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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+4.98%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$733M
AUM Growth
–
Cap. Flow
+$719M
Cap. Flow %
98.1%
Top 10 Hldgs %
22.29%
Holding
499
New
499
Increased
–
Reduced
–
Closed
–

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$28.2M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$20.2M
3
BND icon
Vanguard Total Bond Market
BND
+$16.6M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$16.2M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$14.5M

Top Sells

No sells this quarter

Sector Composition

Rank Sector Weight
1 Technology 5.1%
2 Energy 3.49%
3 Financials 3.17%
4 Consumer Discretionary 2.91%
5 Communication Services 2.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AVA icon
301
Avista
AVA
$3.25B
$387K 0.05%
+7,498
New +$389K
CCI icon
302
Crown Castle
CCI
$32B
$387K 0.05%
+3,482
New +$376K
IWD icon
303
iShares Russell 1000 Value ETF
IWD
$84B
$386K 0.05%
+3,107
New +$377K
J icon
304
Jacobs Solutions
J
$16.7B
$384K 0.05%
+7,034
New +$361K
FXU icon
305
First Trust Utilities AlphaDEX Fund
FXU
$831M
$383K 0.05%
+14,732
New +$400K
SHW icon
306
Sherwin-Williams
SHW
$87.3B
$382K 0.05%
+2,793
New +$367K
AGNC icon
307
AGNC Investment
AGNC
$13B
$375K 0.05%
+18,569
New +$382K
SPYV icon
308
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.7B
$374K 0.05%
+12,200
New +$365K
DD icon
309
DuPont de Nemours
DD
$19.4B
$373K 0.05%
+2,072
New +$373K
DON icon
310
WisdomTree US MidCap Dividend Fund
DON
$4.1B
$373K 0.05%
+10,563
New +$361K
IJK icon
311
iShares S&P Mid-Cap 400 Growth ETF
IJK
$11.2B
$373K 0.05%
+6,916
New +$365K
DES icon
312
WisdomTree US SmallCap Dividend Fund
DES
$2.23B
$372K 0.05%
+12,812
New +$365K
AMLP icon
313
Alerian MLP ETF
AMLP
$13.2B
$369K 0.05%
+6,839
New +$366K
EIX icon
314
Edison International
EIX
$27.4B
$369K 0.05%
+5,833
New +$445K
CL icon
315
Colgate-Palmolive
CL
$73.9B
$367K 0.05%
+4,858
New +$355K
VONG icon
316
Vanguard Russell 1000 Growth ETF
VONG
$46.1B
$365K 0.05%
+10,576
New +$355K
WPZ
317
DELISTED
Williams Partners L.P.
WPZ
$365K 0.05%
+9,425
New +$354K
FXD icon
318
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$272M
$359K 0.05%
+8,534
New +$340K
FXG icon
319
First Trust Consumer Staples AlphaDEX Fund
FXG
$232M
$359K 0.05%
+7,374
New +$345K
EMLP icon
320
First Trust North American Energy Infrastructure Fund
EMLP
$4.16B
$357K 0.05%
+14,555
New +$358K
IYE icon
321
iShares US Energy ETF
IYE
$1.8B
$356K 0.05%
+8,975
New +$338K
PCG icon
322
PG&E
PCG
$39B
$355K 0.05%
+7,926
New +$444K
EFR
323
Eaton Vance Senior Floating-Rate Fund
EFR
$316M
$353K 0.05%
+24,458
New +$353K
BIZD icon
324
VanEck BDC Income ETF
BIZD
$1.7B
$352K 0.05%
+21,225
New +$364K
AIVL icon
325
WisdomTree US AI Enhanced Value Fund
AIVL
$436M
$351K 0.05%
+3,969
New +$343K
11 12
13
14 15

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KAH
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CWM
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AWM
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Financial Advocates Investment Management's Q4 2017 Portfolio in Review

Q4 2017 is the first quarter with a 13F filing on record for Financial Advocates Investment Management, which disclosed 499 positions worth $733M. Its ten largest holdings account for 22% of the portfolio.

Its largest position is Invesco QQQ Trust: 184,494 shares worth $28.7M.

By sector, the portfolio is most concentrated in Technology at 5.1% of assets, followed by Energy and Financials.

  • Financial Advocates Investment Management's largest Q4 2017 buy was Invesco QQQ Trust: 184,494 shares worth $28.7M.
  • Financial Advocates Investment Management's ten largest holdings make up 22% of its $733M portfolio in Q4 2017.
  • Financial Advocates Investment Management disclosed 499 positions in Q4 2017, its first 13F filing on record.

Based on Financial Advocates Investment Management's 13F filing for Q4 2017, filed 15 Feb 2018.