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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+10.46%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.53B
AUM Growth
+$140M
Cap. Flow
+$19.4M
Cap. Flow %
1.27%
Top 10 Hldgs %
21.28%
Holding
792
New
96
Increased
341
Reduced
275
Closed
60

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$42.3M
2
IWB icon
iShares Russell 1000 ETF
IWB
+$12.4M
3
VTC icon
Vanguard Total Corporate Bond ETF
VTC
+$11.1M
4
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$8.51M
5
OIH icon
VanEck Oil Services ETF
OIH
+$7.61M

Top Sells

Rank Stock Value
1
FTCS icon
First Trust Capital Strength ETF
FTCS
+$14.5M
2
FVD icon
First Trust Value Line Dividend Fund
FVD
+$11.5M
3
ITA icon
iShares US Aerospace & Defense ETF
ITA
+$11.2M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$7.17M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$6.1M

Sector Composition

Rank Sector Weight
1 Technology 13.19%
2 Consumer Discretionary 3.74%
3 Industrials 3.04%
4 Financials 2.97%
5 Healthcare 2.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BUFR icon
251
FT Vest Fund of Buffer ETFs
BUFR
$10.4B
$1.2M 0.08%
45,141
+33,386
+284% +$844K
XMLV icon
252
Invesco S&P MidCap Low Volatility ETF
XMLV
$747M
$1.2M 0.08%
23,088
+3,865
+20% +$195K
CGGO icon
253
Capital Group Global Growth Equity ETF
CGGO
$12.1B
$1.18M 0.08%
45,990
+801
+2% +$19.2K
FSMB icon
254
First Trust Short Duration Managed Municipal ETF
FSMB
$628M
$1.18M 0.08%
59,260
+25,005
+73% +$490K
SPMB icon
255
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
$7.07B
$1.18M 0.08%
49,267
+3,446
+8% +$72.5K
BAC icon
256
Bank of America
BAC
$448B
$1.17M 0.08%
34,815
+3,681
+12% +$107K
XLU icon
257
State Street Utilities Select Sector SPDR ETF
XLU
$22.9B
$1.17M 0.08%
36,938
-46,820
-56% -$1.43M
EFR
258
Eaton Vance Senior Floating-Rate Fund
EFR
$318M
$1.16M 0.08%
91,589
-650
-0.7% -$7.93K
VHT icon
259
Vanguard Health Care ETF
VHT
$19B
$1.16M 0.08%
4,578
-793
-15% -$188K
QYLD icon
260
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.29B
$1.15M 0.08%
66,518
-4,045
-6% -$68.9K
TAXF icon
261
American Century Diversified Municipal Bond ETF
TAXF
$688M
$1.12M 0.07%
21,302
+3,381
+19% +$165K
BABA icon
262
Alibaba
BABA
$293B
$1.1M 0.07%
14,218
+1,462
+11% +$116K
DBA icon
263
Invesco DB Agriculture Fund
DBA
$1.23B
$1.1M 0.07%
52,977
-226
-0.4% -$4.92K
REI icon
264
Ring Energy
REI
$349M
$1.1M 0.07%
750,414
-20,000
-3% -$32.9K
JGRO icon
265
JPMorgan Active Growth ETF
JGRO
$10.1B
$1.09M 0.07%
21,276
+7,577
+55% +$431K
SPMD icon
266
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$19.1B
$1.09M 0.07%
22,521
+1,386
+7% +$61.7K
VXUS icon
267
Vanguard Total International Stock ETF
VXUS
$164B
$1.08M 0.07%
18,601
-701
-4% -$38.3K
IYR icon
268
iShares US Real Estate ETF
IYR
$4.58B
$1.07M 0.07%
9,987
-6,891
-41% -$564K
RTX icon
269
RTX Corp
RTX
$297B
$1.07M 0.07%
12,709
+2,231
+21% +$177K
DIA icon
270
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$48.3B
$1.07M 0.07%
2,831
+41
+1% +$14.3K
EFA icon
271
iShares MSCI EAFE ETF
EFA
$80.3B
$1.07M 0.07%
14,118
-21,040
-60% -$1.49M
LGLV icon
272
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
$1.23B
$1.07M 0.07%
7,355
+503
+7% +$69.5K
BLK icon
273
Blackrock
BLK
$183B
$1.06M 0.07%
1,310
-287
-18% -$200K
WMT icon
274
Walmart Inc
WMT
$921B
$1.06M 0.07%
20,232
-15,186
-43% -$804K
ENB icon
275
Enbridge
ENB
$112B
$1.04M 0.07%
28,804
+5,283
+22% +$178K
9 10
11
12 13

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WAM
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SAM
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KAH
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CWM
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AWM
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Financial Advocates Investment Management's Q4 2023 Portfolio in Review

As of Q4 2023, Financial Advocates Investment Management held 792 positions worth $1.53B, up 10% from $1.39B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Financial Advocates Investment Management's Q4 2023 filing shows 96 new, 341 increased, 275 reduced and 60 closed positions. Its largest new stake was State Street SPDR S&P 500 ETF Trust: 94,953 shares worth $45.1M. The largest sale was First Trust Capital Strength ETF, an estimated $14.5M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 12% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Financial Advocates Investment Management's largest Q4 2023 buy was State Street SPDR S&P 500 ETF Trust: 94,953 shares worth $45.1M.
  • Financial Advocates Investment Management added most to Vanguard Total Corporate Bond ETF in Q4 2023, an estimated $11.1M increase.
  • Financial Advocates Investment Management's biggest Q4 2023 reduction was First Trust Capital Strength ETF, cutting an estimated $14.5M.
  • Financial Advocates Investment Management fully exited PIMCO Corporate & Income Opportunity Fund in Q4 2023, selling an estimated $3.64M.
  • Financial Advocates Investment Management's ten largest holdings make up 21% of its $1.53B portfolio in Q4 2023.
  • Financial Advocates Investment Management opened 96 new positions and closed 60 in Q4 2023.
  • Financial Advocates Investment Management's portfolio value rose 10% quarter-over-quarter to $1.53B.

Based on Financial Advocates Investment Management's 13F filing for Q4 2023, filed 8 Feb 2024.