We are live on ! Find out more
FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+5.23%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.41B
AUM Growth
-$51.9M
Cap. Flow
-$74.9M
Cap. Flow %
-5.31%
Top 10 Hldgs %
18.9%
Holding
817
New
103
Increased
291
Reduced
326
Closed
71

Top Buys

Rank Stock Value
1
WAB icon
Wabtec
WAB
+$7.89M
2
EBAY icon
eBay
EBAY
+$5.55M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$4.23M
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$4.07M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$3.92M

Top Sells

Rank Stock Value
1
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$19.2M
2
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$16.2M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$14.6M
4
RWR icon
State Street SPDR Dow Jones REIT ETF
RWR
+$14.5M
5
TSLA icon
Tesla
TSLA
+$12.9M

Sector Composition

Rank Sector Weight
1 Technology 9.97%
2 Consumer Discretionary 3.94%
3 Industrials 3.47%
4 Financials 3.04%
5 Healthcare 2.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AOK icon
276
iShares Core Conservative Allocation ETF
AOK
$795M
$1.2M 0.08%
30,969
+2,909
+10% +$113K
BIL icon
277
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.7B
$1.19M 0.08%
13,021
-1,503
-10% -$138K
MPT
278
Medical Properties Trust
MPT
$2.51B
$1.18M 0.08%
55,306
-16,582
-23% -$357K
BLUE
279
DELISTED
bluebird bio
BLUE
$1.17M 0.08%
2,472
+2,232
+930% +$1.1M
ANGL icon
280
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.12B
$1.16M 0.08%
35,274
-446
-1% -$14.3K
IBDO
281
DELISTED
iShares iBonds Dec 2023 Term Corporate ETF
IBDO
$1.16M 0.08%
44,313
-2,370
-5% -$62.1K
FINX icon
282
Global X FinTech ETF
FINX
$173M
$1.16M 0.08%
26,171
+20,423
+355% +$961K
AVGO icon
283
Broadcom
AVGO
$1.99T
$1.15M 0.08%
24,730
+1,340
+6% +$62K
IAU icon
284
iShares Gold Trust
IAU
$64.5B
$1.14M 0.08%
35,121
+1,238
+4% +$42.3K
NVG icon
285
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.69B
$1.14M 0.08%
67,571
-1,694
-2% -$28.3K
IJS icon
286
iShares S&P Small-Cap 600 Value ETF
IJS
$8.43B
$1.14M 0.08%
11,302
-555
-5% -$52.5K
HERO icon
287
Global X Video Games & Esports ETF
HERO
$66.8M
$1.13M 0.08%
36,074
+26,640
+282% +$878K
LOW icon
288
Lowe's Companies
LOW
$122B
$1.13M 0.08%
5,958
-365
-6% -$62.6K
VMO icon
289
Invesco Municipal Opportunity Trust
VMO
$667M
$1.12M 0.08%
84,906
-6,457
-7% -$84.4K
PARA
290
CALL
DELISTED
Paramount Global Class B
PARA
$1.12M 0.08%
+23,832
New +$1.46M
KLAC icon
291
KLA
KLAC
$274B
$1.11M 0.08%
+33,750
New +$1.02M
MDT icon
292
Medtronic
MDT
$116B
$1.11M 0.08%
9,468
-2,527
-21% -$296K
FMHI icon
293
First Trust Municipal High Income ETF
FMHI
$1.01B
$1.1M 0.08%
20,191
+2,980
+17% +$162K
ACN icon
294
Accenture
ACN
$109B
$1.1M 0.08%
3,982
+14
+0.4% +$3.62K
RWJ icon
295
Invesco S&P SmallCap 600 Revenue ETF
RWJ
$2.11B
$1.1M 0.08%
28,974
+5,838
+25% +$199K
TXN icon
296
Texas Instruments
TXN
$250B
$1.1M 0.08%
6,170
+614
+11% +$107K
DIA icon
297
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$48.3B
$1.09M 0.08%
3,317
-97
-3% -$30.6K
PBCT
298
DELISTED
People's United Financial Inc
PBCT
$1.09M 0.08%
+11,950
New +$192K
NVS icon
299
Novartis
NVS
$288B
$1.09M 0.08%
13,806
-406
-3% -$36.4K
SWAV
300
DELISTED
Shockwave Medical, Inc. Common Stock
SWAV
$1.09M 0.08%
8,353
+90
+1% +$10.8K
10 11
12
13 14

Similar funds

OCBV
Ownership Capital B.V. Amsterdam, Netherlands $178M AUM 4.75% 1-Year Est. Return
BAS
Brueske Advisory Services Bellevue, Washington $183M AUM 12.98% 1-Year Est. Return
WAM
WFA Asset Management Whitefish Bay, Wisconsin $184M AUM 12.29% 1-Year Est. Return
SAM
Strive Asset Management Dublin, Ohio $184M AUM 29.16% 1-Year Est. Return
KAH
Kathryn A. Hall $186M AUM 12.55% 1-Year Est. Return
BI
Binnacle Investments Urbandale, Iowa $170M AUM
CWM
Certus Wealth Management Redwood City, California $167M AUM 14.11% 1-Year Est. Return
AWM
AllSquare Wealth Management Albany, New York $189M AUM 14.89% 1-Year Est. Return

Financial Advocates Investment Management's Q1 2021 Portfolio in Review

As of Q1 2021, Financial Advocates Investment Management held 817 positions worth $1.41B, down 3.6% from $1.46B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Financial Advocates Investment Management withdrew a net $74.9M in Q1 2021, closing 71 positions and reducing 326 holdings. Its most notable exit was Tesla, an estimated $12.9M position sold in full.

By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 10% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, Financial Advocates Investment Management opened a new position in Wabtec worth $1.25M.

  • Financial Advocates Investment Management's largest Q1 2021 buy was Wabtec: 101,608 shares worth $1.25M.
  • Financial Advocates Investment Management added most to Alphabet (Google) Class C in Q1 2021, an estimated $4.23M increase.
  • Financial Advocates Investment Management's biggest Q1 2021 reduction was State Street SPDR Portfolio TIPS ETF, cutting an estimated $19.2M.
  • Financial Advocates Investment Management fully exited Tesla in Q1 2021, selling an estimated $12.9M.
  • Financial Advocates Investment Management's ten largest holdings make up 19% of its $1.41B portfolio in Q1 2021.
  • Financial Advocates Investment Management opened 103 new positions and closed 71 in Q1 2021.
  • Financial Advocates Investment Management's portfolio value fell 3.6% quarter-over-quarter to $1.41B.

Based on Financial Advocates Investment Management's 13F filing for Q1 2021, filed 10 May 2021.