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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+7.76%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.34B
AUM Growth
+$130M
Cap. Flow
+$35.7M
Cap. Flow %
2.66%
Top 10 Hldgs %
17.78%
Holding
904
New
157
Increased
318
Reduced
255
Closed
151

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$37.1M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$10.9M
3
AAPL icon
Apple
AAPL
+$10.7M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$8.61M
5
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$7.7M

Top Sells

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$10M
2
PAYX icon
Paychex
PAYX
+$8.24M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$6.22M
4
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$6.12M
5
NVS icon
Novartis
NVS
+$5.58M

Sector Composition

Rank Sector Weight
1 Technology 8.97%
2 Healthcare 3.23%
3 Industrials 2.5%
4 Financials 2.36%
5 Consumer Discretionary 2.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TMDX icon
251
Transmedics
TMDX
$3.11B
$1.2M 0.09%
19,363
+6,481
+50% +$344K
VBK icon
252
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24.9B
$1.18M 0.09%
5,873
-636
-10% -$130K
SYK icon
253
Stryker
SYK
$131B
$1.16M 0.09%
4,753
+337
+8% +$76.5K
HON icon
254
Honeywell
HON
$74.4B
$1.16M 0.09%
5,743
+89
+2% +$17K
JNK icon
255
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.32B
$1.15M 0.09%
12,818
-2,907
-18% -$263K
PLD icon
256
Prologis
PLD
$134B
$1.15M 0.09%
10,178
+4,134
+68% +$458K
XMMO icon
257
Invesco S&P MidCap Momentum ETF
XMMO
$7.6B
$1.13M 0.08%
15,070
-6,983
-32% -$536K
XMLV icon
258
Invesco S&P MidCap Low Volatility ETF
XMLV
$746M
$1.13M 0.08%
21,155
+1,216
+6% +$63.9K
BLK icon
259
Blackrock
BLK
$183B
$1.13M 0.08%
1,596
+922
+137% +$616K
VCSH icon
260
Vanguard Short-Term Corporate Bond ETF
VCSH
$45.1B
$1.13M 0.08%
14,971
+7,609
+103% +$569K
VONG icon
261
Vanguard Russell 1000 Growth ETF
VONG
$46.2B
$1.12M 0.08%
20,386
+11,135
+120% +$630K
SCHF icon
262
Schwab International Equity ETF
SCHF
$69.3B
$1.11M 0.08%
68,938
-5,302
-7% -$82.8K
AMD icon
263
Advanced Micro Devices
AMD
$793B
$1.11M 0.08%
17,115
-1,269
-7% -$83.8K
ACN icon
264
Accenture
ACN
$110B
$1.1M 0.08%
+4,124
New +$1.14M
ITOT icon
265
iShares Core S&P Total US Stock Market ETF
ITOT
$98.5B
$1.09M 0.08%
12,818
-211
-2% -$18K
SUB icon
266
iShares Short-Term National Muni Bond ETF
SUB
$11.4B
$1.09M 0.08%
+8,461
New +$876K
LPLA icon
267
LPL Financial
LPLA
$29.6B
$1.09M 0.08%
5,020
-795
-14% -$186K
PAYX icon
268
Paychex
PAYX
$44.6B
$1.09M 0.08%
9,391
-70,368
-88% -$8.24M
IBM icon
269
IBM
IBM
$223B
$1.08M 0.08%
7,668
-1,189
-13% -$164K
IUSS
270
DELISTED
Invesco Exchange-Traded Self-Indexed Fund Trust Invesco RAFI Strategic US Small Company ETF
IUSS
$1.08M 0.08%
32,465
+670
+2% +$22.3K
BABA icon
271
Alibaba
BABA
$292B
$1.08M 0.08%
12,228
+2,318
+23% +$183K
SPG icon
272
Simon Property Group
SPG
$71.7B
$1.08M 0.08%
+9,155
New +$1.02M
EMR icon
273
Emerson Electric
EMR
$91.3B
$1.07M 0.08%
11,139
-573
-5% -$51.5K
RWL icon
274
Invesco S&P 500 Revenue ETF
RWL
$9.99B
$1.06M 0.08%
14,272
-1,322
-8% -$97.8K
PSX icon
275
Phillips 66
PSX
$92.3B
$1.04M 0.08%
10,018
+1,175
+13% +$120K
9 10
11
12 13

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Financial Advocates Investment Management's Q4 2022 Portfolio in Review

As of Q4 2022, Financial Advocates Investment Management held 904 positions worth $1.34B, up 11% from $1.21B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Financial Advocates Investment Management's Q4 2022 filing shows 157 new, 318 increased, 255 reduced and 151 closed positions. Its largest new stake was State Street SPDR S&P 500 ETF Trust: 96,512 shares worth $37.4M. The largest sale was Tesla, an estimated $10M.

By sector, the portfolio is most concentrated in Technology at 9% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Industrials.

  • Financial Advocates Investment Management's largest Q4 2022 buy was State Street SPDR S&P 500 ETF Trust: 96,512 shares worth $37.4M.
  • Financial Advocates Investment Management added most to Apple in Q4 2022, an estimated $10.7M increase.
  • Financial Advocates Investment Management's biggest Q4 2022 reduction was Paychex, cutting an estimated $8.24M.
  • Financial Advocates Investment Management fully exited Tesla in Q4 2022, selling an estimated $10M.
  • Financial Advocates Investment Management's ten largest holdings make up 18% of its $1.34B portfolio in Q4 2022.
  • Financial Advocates Investment Management opened 157 new positions and closed 151 in Q4 2022.
  • Financial Advocates Investment Management's portfolio value rose 11% quarter-over-quarter to $1.34B.

Based on Financial Advocates Investment Management's 13F filing for Q4 2022, filed 15 Feb 2023.