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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+5.39%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$896M
AUM Growth
+$70.1M
Cap. Flow
+$113M
Cap. Flow %
12.66%
Top 10 Hldgs %
23.05%
Holding
539
New
53
Increased
256
Reduced
168
Closed
38

Top Buys

Rank Stock Value
1
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$87.5M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$10.8M
3
SPSM icon
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
+$6.38M
4
GLD icon
SPDR Gold Trust
GLD
+$5.65M
5
VLUE icon
iShares MSCI USA Value Factor ETF
VLUE
+$4.89M

Top Sells

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$8.12M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.04M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$2.9M
4
VOT icon
Vanguard Morningstar Mid-Cap Growth ETF
VOT
+$2.68M
5
LDRS
Innovator IBD ETF Leaders ETF
LDRS
+$2.65M

Sector Composition

Rank Sector Weight
1 Technology 6.52%
2 Consumer Discretionary 3.71%
3 Industrials 3.07%
4 Financials 2.83%
5 Communication Services 2.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GRES
301
DELISTED
IQ ARB Global Resources
GRES
$458K 0.05%
16,802
+4,190
+33% +$113K
TDOC icon
302
Teladoc Health
TDOC
$1.26B
$457K 0.05%
5,294
+1,116
+27% +$79.5K
STEW
303
SRH Total Return Fund
STEW
$1.8B
$455K 0.05%
40,600
+5,300
+15% +$58.1K
ARKW icon
304
ARK Web x.0 ETF
ARKW
$1.82B
$448K 0.05%
7,784
+2,407
+45% +$138K
PEY icon
305
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.18B
$447K 0.05%
24,890
-61
-0.2% -$1.1K
SHW icon
306
Sherwin-Williams
SHW
$87.6B
$447K 0.05%
2,946
– –
SPYV icon
307
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.8B
$447K 0.05%
14,354
+2,154
+18% +$66.5K
BX icon
308
Blackstone
BX
$113B
$446K 0.05%
11,689
+101
+0.9% +$3.65K
IEP icon
309
Icahn Enterprises
IEP
$5.35B
$440K 0.05%
6,210
+250
+4% +$18.5K
VONG icon
310
Vanguard Russell 1000 Growth ETF
VONG
$46.2B
$440K 0.05%
11,016
+480
+5% +$18.6K
IGV icon
311
iShares Expanded Tech-Software Sector ETF
IGV
$15.3B
$438K 0.05%
10,690
-40
-0.4% -$1.56K
AEP icon
312
American Electric Power
AEP
$68.2B
$436K 0.05%
6,152
+119
+2% +$8.47K
KRE icon
313
State Street SPDR S&P Regional Banking ETF
KRE
$4.66B
$431K 0.05%
7,249
-38
-0.5% -$2.37K
SKYY icon
314
First Trust Cloud Computing ETF
SKYY
$3.38B
$430K 0.05%
7,587
+345
+5% +$19.1K
IWV icon
315
iShares Russell 3000 ETF
IWV
$20.6B
$428K 0.05%
2,486
-49
-2% -$8.3K
EZM icon
316
WisdomTree US MidCap Fund
EZM
$960M
$415K 0.05%
10,031
+33
+0.3% +$1.37K
ABT icon
317
Abbott
ABT
$192B
$411K 0.05%
5,606
+793
+16% +$52.1K
GUNR icon
318
FlexShares Global Upstream Natural Resources Index Fund
GUNR
$6.99B
$410K 0.05%
12,105
-727
-6% -$24.2K
RDS.A
319
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$409K 0.05%
5,999
+221
+4% +$14.8K
NOW icon
320
ServiceNow
NOW
$133B
$407K 0.05%
+10,410
New +$394K
AMAT icon
321
Applied Materials
AMAT
$425B
$406K 0.05%
10,495
+2,039
+24% +$90.2K
BMY icon
322
Bristol-Myers Squibb
BMY
$132B
$404K 0.05%
6,502
-263
-4% -$15.6K
FLOT icon
323
iShares Floating Rate Bond ETF
FLOT
$10.5B
$404K 0.05%
7,929
+3,584
+82% +$183K
EDIT icon
324
Editas Medicine
EDIT
$435M
$403K 0.05%
12,679
+504
+4% +$16.3K
FDT icon
325
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.33B
$398K 0.04%
6,708
+6
+0.1% +$356
11 12
13
14 15

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BAS
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WAM
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SAM
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KAH
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BI
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CWM
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AWM
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Financial Advocates Investment Management's Q3 2018 Portfolio in Review

As of Q3 2018, Financial Advocates Investment Management held 539 positions worth $896M, up 8.5% from $826M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Financial Advocates Investment Management deployed $113M of net new capital in Q3 2018, opening 53 new positions and adding to 256 existing holdings. Its largest new stake was Bank of America Series L: 68,176 shares worth $2.03M.

By sector, the portfolio is most concentrated in Technology at 6.5% of assets, up from 6% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Invesco FTSE RAFI US 1000 ETF, an estimated $8.12M trimmed.

  • Financial Advocates Investment Management's largest Q3 2018 buy was Bank of America Series L: 68,176 shares worth $2.03M.
  • Financial Advocates Investment Management added most to iShares Core S&P 500 ETF in Q3 2018, an estimated $10.8M increase.
  • Financial Advocates Investment Management's biggest Q3 2018 reduction was Invesco FTSE RAFI US 1000 ETF, cutting an estimated $8.12M.
  • Financial Advocates Investment Management fully exited Innovator IBD ETF Leaders ETF in Q3 2018, selling an estimated $2.65M.
  • Financial Advocates Investment Management's ten largest holdings make up 23% of its $896M portfolio in Q3 2018.
  • Financial Advocates Investment Management opened 53 new positions and closed 38 in Q3 2018.
  • Financial Advocates Investment Management's portfolio value rose 8.5% quarter-over-quarter to $896M.

Based on Financial Advocates Investment Management's 13F filing for Q3 2018, filed 14 Nov 2018.