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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+8.56%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.17B
AUM Growth
+$117M
Cap. Flow
+$45.5M
Cap. Flow %
3.88%
Top 10 Hldgs %
22.31%
Holding
703
New
97
Increased
237
Reduced
263
Closed
77

Top Buys

Rank Stock Value
1
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$25.2M
2
GLD icon
SPDR Gold Trust
GLD
+$23.8M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$21M
4
AMZN icon
Amazon
AMZN
+$18.6M
5
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$10.9M

Top Sells

Rank Stock Value
1
EDV icon
Vanguard World Funds Extended Duration ETF
EDV
+$9.76M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.58M
3
DIS icon
Walt Disney
DIS
+$5M
4
ILCG icon
iShares Morningstar Growth ETF
ILCG
+$4.04M
5
T icon
AT&T
T
+$3.75M

Sector Composition

Rank Sector Weight
1 Technology 9.9%
2 Consumer Discretionary 4.47%
3 Industrials 2.56%
4 Healthcare 2.33%
5 Financials 2.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BLK icon
276
Blackrock
BLK
$182B
$852K 0.07%
1,512
+359
+31% +$205K
ICLN icon
277
iShares Global Clean Energy ETF
ICLN
$2.11B
$846K 0.07%
+45,774
New +$716K
AAVM
278
EA Series Trust Alpha Architect Global Factor Equity ETF
AAVM
$27.1M
$843K 0.07%
35,230
-10,622
-23% -$248K
FTLS icon
279
First Trust Long/Short Equity ETF
FTLS
$2.5B
$836K 0.07%
19,632
-263
-1% -$11.2K
XLF icon
280
State Street Financial Select Sector SPDR ETF
XLF
$59.2B
$831K 0.07%
34,547
-22,582
-40% -$549K
PINS icon
281
Pinterest
PINS
$13B
$828K 0.07%
19,952
-162
-0.8% -$5.28K
ACN icon
282
Accenture
ACN
$109B
$826K 0.07%
3,656
-526
-13% -$120K
CMCSA icon
283
Comcast
CMCSA
$91.9B
$822K 0.07%
17,751
-4,496
-20% -$195K
F icon
284
Ford
F
$55.3B
$814K 0.07%
122,211
+13,099
+12% +$88.7K
RTX icon
285
RTX Corp
RTX
$298B
$809K 0.07%
14,052
-2,434
-15% -$148K
IJK icon
286
iShares S&P Mid-Cap 400 Growth ETF
IJK
$11.3B
$808K 0.07%
13,516
-1,132
-8% -$67.4K
AVGO icon
287
Broadcom
AVGO
$2T
$806K 0.07%
22,120
-1,010
-4% -$33.8K
NOW icon
288
ServiceNow
NOW
$128B
$796K 0.07%
8,205
-165
-2% -$14.7K
IGHG icon
289
ProShares Investment Grade-Interest Rate Hedged
IGHG
$329M
$788K 0.07%
11,019
+18
+0.2% +$1.3K
AOK icon
290
iShares Core Conservative Allocation ETF
AOK
$795M
$782K 0.07%
20,998
+744
+4% +$27.7K
ADRE
291
DELISTED
Invesco BLDRS Emerging Markets 50 ADR Index Fund
ADRE
$781K 0.07%
16,710
+15
+0.1% +$683
FPX icon
292
First Trust US Equity Opportunities ETF
FPX
$1.55B
$780K 0.07%
8,070
-1,135
-12% -$104K
XYZ
293
Block Inc
XYZ
$49B
$776K 0.07%
4,775
+1,395
+41% +$197K
RMT
294
Royce Micro-Cap Trust
RMT
$778M
$774K 0.07%
100,854
-8,860
-8% -$68.7K
CIBR icon
295
First Trust NASDAQ Cybersecurity ETF
CIBR
$15.8B
$769K 0.07%
22,088
+1,220
+6% +$42.5K
UUP icon
296
Invesco DB US Dollar Index Bullish Fund
UUP
$415M
$768K 0.07%
29,464
+9,018
+44% +$229K
TGT icon
297
Target
TGT
$70.5B
$766K 0.07%
4,863
-467
-9% -$64.1K
SNSR icon
298
Global X Internet of Things ETF
SNSR
$224M
$761K 0.07%
29,056
– –
SYK icon
299
Stryker
SYK
$131B
$754K 0.06%
3,619
+233
+7% +$45.3K
EMQQ icon
300
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
$267M
$749K 0.06%
14,334
+2,504
+21% +$129K
10 11
12
13 14

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WAM
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SAM
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KAH
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CWM
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Financial Advocates Investment Management's Q3 2020 Portfolio in Review

As of Q3 2020, Financial Advocates Investment Management held 703 positions worth $1.17B, up 11% from $1.06B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Financial Advocates Investment Management deployed $45.5M of net new capital in Q3 2020, opening 97 new positions and adding to 237 existing holdings. Its largest new stake was SPDR Gold Trust: 132,385 shares worth $23.5M.

By sector, the portfolio is most concentrated in Technology at 9.9% of assets, up from 9.4% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Vanguard World Funds Extended Duration ETF, an estimated $9.76M trimmed.

  • Financial Advocates Investment Management's largest Q3 2020 buy was SPDR Gold Trust: 132,385 shares worth $23.5M.
  • Financial Advocates Investment Management added most to State Street SPDR Portfolio S&P 500 ETF in Q3 2020, an estimated $25.2M increase.
  • Financial Advocates Investment Management's biggest Q3 2020 reduction was Vanguard World Funds Extended Duration ETF, cutting an estimated $9.76M.
  • Financial Advocates Investment Management fully exited Walt Disney in Q3 2020, selling an estimated $5M.
  • Financial Advocates Investment Management's ten largest holdings make up 22% of its $1.17B portfolio in Q3 2020.
  • Financial Advocates Investment Management opened 97 new positions and closed 77 in Q3 2020.
  • Financial Advocates Investment Management's portfolio value rose 11% quarter-over-quarter to $1.17B.

Based on Financial Advocates Investment Management's 13F filing for Q3 2020, filed 4 Nov 2020.