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FAIM
Financial Advocates Investment Management Portfolio holdings
AUM
$178M
1-Year Est. Return
21.03%
This Fund
S&P 500
This Quarter
Est. Return
+12.99%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.46B
AUM Growth
+$291M
(+25%)
Cap. Flow
+$171M
Cap. Flow
% of AUM
11.71%
Top 10 Holdings %
Top 10 Hldgs %
20.31%
Holding
753
New
127
Increased
325
Reduced
237
Closed
39
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Portfolio TIPS ETF
SPIP
|
+$19.8M |
| 2 |
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
|
+$15.8M |
| 3 |
State Street SPDR Dow Jones REIT ETF
RWR
|
+$13.4M |
| 4 |
State Street Industrial Select Sector SPDR ETF
XLI
|
+$11.2M |
| 5 |
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
|
+$10.1M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$29.8M |
| 2 |
Schwab US Aggregate Bond ETF
SCHZ
|
+$25.4M |
| 3 |
Schwab Short-Term US Treasury ETF
SCHO
|
+$14.8M |
| 4 |
Vanguard Short-Term Treasury ETF
VGSH
|
+$12M |
| 5 |
State Street Consumer Staples Select Sector SPDR ETF
XLP
|
+$7.14M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.4% |
| 2 | Consumer Discretionary | 5.01% |
| 3 | Industrials | 2.81% |
| 4 | Financials | 2.61% |
| 5 | Healthcare | 2.39% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
276
Invesco Municipal Opportunity Trust
VMO
$665M
| $1.17M | 0.08% |
91,363
-5,012
| -5% | -$62.7K |
|
277
UnitedHealth
UNH
$359B
| $1.17M | 0.08% |
3,331
+556
| +20% | +$186K |
|
278
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.68B
| $1.16M | 0.08% |
69,265
-104
| -0.1% | -$1.67K |
|
279
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.12B
| $1.15M | 0.08% |
35,720
-17,540
| -33% | -$542K |
|
280
Invesco S&P 500 Quality ETF
SPHQ
$20B
| $1.15M | 0.08% |
27,318
+3,931
| +17% | +$158K |
|
281
iShares Short Maturity Bond ETF
NEAR
$4.89B
| $1.13M | 0.08% |
22,499
-711
| -3% | -$35.6K |
|
282
State Street Communication Services Select Sector SPDR ETF
XLC
$22.6B
| $1.13M | 0.08% |
16,688
+11,971
| +254% | +$762K |
|
283
Blackrock
BLK
$182B
| $1.12M | 0.08% |
1,555
+43
| +3% | +$28.5K |
|
284
VF Corp
VFC
$5.81B
| $1.12M | 0.08% |
13,133
+348
| +3% | +$27.8K |
|
285
Invesco
IVZ
$14.2B
| $1.11M | 0.08% |
63,644
+49,224
| +341% | +$757K |
|
286
Northrop Grumman
NOC
$81.6B
| $1.1M | 0.08% |
3,625
-837
| -19% | -$256K |
|
287
iShares Core Conservative Allocation ETF
AOK
$795M
| $1.1M | 0.07% |
28,060
+7,062
| +34% | +$268K |
|
288
Royal Caribbean
RCL
$82.8B
| $1.08M | 0.07% |
14,434
+286
| +2% | +$19.9K |
|
289
AAM S&P 500 High Dividend Value ETF
SPDV
$103M
| $1.08M | 0.07% |
43,687
+1,390
| +3% | +$32.4K |
|
290
Westamerica Bancorp
WABC
$1.38B
| $1.07M | 0.07% |
19,396
+12,704
| +190% | +$700K |
|
291
ProShares S&P MidCap 400 Dividend Aristocrats ETF
REGL
$1.81B
| $1.07M | 0.07% |
16,998
-577
| -3% | -$34.2K |
|
292
Target
TGT
$70.5B
| $1.05M | 0.07% |
5,978
+1,115
| +23% | +$186K |
|
293
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$48.2B
| $1.04M | 0.07% |
3,414
-104
| -3% | -$30.3K |
|
294
PACCAR
PCAR
$68.7B
| $1.04M | 0.07% |
18,152
+8,864
| +95% | +$521K |
|
295
Vanguard S&P 500 Growth ETF
VOOG
$27.4B
| $1.04M | 0.07% |
27,222
-1,392
| -5% | -$50.8K |
|
296
Accenture
ACN
$109B
| $1.04M | 0.07% |
3,968
+312
| +9% | +$74.8K |
|
297
Schwab Emerging Markets Equity ETF
SCHE
$12.9B
| $1.03M | 0.07% |
33,578
-2,881
| -8% | -$83.5K |
|
298
Broadcom
AVGO
$2T
| $1.02M | 0.07% |
23,390
+1,270
| +6% | +$49.5K |
|
299
Chubb
CB
$133B
| $1.02M | 0.07% |
6,631
-932
| -12% | -$131K |
|
300
First Trust Preferred Securities and Income ETF
FPE
$6.34B
| $1.02M | 0.07% |
50,428
-81
| -0.2% | -$1.6K |
|
Similar funds
OCBV
BAS
WAM
SAM
KAH
BI
CWM
AWM
Financial Advocates Investment Management's Q4 2020 Portfolio in Review
As of Q4 2020, Financial Advocates Investment Management held 753 positions worth $1.46B, up 25% from $1.17B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
Financial Advocates Investment Management deployed $171M of net new capital in Q4 2020, opening 127 new positions and adding to 325 existing holdings. Its largest new stake was State Street SPDR Portfolio TIPS ETF: 643,946 shares worth $20.2M.
By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 9.9% a quarter earlier, followed by Consumer Discretionary and Industrials.
On the sell side, the largest reduction was Schwab Short-Term US Treasury ETF, an estimated $14.8M trimmed.
- Financial Advocates Investment Management's largest Q4 2020 buy was State Street SPDR Portfolio TIPS ETF: 643,946 shares worth $20.2M.
- Financial Advocates Investment Management added most to State Street Consumer Discretionary Select Sector SPDR ETF in Q4 2020, an estimated $15.8M increase.
- Financial Advocates Investment Management's biggest Q4 2020 reduction was Schwab Short-Term US Treasury ETF, cutting an estimated $14.8M.
- Financial Advocates Investment Management fully exited State Street SPDR S&P 500 ETF Trust in Q4 2020, selling an estimated $29.8M.
- Financial Advocates Investment Management's ten largest holdings make up 20% of its $1.46B portfolio in Q4 2020.
- Financial Advocates Investment Management opened 127 new positions and closed 39 in Q4 2020.
- Financial Advocates Investment Management's portfolio value rose 25% quarter-over-quarter to $1.46B.
Based on Financial Advocates Investment Management's 13F filing for Q4 2020, filed 12 Feb 2021.