.46B, up 25% from $1.17B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Financial Advocates Investment Management deployed $171M of net new capital in Q4 2020, opening 127 new positions and adding to 325 existing holdings. Its largest new stake was State Street SPDR Portfolio TIPS ETF: 643,946 shares worth $20.2M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 9.9% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Schwab Short-Term US Treasury ETF, an estimated $14.8M trimmed.

  • Financial Advocates Investment Management's largest Q4 2020 buy was State Street SPDR Portfolio TIPS ETF: 643,946 shares worth $20.2M.
  • Financial Advocates Investment Management added most to State Street Consumer Discretionary Select Sector SPDR ETF in Q4 2020, an estimated $15.8M increase.
  • Financial Advocates Investment Management's biggest Q4 2020 reduction was Schwab Short-Term US Treasury ETF, cutting an estimated $14.8M.
  • Financial Advocates Investment Management fully exited State Street SPDR S&P 500 ETF Trust in Q4 2020, selling an estimated $29.8M.
  • Financial Advocates Investment Management's ten largest holdings make up 20% of its $1.46B portfolio in Q4 2020.
  • Financial Advocates Investment Management opened 127 new positions and closed 39 in Q4 2020.
  • Financial Advocates Investment Management's portfolio value rose 25% quarter-over-quarter to $1.46B.

Based on Financial Advocates Investment Management's 13F filing for Q4 2020, filed 12 Feb 2021.