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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
-1.05%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.48B
AUM Growth
-$16.3M
Cap. Flow
-$2.38M
Cap. Flow %
-0.16%
Top 10 Hldgs %
18.91%
Holding
812
New
80
Increased
357
Reduced
266
Closed
73

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$38.8M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$17.6M
3
ITB icon
iShares US Home Construction ETF
ITB
+$6.64M
4
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$5.87M
5
NVAX icon
Novavax
NVAX
+$5.69M

Top Sells

Rank Stock Value
1
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$17.5M
2
SHOP icon
Shopify
SHOP
+$14.9M
3
IHI icon
iShares US Medical Devices ETF
IHI
+$11.8M
4
PH icon
Parker-Hannifin
PH
+$6.83M
5
AAPL icon
Apple
AAPL
+$6.4M

Sector Composition

Rank Sector Weight
1 Technology 10.72%
2 Consumer Discretionary 3.9%
3 Healthcare 3.02%
4 Financials 2.67%
5 Industrials 2.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RWJ icon
276
Invesco S&P SmallCap 600 Revenue ETF
RWJ
$2.11B
$1.2M 0.08%
30,879
+1,137
+4% +$44K
ESGE icon
277
iShares ESG Aware MSCI EM ETF
ESGE
$6.86B
$1.2M 0.08%
28,962
-2,815
-9% -$120K
OLD
278
DELISTED
The Long-Term Care ETF
OLD
$1.2M 0.08%
39,107
-997
-2% -$32.4K
CLIX icon
279
ProShares Long Online/Short Stores ETF
CLIX
$6.24M
$1.19M 0.08%
17,312
-640
-4% -$47.8K
IBDO
280
DELISTED
iShares iBonds Dec 2023 Term Corporate ETF
IBDO
$1.19M 0.08%
45,792
+433
+1% +$11.3K
BABA icon
281
Alibaba
BABA
$293B
$1.19M 0.08%
8,023
+1,065
+15% +$194K
XLY icon
282
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.5B
$1.16M 0.08%
12,948
-2,222
-15% -$202K
HERO icon
283
Global X Video Games & Esports ETF
HERO
$66.8M
$1.14M 0.08%
40,772
+3,736
+10% +$112K
XYZ
284
Block Inc
XYZ
$49.9B
$1.12M 0.08%
4,836
-841
-15% -$216K
ZM icon
285
Zoom
ZM
$32.2B
$1.11M 0.08%
4,247
-882
-17% -$297K
AMD icon
286
Advanced Micro Devices
AMD
$789B
$1.11M 0.07%
10,778
-591
-5% -$60.4K
DE icon
287
Deere & Co
DE
$165B
$1.1M 0.07%
3,296
+3
+0.1% +$1.08K
FSLY icon
288
Fastly Inc
FSLY
$4.78B
$1.1M 0.07%
25,936
+7,231
+39% +$334K
NBIS
289
Nebius Group N.V.
NBIS
$69.3B
$1.09M 0.07%
+25,760
New +$1.88M
FDX icon
290
FedEx
FDX
$80.3B
$1.09M 0.07%
4,983
+1,738
+54% +$472K
FPX icon
291
First Trust US Equity Opportunities ETF
FPX
$1.55B
$1.09M 0.07%
8,843
+5,611
+174% +$713K
FBT icon
292
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.78B
$1.09M 0.07%
6,561
-394
-6% -$67.3K
PARA
293
DELISTED
Paramount Global Class B
PARA
$1.08M 0.07%
24,386
-543
-2% -$22.1K
OKE icon
294
Oneok
OKE
$58.4B
$1.08M 0.07%
18,645
+13,289
+248% +$714K
ABNB icon
295
Airbnb
ABNB
$111B
$1.07M 0.07%
7,625
+2,162
+40% +$330K
FLOT icon
296
iShares Floating Rate Bond ETF
FLOT
$10.5B
$1.05M 0.07%
20,742
+3,356
+19% +$170K
HUSV icon
297
First Trust Horizon Managed Volatility Domestic ETF
HUSV
$84.9M
$1.05M 0.07%
32,962
-1,353
-4% -$44.6K
IXN icon
298
iShares Global Tech ETF
IXN
$9.47B
$1.04M 0.07%
18,395
+3,413
+23% +$200K
KMB icon
299
Kimberly-Clark
KMB
$36.8B
$1.04M 0.07%
7,876
-239
-3% -$32.5K
WCLD
300
WisdomTree Cloud Computing Fund
WCLD
$319M
$1.04M 0.07%
18,087
-1,076
-6% -$63K
10 11
12
13 14

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BAS
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WAM
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SAM
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KAH
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CWM
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Financial Advocates Investment Management's Q3 2021 Portfolio in Review

As of Q3 2021, Financial Advocates Investment Management held 812 positions worth $1.48B, down 1.1% from $1.5B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Financial Advocates Investment Management's Q3 2021 filing shows 80 new, 357 increased, 266 reduced and 73 closed positions. Its largest new stake was Vanguard Morningstar Value ETF: 126,301 shares worth $17.1M. The largest sale was State Street SPDR Portfolio S&P 500 ETF, an estimated $17.5M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Financial Advocates Investment Management's largest Q3 2021 buy was Vanguard Morningstar Value ETF: 126,301 shares worth $17.1M.
  • Financial Advocates Investment Management added most to Invesco QQQ Trust in Q3 2021, an estimated $38.8M increase.
  • Financial Advocates Investment Management's biggest Q3 2021 reduction was State Street SPDR Portfolio S&P 500 ETF, cutting an estimated $17.5M.
  • Financial Advocates Investment Management fully exited Invesco S&P 500 Pure Value ETF in Q3 2021, selling an estimated $4.24M.
  • Financial Advocates Investment Management's ten largest holdings make up 19% of its $1.48B portfolio in Q3 2021.
  • Financial Advocates Investment Management opened 80 new positions and closed 73 in Q3 2021.
  • Financial Advocates Investment Management's portfolio value fell 1.1% quarter-over-quarter to $1.48B.

Based on Financial Advocates Investment Management's 13F filing for Q3 2021, filed 4 Nov 2021.