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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+10.46%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.53B
AUM Growth
+$140M
Cap. Flow
+$19.4M
Cap. Flow %
1.27%
Top 10 Hldgs %
21.28%
Holding
792
New
96
Increased
341
Reduced
275
Closed
60

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$42.3M
2
IWB icon
iShares Russell 1000 ETF
IWB
+$12.4M
3
VTC icon
Vanguard Total Corporate Bond ETF
VTC
+$11.1M
4
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$8.51M
5
OIH icon
VanEck Oil Services ETF
OIH
+$7.61M

Top Sells

Rank Stock Value
1
FTCS icon
First Trust Capital Strength ETF
FTCS
+$14.5M
2
FVD icon
First Trust Value Line Dividend Fund
FVD
+$11.5M
3
ITA icon
iShares US Aerospace & Defense ETF
ITA
+$11.2M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$7.17M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$6.1M

Sector Composition

Rank Sector Weight
1 Technology 13.19%
2 Consumer Discretionary 3.74%
3 Industrials 3.04%
4 Financials 2.97%
5 Healthcare 2.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HYMB icon
276
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.37B
$1.04M 0.07%
41,012
+19,622
+92% +$474K
LIT icon
277
Global X Lithium & Battery Tech ETF
LIT
$1.6B
$1.04M 0.07%
32,086
+21,619
+207% +$1.07M
PCAR icon
278
PACCAR
PCAR
$68.8B
$1.04M 0.07%
10,604
-175
-2% -$15.7K
LIN icon
279
Linde
LIN
$220B
$1.04M 0.07%
2,521
-193
-7% -$76.1K
SCHB icon
280
Schwab US Broad Market ETF
SCHB
$45.2B
$1.04M 0.07%
55,779
-162
-0.3% -$2.8K
ISMD icon
281
Inspire Small/Mid Cap Impact ETF
ISMD
$347M
$1.03M 0.07%
29,766
+358
+1% +$11.1K
FYX icon
282
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.42B
$1.02M 0.07%
11,184
-1,154
-9% -$94.8K
NVS icon
283
Novartis
NVS
$288B
$1.02M 0.07%
10,101
– –
GCOW icon
284
Pacer Global Cash Cows Dividend ETF
GCOW
$3.48B
$1.02M 0.07%
29,747
-313
-1% -$10.3K
DVN icon
285
Devon Energy
DVN
$48.8B
$1.02M 0.07%
22,501
+3,660
+19% +$168K
SPBO icon
286
State Street SPDR Portfolio Corporate Bond ETF
SPBO
$2.1B
$1.02M 0.07%
34,517
+1,154
+3% +$32.3K
TTE icon
287
TotalEnergies
TTE
$193B
$1.01M 0.07%
15,037
-195
-1% -$13K
BX icon
288
Blackstone
BX
$112B
$999K 0.07%
7,629
+232
+3% +$25.1K
EMR icon
289
Emerson Electric
EMR
$91.6B
$994K 0.07%
10,208
+101
+1% +$9.25K
XLRE icon
290
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.68B
$987K 0.06%
24,627
-5,464
-18% -$196K
CRWD icon
291
CrowdStrike
CRWD
$230B
$985K 0.06%
15,428
+5,232
+51% +$274K
FXN icon
292
First Trust Energy AlphaDEX Fund
FXN
$387M
$985K 0.06%
58,987
-83,829
-59% -$1.43M
VNQ icon
293
Vanguard Real Estate ETF
VNQ
$39.1B
$978K 0.06%
11,071
-2,373
-18% -$188K
SLYV icon
294
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$5.12B
$962K 0.06%
11,547
-30,779
-73% -$2.28M
IHI icon
295
iShares US Medical Devices ETF
IHI
$3.48B
$960K 0.06%
17,308
-11,954
-41% -$584K
VONG icon
296
Vanguard Russell 1000 Growth ETF
VONG
$46.2B
$951K 0.06%
12,193
-10,871
-47% -$791K
TLH icon
297
iShares 10-20 Year Treasury Bond ETF
TLH
$10.9B
$940K 0.06%
8,734
-17,364
-67% -$1.74M
SGOL icon
298
abrdn Physical Gold Shares ETF
SGOL
$7.42B
$936K 0.06%
47,392
– –
IWD icon
299
iShares Russell 1000 Value ETF
IWD
$84.3B
$935K 0.06%
6,115
-2,109
-26% -$326K
BROS icon
300
Dutch Bros
BROS
$8.93B
$933K 0.06%
29,453
-4,042
-12% -$110K
10 11
12
13 14

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Financial Advocates Investment Management's Q4 2023 Portfolio in Review

As of Q4 2023, Financial Advocates Investment Management held 792 positions worth $1.53B, up 10% from $1.39B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Financial Advocates Investment Management's Q4 2023 filing shows 96 new, 341 increased, 275 reduced and 60 closed positions. Its largest new stake was State Street SPDR S&P 500 ETF Trust: 94,953 shares worth $45.1M. The largest sale was First Trust Capital Strength ETF, an estimated $14.5M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 12% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Financial Advocates Investment Management's largest Q4 2023 buy was State Street SPDR S&P 500 ETF Trust: 94,953 shares worth $45.1M.
  • Financial Advocates Investment Management added most to Vanguard Total Corporate Bond ETF in Q4 2023, an estimated $11.1M increase.
  • Financial Advocates Investment Management's biggest Q4 2023 reduction was First Trust Capital Strength ETF, cutting an estimated $14.5M.
  • Financial Advocates Investment Management fully exited PIMCO Corporate & Income Opportunity Fund in Q4 2023, selling an estimated $3.64M.
  • Financial Advocates Investment Management's ten largest holdings make up 21% of its $1.53B portfolio in Q4 2023.
  • Financial Advocates Investment Management opened 96 new positions and closed 60 in Q4 2023.
  • Financial Advocates Investment Management's portfolio value rose 10% quarter-over-quarter to $1.53B.

Based on Financial Advocates Investment Management's 13F filing for Q4 2023, filed 8 Feb 2024.