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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+7.76%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.34B
AUM Growth
+$130M
Cap. Flow
+$35.7M
Cap. Flow %
2.66%
Top 10 Hldgs %
17.78%
Holding
904
New
157
Increased
318
Reduced
255
Closed
151

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$37.1M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$10.9M
3
AAPL icon
Apple
AAPL
+$10.7M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$8.61M
5
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$7.7M

Top Sells

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$10M
2
PAYX icon
Paychex
PAYX
+$8.24M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$6.22M
4
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$6.12M
5
NVS icon
Novartis
NVS
+$5.58M

Sector Composition

Rank Sector Weight
1 Technology 8.97%
2 Healthcare 3.23%
3 Industrials 2.5%
4 Financials 2.36%
5 Consumer Discretionary 2.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CRM icon
276
Salesforce
CRM
$165B
$1.04M 0.08%
7,863
+3,367
+75% +$491K
NVO
277
Novo Nordisk
NVO
$205B
$1.04M 0.08%
15,348
+7,916
+107% +$464K
EEMV icon
278
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.61B
$1.04M 0.08%
+19,520
New +$1.02M
USB icon
279
US Bancorp
USB
$102B
$1.03M 0.08%
23,696
+888
+4% +$38K
MOO icon
280
VanEck Agribusiness ETF
MOO
$972M
$1.03M 0.08%
12,013
+13
+0.1% +$1.14K
SPTS icon
281
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
$6.12B
$1.03M 0.08%
35,647
-3,448
-9% -$99.6K
ARTY
282
iShares Future AI & Tech ETF
ARTY
$4.06B
$1.03M 0.08%
40,241
-105
-0.3% -$2.64K
AMP icon
283
Ameriprise Financial
AMP
$50.4B
$1.03M 0.08%
+3,295
New +$1.01M
SHYG icon
284
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.62B
$1.02M 0.08%
24,919
+11,161
+81% +$457K
ITA icon
285
iShares US Aerospace & Defense ETF
ITA
$14.9B
$1.01M 0.08%
9,058
+677
+8% +$72.1K
IHDG icon
286
WisdomTree International Hedged Quality Dividend Growth Fund
IHDG
$2.26B
$1.01M 0.08%
28,378
-1,985
-7% -$75.2K
CCI icon
287
Crown Castle
CCI
$32.2B
$1.01M 0.08%
7,443
+5,415
+267% +$732K
QCOM icon
288
Qualcomm
QCOM
$173B
$1.01M 0.08%
9,174
+891
+11% +$104K
UPS icon
289
United Parcel Service
UPS
$89.8B
$1.01M 0.08%
5,786
+2,824
+95% +$489K
NVS icon
290
Novartis
NVS
$288B
$1M 0.07%
11,036
-66,256
-86% -$5.58M
DOCU
291
DocuSign
DOCU
$12.2B
$1M 0.07%
18,063
+1,100
+6% +$53.5K
TTE icon
292
TotalEnergies
TTE
$193B
$985K 0.07%
15,861
-5,900
-27% -$337K
VXUS icon
293
Vanguard Total International Stock ETF
VXUS
$164B
$983K 0.07%
19,002
+5,154
+37% +$258K
EFA icon
294
iShares MSCI EAFE ETF
EFA
$80.3B
$976K 0.07%
14,863
-1,378
-8% -$86.3K
DXCM icon
295
DexCom
DXCM
$34.5B
$975K 0.07%
8,606
+3,717
+76% +$408K
SPEM icon
296
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.7B
$974K 0.07%
29,544
+1,663
+6% +$53.9K
PYPL icon
297
CALL
PayPal
PYPL
$51.8B
$970K 0.07%
13,621
+4,174
+44% +$334K
NFLX icon
298
Netflix
NFLX
$326B
$962K 0.07%
32,610
+7,880
+32% +$221K
SPMO icon
299
Invesco S&P 500 Momentum ETF
SPMO
$22.3B
$953K 0.07%
+16,790
New +$943K
HUSV icon
300
First Trust Horizon Managed Volatility Domestic ETF
HUSV
$84.9M
$950K 0.07%
28,754
-2,040
-7% -$65.9K
10 11
12
13 14

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Financial Advocates Investment Management's Q4 2022 Portfolio in Review

As of Q4 2022, Financial Advocates Investment Management held 904 positions worth $1.34B, up 11% from $1.21B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Financial Advocates Investment Management's Q4 2022 filing shows 157 new, 318 increased, 255 reduced and 151 closed positions. Its largest new stake was State Street SPDR S&P 500 ETF Trust: 96,512 shares worth $37.4M. The largest sale was Tesla, an estimated $10M.

By sector, the portfolio is most concentrated in Technology at 9% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Industrials.

  • Financial Advocates Investment Management's largest Q4 2022 buy was State Street SPDR S&P 500 ETF Trust: 96,512 shares worth $37.4M.
  • Financial Advocates Investment Management added most to Apple in Q4 2022, an estimated $10.7M increase.
  • Financial Advocates Investment Management's biggest Q4 2022 reduction was Paychex, cutting an estimated $8.24M.
  • Financial Advocates Investment Management fully exited Tesla in Q4 2022, selling an estimated $10M.
  • Financial Advocates Investment Management's ten largest holdings make up 18% of its $1.34B portfolio in Q4 2022.
  • Financial Advocates Investment Management opened 157 new positions and closed 151 in Q4 2022.
  • Financial Advocates Investment Management's portfolio value rose 11% quarter-over-quarter to $1.34B.

Based on Financial Advocates Investment Management's 13F filing for Q4 2022, filed 15 Feb 2023.