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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
-3.4%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.39B
AUM Growth
-$12.6M
Cap. Flow
+$62.5M
Cap. Flow %
4.5%
Top 10 Hldgs %
19.49%
Holding
741
New
47
Increased
343
Reduced
270
Closed
45

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$14.3M
2
ITA icon
iShares US Aerospace & Defense ETF
ITA
+$11.9M
3
IYH icon
iShares US Healthcare ETF
IYH
+$10.8M
4
SPGP icon
Invesco S&P 500 GARP ETF
SPGP
+$7.41M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$3.82M

Top Sells

Rank Stock Value
1
IUSG icon
iShares Core S&P US Growth ETF
IUSG
+$6.39M
2
FVD icon
First Trust Value Line Dividend Fund
FVD
+$5.55M
3
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$4.04M
4
EDV icon
Vanguard World Funds Extended Duration ETF
EDV
+$3.82M
5
IYLD icon
iShares Morningstar Multi-Asset Income ETF
IYLD
+$3.81M

Sector Composition

Rank Sector Weight
1 Technology 12.26%
2 Consumer Discretionary 3.71%
3 Healthcare 2.81%
4 Financials 2.78%
5 Industrials 2.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPMB icon
276
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
$7.07B
$968K 0.07%
45,821
+8,726
+24% +$187K
INDA icon
277
iShares MSCI India ETF
INDA
$6.58B
$966K 0.07%
+5,692
New +$252K
GCOW icon
278
Pacer Global Cash Cows Dividend ETF
GCOW
$3.48B
$957K 0.07%
30,060
-2,933
-9% -$98.7K
IWS icon
279
iShares Russell Mid-Cap Value ETF
IWS
$16.1B
$947K 0.07%
9,035
+5,749
+175% +$634K
XSOE icon
280
WisdomTree Emerging Markets ex-State-Owned Enterprises Fund
XSOE
$2.12B
$943K 0.07%
35,370
-6,248
-15% -$176K
DIA icon
281
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$48.3B
$935K 0.07%
2,790
+34
+1% +$11.8K
SCHB icon
282
Schwab US Broad Market ETF
SCHB
$45.2B
$930K 0.07%
55,941
-1,182
-2% -$20.5K
SPMD icon
283
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$19.1B
$927K 0.07%
21,135
+1,184
+6% +$54.4K
SPBO icon
284
State Street SPDR Portfolio Corporate Bond ETF
SPBO
$2.1B
$920K 0.07%
33,363
+2,497
+8% +$70.7K
PCAR icon
285
PACCAR
PCAR
$68.8B
$916K 0.07%
10,779
+74
+0.7% +$6.29K
LGLV icon
286
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
$1.23B
$915K 0.07%
6,852
+395
+6% +$55.1K
UPS icon
287
United Parcel Service
UPS
$89.8B
$908K 0.07%
5,829
-1,366
-19% -$236K
BMY icon
288
Bristol-Myers Squibb
BMY
$132B
$906K 0.07%
15,608
-3,032
-16% -$186K
XMLV icon
289
Invesco S&P MidCap Low Volatility ETF
XMLV
$747M
$899K 0.06%
19,223
-874
-4% -$45.1K
DVN icon
290
Devon Energy
DVN
$48.8B
$899K 0.06%
18,841
-1,293
-6% -$65.1K
ISMD icon
291
Inspire Small/Mid Cap Impact ETF
ISMD
$347M
$894K 0.06%
29,408
-853
-3% -$27.6K
AOA icon
292
iShares Core 80/20 Aggressive Allocation ETF
AOA
$3.3B
$893K 0.06%
13,816
+10,142
+276% +$667K
CMCSA icon
293
Comcast
CMCSA
$92.9B
$887K 0.06%
20,012
-181
-0.9% -$8.08K
PYPL icon
294
PayPal
PYPL
$51.8B
$884K 0.06%
15,114
+947
+7% +$61.7K
SPMO icon
295
Invesco S&P 500 Momentum ETF
SPMO
$22.3B
$878K 0.06%
17,262
-1,312
-7% -$75.4K
SHYG icon
296
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.62B
$868K 0.06%
+22,729
New +$939K
XYLD icon
297
Global X S&P 500 Covered Call ETF
XYLD
$3.28B
$867K 0.06%
+29,368
New +$1.19M
TAXF icon
298
American Century Diversified Municipal Bond ETF
TAXF
$688M
$861K 0.06%
17,921
+4,410
+33% +$218K
DE icon
299
Deere & Co
DE
$165B
$859K 0.06%
2,275
-23
-1% -$9.48K
VB icon
300
Vanguard Morningstar Small-Cap ETF
VB
$83.4B
$857K 0.06%
4,535
+717
+19% +$143K
10 11
12
13 14

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BAS
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WAM
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SAM
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KAH
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BI
Binnacle Investments Urbandale, Iowa $170M AUM
CWM
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AWM
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Financial Advocates Investment Management's Q3 2023 Portfolio in Review

As of Q3 2023, Financial Advocates Investment Management held 741 positions worth $1.39B, down 0.9% from $1.4B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Financial Advocates Investment Management deployed $62.5M of net new capital in Q3 2023, opening 47 new positions and adding to 343 existing holdings. Its largest new stake was iShares US Healthcare ETF: 193,930 shares worth $1.92M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was iShares Core S&P US Growth ETF, an estimated $6.39M trimmed.

  • Financial Advocates Investment Management's largest Q3 2023 buy was iShares US Healthcare ETF: 193,930 shares worth $1.92M.
  • Financial Advocates Investment Management added most to iShares Russell 2000 ETF in Q3 2023, an estimated $14.3M increase.
  • Financial Advocates Investment Management's biggest Q3 2023 reduction was iShares Core S&P US Growth ETF, cutting an estimated $6.39M.
  • Financial Advocates Investment Management fully exited Vanguard World Funds Extended Duration ETF in Q3 2023, selling an estimated $3.82M.
  • Financial Advocates Investment Management's ten largest holdings make up 19% of its $1.39B portfolio in Q3 2023.
  • Financial Advocates Investment Management opened 47 new positions and closed 45 in Q3 2023.
  • Financial Advocates Investment Management's portfolio value fell 0.9% quarter-over-quarter to $1.39B.

Based on Financial Advocates Investment Management's 13F filing for Q3 2023, filed 27 Oct 2023.