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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
-3.4%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.39B
AUM Growth
-$12.6M
Cap. Flow
+$62.5M
Cap. Flow %
4.5%
Top 10 Hldgs %
19.49%
Holding
741
New
47
Increased
343
Reduced
270
Closed
45

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$14.3M
2
ITA icon
iShares US Aerospace & Defense ETF
ITA
+$11.9M
3
IYH icon
iShares US Healthcare ETF
IYH
+$10.8M
4
SPGP icon
Invesco S&P 500 GARP ETF
SPGP
+$7.41M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$3.82M

Top Sells

Rank Stock Value
1
IUSG icon
iShares Core S&P US Growth ETF
IUSG
+$6.39M
2
FVD icon
First Trust Value Line Dividend Fund
FVD
+$5.55M
3
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$4.04M
4
EDV icon
Vanguard World Funds Extended Duration ETF
EDV
+$3.82M
5
IYLD icon
iShares Morningstar Multi-Asset Income ETF
IYLD
+$3.81M

Sector Composition

Rank Sector Weight
1 Technology 12.26%
2 Consumer Discretionary 3.71%
3 Healthcare 2.81%
4 Financials 2.78%
5 Industrials 2.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EFR
251
Eaton Vance Senior Floating-Rate Fund
EFR
$316M
$1.12M 0.08%
92,239
+76,505
+486% +$921K
SLYG icon
252
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.23B
$1.12M 0.08%
15,511
+2,903
+23% +$224K
FISV
253
PUT
Fiserv Inc
FISV
$29.5B
$1.11M 0.08%
+9,916
New +$1.22M
AMP icon
254
Ameriprise Financial
AMP
$50.3B
$1.11M 0.08%
3,362
+47
+1% +$16K
BABA icon
255
Alibaba
BABA
$292B
$1.11M 0.08%
12,756
-94
-0.7% -$8.6K
QCOM icon
256
Qualcomm
QCOM
$173B
$1.07M 0.08%
9,642
+21
+0.2% +$2.44K
XHB icon
257
State Street SPDR S&P Homebuilders ETF
XHB
$1.6B
$1.06M 0.08%
13,907
+7,520
+118% +$611K
SMH icon
258
VanEck Semiconductor ETF
SMH
$72.6B
$1.05M 0.08%
7,267
-408
-5% -$61.8K
SPDW icon
259
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$42B
$1.05M 0.08%
32,771
+6,684
+26% +$216K
IWD icon
260
iShares Russell 1000 Value ETF
IWD
$84.3B
$1.05M 0.08%
8,224
+386
+5% +$61.2K
CGGO icon
261
Capital Group Global Growth Equity ETF
CGGO
$12.1B
$1.04M 0.07%
45,189
+8,416
+23% +$202K
VXUS icon
262
Vanguard Total International Stock ETF
VXUS
$164B
$1.03M 0.07%
19,302
-270
-1% -$15.1K
BLK icon
263
Blackrock
BLK
$183B
$1.03M 0.07%
1,597
+18
+1% +$12.6K
NVS icon
264
Novartis
NVS
$288B
$1.03M 0.07%
10,101
-273
-3% -$27.7K
XLRE icon
265
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.69B
$1.03M 0.07%
30,091
+604
+2% +$22.4K
EZU icon
266
iShare MSCI Eurozone ETF
EZU
$9.95B
$1.02M 0.07%
+21,436
New +$961K
SPTM icon
267
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$14.1B
$1.02M 0.07%
20,079
-4,141
-17% -$226K
LIN icon
268
Linde
LIN
$220B
$1.01M 0.07%
2,714
+221
+9% +$84.1K
TTE icon
269
TotalEnergies
TTE
$193B
$1M 0.07%
15,232
-528
-3% -$32.7K
SCHD icon
270
Schwab US Dividend Equity ETF
SCHD
$108B
$1M 0.07%
42,396
-45
-0.1% -$1.1K
F icon
271
Ford
F
$55.4B
$997K 0.07%
80,273
-321
-0.4% -$4.17K
FYX icon
272
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.42B
$995K 0.07%
12,338
-2,926
-19% -$247K
USB icon
273
US Bancorp
USB
$102B
$987K 0.07%
29,847
+640
+2% +$23.3K
FLOT icon
274
iShares Floating Rate Bond ETF
FLOT
$10.5B
$983K 0.07%
+12,771
New +$648K
EMR icon
275
Emerson Electric
EMR
$91.3B
$976K 0.07%
10,107
-342
-3% -$32.6K
9 10
11
12 13

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WAM
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KAH
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CWM
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Financial Advocates Investment Management's Q3 2023 Portfolio in Review

As of Q3 2023, Financial Advocates Investment Management held 741 positions worth $1.39B, down 0.9% from $1.4B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Financial Advocates Investment Management deployed $62.5M of net new capital in Q3 2023, opening 47 new positions and adding to 343 existing holdings. Its largest new stake was iShares US Healthcare ETF: 193,930 shares worth $1.92M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was iShares Core S&P US Growth ETF, an estimated $6.39M trimmed.

  • Financial Advocates Investment Management's largest Q3 2023 buy was iShares US Healthcare ETF: 193,930 shares worth $1.92M.
  • Financial Advocates Investment Management added most to iShares Russell 2000 ETF in Q3 2023, an estimated $14.3M increase.
  • Financial Advocates Investment Management's biggest Q3 2023 reduction was iShares Core S&P US Growth ETF, cutting an estimated $6.39M.
  • Financial Advocates Investment Management fully exited Vanguard World Funds Extended Duration ETF in Q3 2023, selling an estimated $3.82M.
  • Financial Advocates Investment Management's ten largest holdings make up 19% of its $1.39B portfolio in Q3 2023.
  • Financial Advocates Investment Management opened 47 new positions and closed 45 in Q3 2023.
  • Financial Advocates Investment Management's portfolio value fell 0.9% quarter-over-quarter to $1.39B.

Based on Financial Advocates Investment Management's 13F filing for Q3 2023, filed 27 Oct 2023.