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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+6.35%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.59B
AUM Growth
+$107M
Cap. Flow
+$27.1M
Cap. Flow %
1.7%
Top 10 Hldgs %
19.73%
Holding
831
New
92
Increased
350
Reduced
300
Closed
66

Top Buys

Rank Stock Value
1
CMG icon
Chipotle Mexican Grill
CMG
+$27M
2
MDT icon
Medtronic
MDT
+$9.24M
3
VWOB icon
Vanguard Emerging Markets Government Bond ETF
VWOB
+$8.88M
4
WM icon
Waste Management
WM
+$7.26M
5
VHT icon
Vanguard Health Care ETF
VHT
+$5.27M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$69.6M
2
AAPL icon
Apple
AAPL
+$66.1M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$22.4M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$7.26M
5
APPH
AppHarvest, Inc. Common Stock
APPH
+$5.99M

Sector Composition

Rank Sector Weight
1 Technology 7.16%
2 Consumer Discretionary 4.14%
3 Healthcare 3.69%
4 Industrials 2.97%
5 Financials 2.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TDOC icon
276
Teladoc Health
TDOC
$1.26B
$1.31M 0.08%
14,243
+2,125
+18% +$254K
CRM icon
277
Salesforce
CRM
$165B
$1.31M 0.08%
5,139
+557
+12% +$157K
BYRN icon
278
Byrna Technologies
BYRN
$97.6M
$1.3M 0.08%
+11,967
New +$195K
STPZ icon
279
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
$525M
$1.3M 0.08%
+23,507
New +$1.3M
DXCM icon
280
DexCom
DXCM
$34.5B
$1.3M 0.08%
+10,084
New +$1.45M
LOW icon
281
Lowe's Companies
LOW
$122B
$1.3M 0.08%
5,015
+902
+22% +$214K
BROS icon
282
Dutch Bros
BROS
$8.93B
$1.27M 0.08%
24,995
+5,533
+28% +$307K
TBF icon
283
ProShares Short 20+ Year Treasury ETF
TBF
$106M
$1.27M 0.08%
79,609
-8,430
-10% -$137K
LLY icon
284
Eli Lilly
LLY
$1.08T
$1.25M 0.08%
4,533
+29
+0.6% +$7.35K
MUB icon
285
iShares National Muni Bond ETF
MUB
$45.9B
$1.25M 0.08%
10,810
-11,306
-51% -$1.31M
IAU icon
286
iShares Gold Trust
IAU
$64.5B
$1.25M 0.08%
35,823
+4,675
+15% +$160K
OKE icon
287
Oneok
OKE
$58.4B
$1.24M 0.08%
21,068
+2,423
+13% +$150K
IUSS
288
DELISTED
Invesco Exchange-Traded Self-Indexed Fund Trust Invesco RAFI Strategic US Small Company ETF
IUSS
$1.23M 0.08%
+31,044
New +$1.22M
SCHO icon
289
Schwab Short-Term US Treasury ETF
SCHO
$13B
$1.23M 0.08%
48,252
-2,486
-5% -$63.4K
FDX icon
290
FedEx
FDX
$80.3B
$1.22M 0.08%
4,725
-258
-5% -$61.9K
IHY icon
291
VanEck International High Yield Bond ETF
IHY
$43.4M
$1.21M 0.08%
50,171
-397
-0.8% -$9.64K
CVS icon
292
CVS Health
CVS
$121B
$1.21M 0.08%
11,700
+182
+2% +$16.8K
FXN icon
293
First Trust Energy AlphaDEX Fund
FXN
$387M
$1.2M 0.08%
100,350
+23,654
+31% +$293K
SYK icon
294
Stryker
SYK
$131B
$1.19M 0.07%
4,447
+1,150
+35% +$302K
IXN icon
295
iShares Global Tech ETF
IXN
$9.47B
$1.18M 0.07%
18,335
-60
-0.3% -$3.69K
RORO
296
DELISTED
ATAC US Rotation ETF
RORO
$1.17M 0.07%
+22,566
New +$541K
HUSV icon
297
First Trust Horizon Managed Volatility Domestic ETF
HUSV
$84.9M
$1.16M 0.07%
32,218
-744
-2% -$25.2K
RSPM icon
298
Invesco S&P 500 Equal Weight Materials ETF
RSPM
$183M
$1.15M 0.07%
67,970
+56,510
+493% +$1.95M
TSLX icon
299
Sixth Street Specialty
TSLX
$1.82B
$1.14M 0.07%
48,665
+10,610
+28% +$249K
IJS icon
300
iShares S&P Small-Cap 600 Value ETF
IJS
$8.43B
$1.13M 0.07%
10,834
+662
+7% +$69.4K
10 11
12
13 14

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WAM
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KAH
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CWM
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Financial Advocates Investment Management's Q4 2021 Portfolio in Review

As of Q4 2021, Financial Advocates Investment Management held 831 positions worth $1.59B, up 7.2% from $1.48B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Financial Advocates Investment Management's Q4 2021 filing shows 92 new, 350 increased, 300 reduced and 66 closed positions. Its largest new stake was Chipotle Mexican Grill: 765,600 shares worth $984K. The largest sale was Invesco QQQ Trust, an estimated $69.6M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Financial Advocates Investment Management's largest Q4 2021 buy was Chipotle Mexican Grill: 765,600 shares worth $984K.
  • Financial Advocates Investment Management added most to Medtronic in Q4 2021, an estimated $9.24M increase.
  • Financial Advocates Investment Management's biggest Q4 2021 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $7.26M.
  • Financial Advocates Investment Management fully exited Invesco QQQ Trust in Q4 2021, selling an estimated $69.6M.
  • Financial Advocates Investment Management's ten largest holdings make up 20% of its $1.59B portfolio in Q4 2021.
  • Financial Advocates Investment Management opened 92 new positions and closed 66 in Q4 2021.
  • Financial Advocates Investment Management's portfolio value rose 7.2% quarter-over-quarter to $1.59B.

Based on Financial Advocates Investment Management's 13F filing for Q4 2021, filed 14 Feb 2022.