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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
-11.51%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$733M
AUM Growth
-$163M
Cap. Flow
-$54.5M
Cap. Flow %
-7.44%
Top 10 Hldgs %
22.27%
Holding
526
New
25
Increased
146
Reduced
233
Closed
106

Top Buys

Rank Stock Value
1
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$9.45M
2
SPDV icon
AAM S&P 500 High Dividend Value ETF
SPDV
+$3.95M
3
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$3.93M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.43M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.18M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$9.48M
2
VOT icon
Vanguard Morningstar Mid-Cap Growth ETF
VOT
+$7.31M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$7.02M
4
SPSM icon
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
+$6.37M
5
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$5.47M

Sector Composition

Rank Sector Weight
1 Technology 5.44%
2 Consumer Discretionary 3.6%
3 Financials 2.55%
4 Industrials 2.32%
5 Communication Services 2.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SKYY icon
276
First Trust Cloud Computing ETF
SKYY
$3.29B
$411K 0.06%
8,486
+899
+12% +$46.1K
TDOC icon
277
Teladoc Health
TDOC
$1.25B
$411K 0.06%
8,284
+2,990
+56% +$183K
ALK icon
278
Alaska Air
ALK
$5.4B
$405K 0.06%
6,645
+1,332
+25% +$86.1K
XLU icon
279
State Street Utilities Select Sector SPDR ETF
XLU
$22.8B
$405K 0.06%
15,292
+1,290
+9% +$35.1K
GAA icon
280
Cambria Global Asset Allocation ETF
GAA
$74M
$404K 0.06%
16,297
+2,200
+16% +$56.5K
ARKW icon
281
ARK Web x.0 ETF
ARKW
$1.8B
$400K 0.05%
9,433
+1,649
+21% +$85.2K
PEY icon
282
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.17B
$398K 0.05%
25,108
+218
+0.9% +$3.74K
VFH icon
283
Vanguard Financials ETF
VFH
$13.9B
$396K 0.05%
6,659
-1,491
-18% -$96.8K
AMRN
284
Amarin Corp
AMRN
$300M
$395K 0.05%
1,450
+450
+45% +$164K
BGR icon
285
BlackRock Energy and Resources Trust
BGR
$428M
$395K 0.05%
+37,800
New +$476K
GSSC icon
286
GS ActiveBeta US Small Cap Equity ETF
GSSC
$1.11B
$393K 0.05%
10,100
-1,200
-11% -$51.6K
DSI icon
287
iShares MSCI KLD 400 Social ETF
DSI
$5.57B
$387K 0.05%
8,324
-792
-9% -$39.2K
SPYV icon
288
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.7B
$386K 0.05%
14,197
-157
-1% -$4.62K
UA icon
289
Under Armour Class C
UA
$2.26B
$385K 0.05%
23,807
-8,629
-27% -$163K
GE icon
290
GE Aerospace
GE
$375B
$383K 0.05%
10,552
-10,999
-51% -$497K
IGV icon
291
iShares Expanded Tech-Software Sector ETF
IGV
$14.9B
$383K 0.05%
11,040
+350
+3% +$12.7K
EPD icon
292
Enterprise Products Partners
EPD
$82.1B
$381K 0.05%
15,511
+13,403
+636% +$359K
PM icon
293
Philip Morris
PM
$294B
$375K 0.05%
5,621
-597
-10% -$49.9K
NOW icon
294
ServiceNow
NOW
$128B
$371K 0.05%
10,410
– –
TMO icon
295
Thermo Fisher Scientific
TMO
$220B
$371K 0.05%
1,657
-307
-16% -$72K
RDS.B
296
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$370K 0.05%
6,163
-6,134
-50% -$392K
TWLO icon
297
Twilio
TWLO
$38.4B
$368K 0.05%
4,125
– –
VCR icon
298
Vanguard Consumer Discretionary ETF
VCR
$6.1B
$368K 0.05%
2,440
-273
-10% -$44.2K
PCAR icon
299
PACCAR
PCAR
$68.6B
$366K 0.05%
9,620
-762
-7% -$30.4K
SPYG icon
300
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$55.5B
$366K 0.05%
11,276
-5,155
-31% -$180K
10 11
12
13 14

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BAS
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WAM
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SAM
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KAH
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BI
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CWM
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AWM
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Financial Advocates Investment Management's Q4 2018 Portfolio in Review

As of Q4 2018, Financial Advocates Investment Management held 526 positions worth $733M, down 18% from $896M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Financial Advocates Investment Management withdrew a net $54.5M in Q4 2018, closing 106 positions and reducing 233 holdings. Its most notable exit was State Street SPDR Portfolio S&P 600 Small Cap ETF, an estimated $6.37M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5.4% of assets, down from 6.5% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Financial Advocates Investment Management opened a new position in iShares Morningstar Growth ETF worth $2.76M.

  • Financial Advocates Investment Management's largest Q4 2018 buy was iShares Morningstar Growth ETF: 87,040 shares worth $2.76M.
  • Financial Advocates Investment Management added most to Schwab Short-Term US Treasury ETF in Q4 2018, an estimated $9.45M increase.
  • Financial Advocates Investment Management's biggest Q4 2018 reduction was Invesco QQQ Trust, cutting an estimated $9.48M.
  • Financial Advocates Investment Management fully exited State Street SPDR Portfolio S&P 600 Small Cap ETF in Q4 2018, selling an estimated $6.37M.
  • Financial Advocates Investment Management's ten largest holdings make up 22% of its $733M portfolio in Q4 2018.
  • Financial Advocates Investment Management opened 25 new positions and closed 106 in Q4 2018.
  • Financial Advocates Investment Management's portfolio value fell 18% quarter-over-quarter to $733M.

Based on Financial Advocates Investment Management's 13F filing for Q4 2018, filed 14 Feb 2019.