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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+15.94%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$804M
AUM Growth
+$71.3M
Cap. Flow
-$14.8M
Cap. Flow %
-1.85%
Top 10 Hldgs %
21.99%
Holding
474
New
54
Increased
190
Reduced
183
Closed
17

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.29M
2
GLD icon
SPDR Gold Trust
GLD
+$3.38M
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$3.09M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$2.89M
5
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$2.54M

Top Sells

Rank Stock Value
1
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$7.76M
2
TTE icon
TotalEnergies
TTE
+$6.77M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$5.81M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.84M
5
IYR icon
iShares US Real Estate ETF
IYR
+$3.21M

Sector Composition

Rank Sector Weight
1 Technology 5.93%
2 Consumer Discretionary 3.67%
3 Industrials 2.66%
4 Communication Services 2.45%
5 Financials 2.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UNH icon
276
UnitedHealth
UNH
$359B
$486K 0.06%
1,967
+296
+18% +$75.5K
ABT icon
277
Abbott
ABT
$192B
$485K 0.06%
6,061
+1,406
+30% +$105K
DGRO icon
278
iShares Core Dividend Growth ETF
DGRO
$43.9B
$484K 0.06%
13,159
+67
+0.5% +$2.38K
TSLX icon
279
Sixth Street Specialty
TSLX
$1.83B
$480K 0.06%
23,960
+835
+4% +$16.5K
AOM icon
280
iShares Core Moderate Allocation ETF
AOM
$1.78B
$479K 0.06%
12,578
-27
-0.2% -$1K
EFR
281
Eaton Vance Senior Floating-Rate Fund
EFR
$316M
$476K 0.06%
36,560
– –
PTY icon
282
PIMCO Corporate & Income Opportunity Fund
PTY
$2.49B
$473K 0.06%
27,028
-3,130
-10% -$52.3K
IBDC
283
DELISTED
iShares iBonds Mar 2020 Term Corporate ETF
IBDC
$472K 0.06%
+18,098
New +$471K
DE icon
284
Deere & Co
DE
$165B
$465K 0.06%
2,911
-97
-3% -$15.5K
TDOC icon
285
Teladoc Health
TDOC
$1.26B
$465K 0.06%
8,369
+85
+1% +$5.19K
EPD icon
286
Enterprise Products Partners
EPD
$82.1B
$461K 0.06%
15,830
+319
+2% +$8.91K
CRM icon
287
Salesforce
CRM
$165B
$457K 0.06%
2,887
+335
+13% +$51.9K
GVAL icon
288
Cambria Global Value ETF
GVAL
$599M
$456K 0.06%
20,171
-441
-2% -$10K
VMO icon
289
Invesco Municipal Opportunity Trust
VMO
$665M
$456K 0.06%
38,200
– –
IWP icon
290
iShares Russell Mid-Cap Growth ETF
IWP
$21.1B
$453K 0.06%
+6,678
New +$429K
PEY icon
291
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.18B
$452K 0.06%
25,300
+192
+0.8% +$3.31K
VFH icon
292
Vanguard Financials ETF
VFH
$14B
$445K 0.06%
6,894
+235
+4% +$15.2K
IEP icon
293
Icahn Enterprises
IEP
$5.35B
$443K 0.06%
6,110
-100
-2% -$6.98K
TMO icon
294
Thermo Fisher Scientific
TMO
$220B
$443K 0.06%
1,618
-39
-2% -$9.71K
GSSC icon
295
GS ActiveBeta US Small Cap Equity ETF
GSSC
$1.11B
$440K 0.05%
10,100
– –
HYLS icon
296
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.64B
$440K 0.05%
9,216
– –
SCHM icon
297
Schwab US Mid-Cap ETF
SCHM
$15.3B
$440K 0.05%
23,808
+987
+4% +$17.6K
VCLT icon
298
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.8B
$440K 0.05%
4,806
+788
+20% +$69.2K
UA icon
299
Under Armour Class C
UA
$2.26B
$439K 0.05%
23,257
-550
-2% -$10.4K
SYK icon
300
Stryker
SYK
$131B
$437K 0.05%
2,214
+50
+2% +$9K
10 11
12
13 14

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KAH
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CWM
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Financial Advocates Investment Management's Q1 2019 Portfolio in Review

As of Q1 2019, Financial Advocates Investment Management held 474 positions worth $804M, up 9.7% from $733M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Financial Advocates Investment Management's Q1 2019 filing shows 54 new, 190 increased, 183 reduced and 17 closed positions. Its largest new stake was iShares Morningstar Mid-Cap Growth ETF: 65,922 shares worth $2.58M. The largest sale was Schwab Short-Term US Treasury ETF, an estimated $7.76M.

By sector, the portfolio is most concentrated in Technology at 5.9% of assets, up from 5.4% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Financial Advocates Investment Management's largest Q1 2019 buy was iShares Morningstar Mid-Cap Growth ETF: 65,922 shares worth $2.58M.
  • Financial Advocates Investment Management added most to iShares Core S&P 500 ETF in Q1 2019, an estimated $4.29M increase.
  • Financial Advocates Investment Management's biggest Q1 2019 reduction was Schwab Short-Term US Treasury ETF, cutting an estimated $7.76M.
  • Financial Advocates Investment Management fully exited Invesco S&P MidCap Low Volatility ETF in Q1 2019, selling an estimated $2.82M.
  • Financial Advocates Investment Management's ten largest holdings make up 22% of its $804M portfolio in Q1 2019.
  • Financial Advocates Investment Management opened 54 new positions and closed 17 in Q1 2019.
  • Financial Advocates Investment Management's portfolio value rose 9.7% quarter-over-quarter to $804M.

Based on Financial Advocates Investment Management's 13F filing for Q1 2019, filed 16 May 2019.