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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
-11.51%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$733M
AUM Growth
-$163M
Cap. Flow
-$54.5M
Cap. Flow %
-7.44%
Top 10 Hldgs %
22.27%
Holding
526
New
25
Increased
146
Reduced
233
Closed
106

Top Buys

Rank Stock Value
1
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$9.45M
2
SPDV icon
AAM S&P 500 High Dividend Value ETF
SPDV
+$3.95M
3
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$3.93M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.43M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.18M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$9.48M
2
VOT icon
Vanguard Morningstar Mid-Cap Growth ETF
VOT
+$7.31M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$7.02M
4
SPSM icon
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
+$6.37M
5
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$5.47M

Sector Composition

Rank Sector Weight
1 Technology 5.44%
2 Consumer Discretionary 3.6%
3 Financials 2.55%
4 Industrials 2.32%
5 Communication Services 2.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHM icon
301
Schwab US Mid-Cap ETF
SCHM
$15.3B
$365K 0.05%
22,821
+3,540
+18% +$61.9K
SPLV icon
302
Invesco S&P 500 Low Volatility ETF
SPLV
$7.21B
$363K 0.05%
7,788
+792
+11% +$38.4K
TTE icon
303
TotalEnergies
TTE
$193B
$363K 0.05%
637,435
-22,723
-3% -$14.2K
IEP icon
304
Icahn Enterprises
IEP
$5.36B
$354K 0.05%
6,210
– –
CRM icon
305
Salesforce
CRM
$158B
$350K 0.05%
2,552
-2,046
-44% -$281K
SHYG icon
306
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.62B
$350K 0.05%
7,852
+3,470
+79% +$159K
VTEB icon
307
Vanguard Tax-Exempt Bond Index Fund
VTEB
$46.1B
$348K 0.05%
6,824
-8,848
-56% -$446K
STEW
308
SRH Total Return Fund
STEW
$1.79B
$347K 0.05%
33,300
-7,300
-18% -$77.6K
FTA icon
309
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.43B
$344K 0.05%
7,443
-3,810
-34% -$193K
WABC icon
310
Westamerica Bancorp
WABC
$1.38B
$344K 0.05%
6,177
– –
FNDE icon
311
Schwab Fundamental Emerging Markets Large Company Index ETF
FNDE
$9.95B
$342K 0.05%
13,257
+177
+1% +$4.79K
VCLT icon
312
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.8B
$342K 0.05%
4,018
-3,052
-43% -$259K
AEP icon
313
American Electric Power
AEP
$68.2B
$339K 0.05%
4,541
-1,611
-26% -$121K
RMT
314
Royce Micro-Cap Trust
RMT
$777M
$339K 0.05%
+45,659
New +$392K
SYK icon
315
Stryker
SYK
$131B
$339K 0.05%
2,164
+243
+13% +$40.6K
ABT icon
316
Abbott
ABT
$192B
$337K 0.05%
4,655
-951
-17% -$66.8K
AXP icon
317
American Express
AXP
$232B
$336K 0.05%
3,529
-202
-5% -$21.1K
RDS.A
318
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$336K 0.05%
5,763
-236
-4% -$14.6K
DD icon
319
DuPont de Nemours
DD
$19.4B
$330K 0.05%
2,436
-3,069
-56% -$441K
MDLZ icon
320
Mondelez International
MDLZ
$81B
$329K 0.04%
8,221
-84
-1% -$3.58K
TGT icon
321
Target
TGT
$70.5B
$329K 0.04%
4,975
+510
+11% +$39.2K
IDV icon
322
iShares International Select Dividend ETF
IDV
$8.53B
$327K 0.04%
11,403
-18,632
-62% -$571K
BX icon
323
Blackstone
BX
$110B
$326K 0.04%
10,941
-748
-6% -$24.7K
EZM icon
324
WisdomTree US MidCap Fund
EZM
$957M
$322K 0.04%
9,387
-644
-6% -$24.2K
TMFC icon
325
Motley Fool 100 Index ETF
TMFC
$2.12B
$314K 0.04%
16,835
-138
-0.8% -$2.79K
11 12
13
14 15

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BAS
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WAM
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SAM
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KAH
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BI
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CWM
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AWM
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Financial Advocates Investment Management's Q4 2018 Portfolio in Review

As of Q4 2018, Financial Advocates Investment Management held 526 positions worth $733M, down 18% from $896M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Financial Advocates Investment Management withdrew a net $54.5M in Q4 2018, closing 106 positions and reducing 233 holdings. Its most notable exit was State Street SPDR Portfolio S&P 600 Small Cap ETF, an estimated $6.37M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5.4% of assets, down from 6.5% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Financial Advocates Investment Management opened a new position in iShares Morningstar Growth ETF worth $2.76M.

  • Financial Advocates Investment Management's largest Q4 2018 buy was iShares Morningstar Growth ETF: 87,040 shares worth $2.76M.
  • Financial Advocates Investment Management added most to Schwab Short-Term US Treasury ETF in Q4 2018, an estimated $9.45M increase.
  • Financial Advocates Investment Management's biggest Q4 2018 reduction was Invesco QQQ Trust, cutting an estimated $9.48M.
  • Financial Advocates Investment Management fully exited State Street SPDR Portfolio S&P 600 Small Cap ETF in Q4 2018, selling an estimated $6.37M.
  • Financial Advocates Investment Management's ten largest holdings make up 22% of its $733M portfolio in Q4 2018.
  • Financial Advocates Investment Management opened 25 new positions and closed 106 in Q4 2018.
  • Financial Advocates Investment Management's portfolio value fell 18% quarter-over-quarter to $733M.

Based on Financial Advocates Investment Management's 13F filing for Q4 2018, filed 14 Feb 2019.