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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+8.56%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.17B
AUM Growth
+$117M
Cap. Flow
+$45.5M
Cap. Flow %
3.88%
Top 10 Hldgs %
22.31%
Holding
703
New
97
Increased
237
Reduced
263
Closed
77

Top Buys

Rank Stock Value
1
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$25.2M
2
GLD icon
SPDR Gold Trust
GLD
+$23.8M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$21M
4
AMZN icon
Amazon
AMZN
+$18.6M
5
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$10.9M

Top Sells

Rank Stock Value
1
EDV icon
Vanguard World Funds Extended Duration ETF
EDV
+$9.76M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.58M
3
DIS icon
Walt Disney
DIS
+$5M
4
ILCG icon
iShares Morningstar Growth ETF
ILCG
+$4.04M
5
T icon
AT&T
T
+$3.75M

Sector Composition

Rank Sector Weight
1 Technology 9.9%
2 Consumer Discretionary 4.47%
3 Industrials 2.56%
4 Healthcare 2.33%
5 Financials 2.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VCSH icon
301
Vanguard Short-Term Corporate Bond ETF
VCSH
$45.1B
$744K 0.06%
8,984
+365
+4% +$30.3K
CRM icon
302
Salesforce
CRM
$158B
$743K 0.06%
2,959
-172
-5% -$37.7K
TXN icon
303
Texas Instruments
TXN
$253B
$739K 0.06%
5,177
-159
-3% -$21.6K
SPYV icon
304
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.7B
$737K 0.06%
24,405
+510
+2% +$15.5K
ALK icon
305
Alaska Air
ALK
$5.36B
$736K 0.06%
20,100
+4,051
+25% +$152K
ABT icon
306
Abbott
ABT
$192B
$732K 0.06%
6,729
-574
-8% -$58.2K
FAN icon
307
First Trust Global Wind Energy ETF
FAN
$285M
$732K 0.06%
+41,769
New +$700K
IJS icon
308
iShares S&P Small-Cap 600 Value ETF
IJS
$8.4B
$726K 0.06%
11,862
-12,044
-50% -$757K
SOCL icon
309
Global X Social Media ETF
SOCL
$90.6M
$725K 0.06%
+14,851
New +$706K
AKTS
310
DELISTED
Akoustis Technologies Inc
AKTS
$724K 0.06%
88,684
-3,655
-4% -$29.6K
HYLS icon
311
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.64B
$712K 0.06%
15,085
+896
+6% +$42.3K
AMRN
312
Amarin Corp
AMRN
$299M
$710K 0.06%
8,435
+4,150
+97% +$497K
KXI icon
313
iShares Global Consumer Staples ETF
KXI
$1.07B
$705K 0.06%
12,735
+2,667
+26% +$146K
TDIV icon
314
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.46B
$694K 0.06%
15,856
+1,053
+7% +$46.2K
SDVY icon
315
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
$11.8B
$693K 0.06%
37,910
-2,220
-6% -$40.8K
BLV icon
316
Vanguard Long-Term Bond ETF
BLV
$5.73B
$684K 0.06%
6,116
+96
+2% +$10.9K
MXI icon
317
iShares Global Materials ETF
MXI
$356M
$674K 0.06%
9,646
-15,382
-61% -$1.06M
AOR icon
318
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.75B
$671K 0.06%
7,839
+3,625
+86% +$175K
ESGE icon
319
iShares ESG Aware MSCI EM ETF
ESGE
$6.87B
$668K 0.06%
18,765
-11,093
-37% -$393K
GH icon
320
Guardant Health
GH
$21.6B
$665K 0.06%
5,949
+94
+2% +$8.6K
MAV
321
DELISTED
Pioneer Municipal High Income Advantage Fund
MAV
$656K 0.06%
60,050
+546
+0.9% +$6.01K
O icon
322
Realty Income
O
$59.8B
$655K 0.06%
11,131
+2,077
+23% +$123K
PTY icon
323
PIMCO Corporate & Income Opportunity Fund
PTY
$2.49B
$644K 0.06%
39,904
+183
+0.5% +$2.9K
DVY icon
324
iShares Select Dividend ETF
DVY
$23.9B
$640K 0.05%
7,845
-1,667
-18% -$139K
BIZD icon
325
VanEck BDC Income ETF
BIZD
$1.71B
$638K 0.05%
52,514
-140,426
-73% -$1.68M
11 12
13
14 15

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WAM
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KAH
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CWM
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Financial Advocates Investment Management's Q3 2020 Portfolio in Review

As of Q3 2020, Financial Advocates Investment Management held 703 positions worth $1.17B, up 11% from $1.06B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Financial Advocates Investment Management deployed $45.5M of net new capital in Q3 2020, opening 97 new positions and adding to 237 existing holdings. Its largest new stake was SPDR Gold Trust: 132,385 shares worth $23.5M.

By sector, the portfolio is most concentrated in Technology at 9.9% of assets, up from 9.4% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Vanguard World Funds Extended Duration ETF, an estimated $9.76M trimmed.

  • Financial Advocates Investment Management's largest Q3 2020 buy was SPDR Gold Trust: 132,385 shares worth $23.5M.
  • Financial Advocates Investment Management added most to State Street SPDR Portfolio S&P 500 ETF in Q3 2020, an estimated $25.2M increase.
  • Financial Advocates Investment Management's biggest Q3 2020 reduction was Vanguard World Funds Extended Duration ETF, cutting an estimated $9.76M.
  • Financial Advocates Investment Management fully exited Walt Disney in Q3 2020, selling an estimated $5M.
  • Financial Advocates Investment Management's ten largest holdings make up 22% of its $1.17B portfolio in Q3 2020.
  • Financial Advocates Investment Management opened 97 new positions and closed 77 in Q3 2020.
  • Financial Advocates Investment Management's portfolio value rose 11% quarter-over-quarter to $1.17B.

Based on Financial Advocates Investment Management's 13F filing for Q3 2020, filed 4 Nov 2020.