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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+8.79%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.73B
AUM Growth
+$198M
Cap. Flow
+$71.7M
Cap. Flow %
4.15%
Top 10 Hldgs %
22.13%
Holding
816
New
84
Increased
368
Reduced
285
Closed
43

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.4M
2
IWN icon
iShares Russell 2000 Value ETF
IWN
+$10.5M
3
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$10.2M
4
JGRO icon
JPMorgan Active Growth ETF
JGRO
+$8.19M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$7.71M

Top Sells

Rank Stock Value
1
IWB icon
iShares Russell 1000 ETF
IWB
+$11.6M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$9.21M
3
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$8.75M
4
LVHD icon
Franklin US Low Volatility High Dividend Index ETF
LVHD
+$6.4M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$6.39M

Sector Composition

Rank Sector Weight
1 Technology 13.05%
2 Consumer Discretionary 3.39%
3 Industrials 3.09%
4 Financials 3.03%
5 Healthcare 2.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HYG icon
251
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
$1.36M 0.08%
12,898
-2,699
-17% -$209K
BUFR icon
252
FT Vest Fund of Buffer ETFs
BUFR
$10.4B
$1.31M 0.08%
46,758
+1,617
+4% +$44.1K
RTX icon
253
RTX Corp
RTX
$297B
$1.31M 0.08%
13,395
+686
+5% +$61.9K
BABA icon
254
Alibaba
BABA
$292B
$1.3M 0.08%
18,026
+3,808
+27% +$279K
SPDW icon
255
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$42B
$1.3M 0.08%
36,345
-3,128
-8% -$107K
PCAR icon
256
PACCAR
PCAR
$68.7B
$1.3M 0.08%
10,507
-97
-0.9% -$10.4K
EMR icon
257
Emerson Electric
EMR
$91.3B
$1.3M 0.08%
11,423
+1,215
+12% +$125K
GCOW icon
258
Pacer Global Cash Cows Dividend ETF
GCOW
$3.48B
$1.29M 0.07%
37,259
+7,512
+25% +$255K
DBA icon
259
Invesco DB Agriculture Fund
DBA
$1.23B
$1.29M 0.07%
51,918
-1,059
-2% -$23.4K
SLYG icon
260
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.23B
$1.28M 0.07%
14,753
+228
+2% +$19K
FSMB icon
261
First Trust Short Duration Managed Municipal ETF
FSMB
$628M
$1.28M 0.07%
64,296
+5,036
+8% +$100K
ENB icon
262
Enbridge
ENB
$112B
$1.27M 0.07%
35,026
+6,222
+22% +$221K
QDPL icon
263
Pacer Metaurus US Large Cap Dividend Multiplier 400 ETF
QDPL
$1.78B
$1.26M 0.07%
35,193
+19,833
+129% +$685K
ADBE icon
264
Adobe
ADBE
$108B
$1.25M 0.07%
2,487
-79
-3% -$45.3K
QYLD icon
265
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.29B
$1.25M 0.07%
69,942
+3,424
+5% +$60.7K
EFR
266
Eaton Vance Senior Floating-Rate Fund
EFR
$316M
$1.25M 0.07%
95,689
+4,100
+4% +$53.3K
HYFI icon
267
AB High Yield ETF
HYFI
$331M
$1.24M 0.07%
+33,779
New +$1.23M
WTV icon
268
WisdomTree US Value Fund
WTV
$3.4B
$1.24M 0.07%
+18,677
New +$1.32M
MXI icon
269
iShares Global Materials ETF
MXI
$356M
$1.23M 0.07%
+10,856
New +$916K
XMLV icon
270
Invesco S&P MidCap Low Volatility ETF
XMLV
$746M
$1.23M 0.07%
22,381
-707
-3% -$38.1K
VHT icon
271
Vanguard Health Care ETF
VHT
$19B
$1.23M 0.07%
4,524
-54
-1% -$14.2K
IWD icon
272
iShares Russell 1000 Value ETF
IWD
$84.3B
$1.23M 0.07%
12,056
+5,941
+97% +$1.01M
DIA icon
273
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$48.3B
$1.23M 0.07%
3,094
+263
+9% +$101K
MCHP icon
274
Microchip Technology
MCHP
$42.4B
$1.22M 0.07%
13,544
+6,900
+104% +$595K
VOE icon
275
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24.5B
$1.21M 0.07%
7,771
-881
-10% -$129K
9 10
11
12 13

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BAS
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WAM
WFA Asset Management Whitefish Bay, Wisconsin $184M AUM 12.29% 1-Year Est. Return
SAM
Strive Asset Management Dublin, Ohio $184M AUM 29.16% 1-Year Est. Return
KAH
Kathryn A. Hall $186M AUM 12.55% 1-Year Est. Return
BI
Binnacle Investments Urbandale, Iowa $170M AUM
CWM
Certus Wealth Management Redwood City, California $167M AUM 14.11% 1-Year Est. Return
AWM
AllSquare Wealth Management Albany, New York $189M AUM 14.89% 1-Year Est. Return

Financial Advocates Investment Management's Q1 2024 Portfolio in Review

As of Q1 2024, Financial Advocates Investment Management held 816 positions worth $1.73B, up 13% from $1.53B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Financial Advocates Investment Management deployed $71.7M of net new capital in Q1 2024, opening 84 new positions and adding to 368 existing holdings. Its largest new stake was JPMorgan Diversified Return US Small Cap Equity ETF: 118,472 shares worth $5.35M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 13% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was iShares Russell 1000 ETF, an estimated $11.6M trimmed.

  • Financial Advocates Investment Management's largest Q1 2024 buy was JPMorgan Diversified Return US Small Cap Equity ETF: 118,472 shares worth $5.35M.
  • Financial Advocates Investment Management added most to State Street SPDR S&P 500 ETF Trust in Q1 2024, an estimated $20.4M increase.
  • Financial Advocates Investment Management's biggest Q1 2024 reduction was iShares Russell 1000 ETF, cutting an estimated $11.6M.
  • Financial Advocates Investment Management fully exited Franklin US Low Volatility High Dividend Index ETF in Q1 2024, selling an estimated $6.4M.
  • Financial Advocates Investment Management's ten largest holdings make up 22% of its $1.73B portfolio in Q1 2024.
  • Financial Advocates Investment Management opened 84 new positions and closed 43 in Q1 2024.
  • Financial Advocates Investment Management's portfolio value rose 13% quarter-over-quarter to $1.73B.

Based on Financial Advocates Investment Management's 13F filing for Q1 2024, filed 1 May 2024.