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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
-4.73%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.21B
AUM Growth
-$20M
Cap. Flow
+$75.2M
Cap. Flow %
6.2%
Top 10 Hldgs %
17.55%
Holding
852
New
168
Increased
288
Reduced
270
Closed
104

Top Buys

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.18M
2
PAYX icon
Paychex
PAYX
+$8.95M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$8.05M
4
WAT icon
Waters Corp
WAT
+$7.19M
5
RRX icon
Regal Rexnord
RRX
+$6.51M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$29.1M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$19.6M
3
AAPL icon
Apple
AAPL
+$11.3M
4
GLD icon
SPDR Gold Trust
GLD
+$10.5M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$6.39M

Sector Composition

Rank Sector Weight
1 Technology 9.46%
2 Healthcare 3.99%
3 Consumer Discretionary 3.53%
4 Financials 2.52%
5 Industrials 2.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NVS icon
276
Novartis
NVS
$289B
$901K 0.07%
77,292
+66,233
+599% +$5.49M
SPEM icon
277
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.7B
$900K 0.07%
27,881
+7,315
+36% +$249K
TREX icon
278
Trex
TREX
$5.09B
$895K 0.07%
+8,063
New +$431K
HYLS icon
279
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.64B
$894K 0.07%
23,336
+4,908
+27% +$200K
SCHD icon
280
Schwab US Dividend Equity ETF
SCHD
$108B
$889K 0.07%
40,170
-6,435
-14% -$156K
DIA icon
281
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$48.2B
$888K 0.07%
3,195
-1,110
-26% -$353K
ALK icon
282
Alaska Air
ALK
$5.36B
$881K 0.07%
17,571
+842
+5% +$37K
VHT icon
283
Vanguard Health Care ETF
VHT
$19B
$874K 0.07%
4,738
-3,733
-44% -$891K
EMR icon
284
Emerson Electric
EMR
$90.8B
$872K 0.07%
11,712
-1,459
-11% -$121K
ARKF icon
285
ARK Blockchain & Fintech Innovation ETF
ARKF
$772M
$869K 0.07%
53,442
-858
-2% -$15.3K
VTEB icon
286
Vanguard Tax-Exempt Bond Index Fund
VTEB
$46.1B
$868K 0.07%
18,037
+1,361
+8% +$68K
DOOR
287
DELISTED
MASONITE INTERNATIONAL CORP
DOOR
$865K 0.07%
+3,134
New +$260K
SU icon
288
Suncor Energy
SU
$76B
$855K 0.07%
+12,514
New +$395K
ROAD icon
289
Construction Partners
ROAD
$6.77B
$849K 0.07%
+6,255
New +$164K
ISMD icon
290
Inspire Small/Mid Cap Impact ETF
ISMD
$346M
$844K 0.07%
30,830
+655
+2% +$19.9K
FPE icon
291
First Trust Preferred Securities and Income ETF
FPE
$6.34B
$842K 0.07%
36,359
+1,390
+4% +$24.5K
BX icon
292
Blackstone
BX
$110B
$841K 0.07%
10,210
-1,004
-9% -$97.2K
KMB icon
293
Kimberly-Clark
KMB
$36.7B
$841K 0.07%
7,377
-717
-9% -$93.2K
QQQM icon
294
Invesco NASDAQ 100 ETF
QQQM
$104B
$841K 0.07%
7,650
+1,571
+26% +$195K
RPG icon
295
Invesco S&P 500 Pure Growth ETF
RPG
$2.1B
$841K 0.07%
29,100
+20
+0.1% +$640
VMBS icon
296
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.7B
$833K 0.07%
18,465
+484
+3% +$23K
TMDX icon
297
Transmedics
TMDX
$3.07B
$822K 0.07%
+12,882
New +$560K
AMT icon
298
American Tower
AMT
$81.3B
$813K 0.07%
4,388
+1,239
+39% +$318K
LOGI icon
299
Logitech
LOGI
$14.8B
$813K 0.07%
+16,036
New +$843K
PYPL icon
300
CALL
PayPal
PYPL
$51.2B
$803K 0.07%
+9,447
New +$838K
10 11
12
13 14

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WAM
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KAH
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CWM
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Financial Advocates Investment Management's Q3 2022 Portfolio in Review

As of Q3 2022, Financial Advocates Investment Management held 852 positions worth $1.21B, down 1.6% from $1.23B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Financial Advocates Investment Management deployed $75.2M of net new capital in Q3 2022, opening 168 new positions and adding to 288 existing holdings. Its largest new stake was Waters Corp: 22,536 shares worth $444K.

By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 11% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was Apple, an estimated $11.3M trimmed.

  • Financial Advocates Investment Management's largest Q3 2022 buy was Waters Corp: 22,536 shares worth $444K.
  • Financial Advocates Investment Management added most to Invesco S&P 500 Equal Weight ETF in Q3 2022, an estimated $9.18M increase.
  • Financial Advocates Investment Management's biggest Q3 2022 reduction was Apple, cutting an estimated $11.3M.
  • Financial Advocates Investment Management fully exited State Street SPDR S&P 500 ETF Trust in Q3 2022, selling an estimated $29.1M.
  • Financial Advocates Investment Management's ten largest holdings make up 18% of its $1.21B portfolio in Q3 2022.
  • Financial Advocates Investment Management opened 168 new positions and closed 104 in Q3 2022.
  • Financial Advocates Investment Management's portfolio value fell 1.6% quarter-over-quarter to $1.21B.

Based on Financial Advocates Investment Management's 13F filing for Q3 2022, filed 14 Nov 2022.