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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
-13.69%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$701M
AUM Growth
-$238M
Cap. Flow
-$66.2M
Cap. Flow %
-9.45%
Top 10 Hldgs %
19.02%
Holding
565
New
55
Increased
196
Reduced
209
Closed
88

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.7M
2
SLV icon
iShares Silver Trust
SLV
+$6.66M
3
EDV icon
Vanguard World Funds Extended Duration ETF
EDV
+$5.75M
4
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$4.05M
5
BA icon
Boeing
BA
+$3.47M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$22.7M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$16.9M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$9.32M
4
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$5.79M
5
SPDV icon
AAM S&P 500 High Dividend Value ETF
SPDV
+$3.86M

Sector Composition

Rank Sector Weight
1 Technology 8.46%
2 Consumer Discretionary 3.58%
3 Healthcare 2.87%
4 Industrials 2.75%
5 Financials 2.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ABT icon
276
Abbott
ABT
$192B
$489K 0.07%
6,197
-481
-7% -$40.1K
PTY icon
277
PIMCO Corporate & Income Opportunity Fund
PTY
$2.49B
$489K 0.07%
37,877
+2,850
+8% +$50K
CCI icon
278
Crown Castle
CCI
$32.3B
$488K 0.07%
3,378
+56
+2% +$8.35K
FEX icon
279
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.63B
$488K 0.07%
10,245
+1,377
+16% +$82.5K
FBT icon
280
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.78B
$487K 0.07%
3,715
– –
SDVY icon
281
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
$11.8B
$484K 0.07%
34,005
+12,575
+59% +$242K
BLK icon
282
Blackrock
BLK
$182B
$483K 0.07%
1,099
+71
+7% +$35K
URI icon
283
CALL
United Rentals
URI
$70.1B
$481K 0.07%
+100
New +$13.3K
SPLV icon
284
Invesco S&P 500 Low Volatility ETF
SPLV
$7.22B
$471K 0.07%
10,038
-54,504
-84% -$3.05M
SCHP icon
285
Schwab US TIPS ETF
SCHP
$16.2B
$467K 0.07%
16,232
+6,436
+66% +$184K
SRLN icon
286
State Street Blackstone Senior Loan ETF
SRLN
$5.37B
$467K 0.07%
11,679
-3,205
-22% -$143K
GILD icon
287
Gilead Sciences
GILD
$169B
$466K 0.07%
6,232
+2,621
+73% +$181K
SPIB icon
288
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.6B
$459K 0.07%
13,509
+3,499
+35% +$123K
MO icon
289
Altria Group
MO
$109B
$458K 0.07%
11,859
-478
-4% -$21.2K
WABC icon
290
Westamerica Bancorp
WABC
$1.38B
$453K 0.06%
7,701
+2,021
+36% +$126K
NOW icon
291
ServiceNow
NOW
$128B
$452K 0.06%
7,890
-2,500
-24% -$156K
TSLX icon
292
Sixth Street Specialty
TSLX
$1.82B
$449K 0.06%
32,245
+4,355
+16% +$88K
IGSB icon
293
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23.4B
$443K 0.06%
8,466
-836
-9% -$44.5K
PFF icon
294
iShares Preferred and Income Securities ETF
PFF
$13.3B
$443K 0.06%
13,902
-3,476
-20% -$125K
LPLA icon
295
LPL Financial
LPLA
$29.4B
$439K 0.06%
8,057
-8,672
-52% -$699K
VMO icon
296
Invesco Municipal Opportunity Trust
VMO
$665M
$437K 0.06%
38,180
+3,000
+9% +$37.1K
BBP icon
297
Virtus Biotech ETF
BBP
$107M
$436K 0.06%
11,645
– –
CRM icon
298
Salesforce
CRM
$158B
$434K 0.06%
3,009
+130
+5% +$22.3K
TGT icon
299
Target
TGT
$70.5B
$433K 0.06%
+4,660
New +$517K
TWLO icon
300
Twilio
TWLO
$38.4B
$427K 0.06%
4,769
+794
+20% +$87.2K
10 11
12
13 14

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WAM
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SAM
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KAH
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CWM
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Financial Advocates Investment Management's Q1 2020 Portfolio in Review

As of Q1 2020, Financial Advocates Investment Management held 565 positions worth $701M, down 25% from $939M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Financial Advocates Investment Management withdrew a net $66.2M in Q1 2020, closing 88 positions and reducing 209 holdings. Its most notable exit was Schwab US REIT ETF, an estimated $3.74M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.5% of assets, up from 7.6% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, Financial Advocates Investment Management opened a new position in State Street SPDR S&P 500 ETF Trust worth $14M.

  • Financial Advocates Investment Management's largest Q1 2020 buy was State Street SPDR S&P 500 ETF Trust: 67,989 shares worth $14M.
  • Financial Advocates Investment Management added most to iShares Silver Trust in Q1 2020, an estimated $6.66M increase.
  • Financial Advocates Investment Management's biggest Q1 2020 reduction was iShares Core S&P 500 ETF, cutting an estimated $22.7M.
  • Financial Advocates Investment Management fully exited Schwab US REIT ETF in Q1 2020, selling an estimated $3.74M.
  • Financial Advocates Investment Management's ten largest holdings make up 19% of its $701M portfolio in Q1 2020.
  • Financial Advocates Investment Management opened 55 new positions and closed 88 in Q1 2020.
  • Financial Advocates Investment Management's portfolio value fell 25% quarter-over-quarter to $701M.

Based on Financial Advocates Investment Management's 13F filing for Q1 2020, filed 29 Apr 2020.