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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
-4.73%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.21B
AUM Growth
-$20M
Cap. Flow
+$75.2M
Cap. Flow %
6.2%
Top 10 Hldgs %
17.55%
Holding
852
New
168
Increased
288
Reduced
270
Closed
104

Top Buys

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.18M
2
PAYX icon
Paychex
PAYX
+$8.95M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$8.05M
4
WAT icon
Waters Corp
WAT
+$7.19M
5
RRX icon
Regal Rexnord
RRX
+$6.51M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$29.1M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$19.6M
3
AAPL icon
Apple
AAPL
+$11.3M
4
GLD icon
SPDR Gold Trust
GLD
+$10.5M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$6.39M

Sector Composition

Rank Sector Weight
1 Technology 9.46%
2 Healthcare 3.99%
3 Consumer Discretionary 3.53%
4 Financials 2.52%
5 Industrials 2.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BIL icon
251
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.7B
$1.02M 0.08%
11,176
+2,074
+23% +$190K
EMLP icon
252
First Trust North American Energy Infrastructure Fund
EMLP
$4.16B
$1.01M 0.08%
+40,495
New +$1.1M
IHY icon
253
VanEck International High Yield Bond ETF
IHY
$43.3M
$1.01M 0.08%
56,014
+89
+0.2% +$1.7K
DDS icon
254
Dillards
DDS
$9.44B
$982K 0.08%
+10,961
New +$2.9M
MOO icon
255
VanEck Agribusiness ETF
MOO
$970M
$968K 0.08%
12,000
+2,005
+20% +$178K
ARTY
256
iShares Future AI & Tech ETF
ARTY
$4.09B
$961K 0.08%
+40,346
New +$1.1M
IUSS
257
DELISTED
Invesco Exchange-Traded Self-Indexed Fund Trust Invesco RAFI Strategic US Small Company ETF
IUSS
$960K 0.08%
31,795
-519
-2% -$17.6K
XMLV icon
258
Invesco S&P MidCap Low Volatility ETF
XMLV
$745M
$956K 0.08%
19,939
-4,581
-19% -$242K
XSMO icon
259
Invesco S&P SmallCap Momentum ETF
XSMO
$3.13B
$952K 0.08%
+21,951
New +$1.04M
XLB icon
260
State Street Materials Select Sector SPDR ETF
XLB
$8.57B
$951K 0.08%
27,368
-9,860
-26% -$371K
WDAY icon
261
Workday
WDAY
$43.5B
$944K 0.08%
3,856
+2,105
+120% +$329K
EDIT icon
262
Editas Medicine
EDIT
$441M
$943K 0.08%
+7,882
New +$123K
QCOM icon
263
Qualcomm
QCOM
$174B
$933K 0.08%
8,283
-1,458
-15% -$200K
INTC icon
264
Intel
INTC
$531B
$931K 0.08%
35,507
-9,981
-22% -$340K
BROS icon
265
Dutch Bros
BROS
$9.02B
$928K 0.08%
29,786
+1,561
+6% +$58.8K
CRH icon
266
CRH
CRH
$65.8B
$928K 0.08%
+4,761
New +$173K
STZ icon
267
Constellation Brands
STZ
$23.2B
$922K 0.08%
6,435
+4,412
+218% +$1.08M
FV icon
268
First Trust Dorsey Wright Focus 5 ETF
FV
$3.83B
$921K 0.08%
23,386
+9,329
+66% +$412K
USB icon
269
US Bancorp
USB
$102B
$919K 0.08%
22,808
+3,335
+17% +$154K
HUSV icon
270
First Trust Horizon Managed Volatility Domestic ETF
HUSV
$84.6M
$914K 0.08%
30,794
-899
-3% -$29.2K
TBLL icon
271
Invesco Short Term Treasury ETF
TBLL
$2.85B
$914K 0.08%
8,670
-5,891
-40% -$621K
EFA icon
272
iShares MSCI EAFE ETF
EFA
$80.4B
$910K 0.08%
16,241
+2,458
+18% +$153K
LH icon
273
Labcorp
LH
$26.1B
$909K 0.08%
+5,891
New +$1.21M
DOCU
274
DocuSign
DOCU
$11.2B
$907K 0.07%
16,963
+250
+1% +$15.7K
VCSH icon
275
Vanguard Short-Term Corporate Bond ETF
VCSH
$45.1B
$906K 0.07%
7,362
-9,050
-55% -$690K
9 10
11
12 13

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BAS
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WAM
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SAM
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KAH
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BI
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CWM
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AWM
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Financial Advocates Investment Management's Q3 2022 Portfolio in Review

As of Q3 2022, Financial Advocates Investment Management held 852 positions worth $1.21B, down 1.6% from $1.23B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Financial Advocates Investment Management deployed $75.2M of net new capital in Q3 2022, opening 168 new positions and adding to 288 existing holdings. Its largest new stake was Waters Corp: 22,536 shares worth $444K.

By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 11% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was Apple, an estimated $11.3M trimmed.

  • Financial Advocates Investment Management's largest Q3 2022 buy was Waters Corp: 22,536 shares worth $444K.
  • Financial Advocates Investment Management added most to Invesco S&P 500 Equal Weight ETF in Q3 2022, an estimated $9.18M increase.
  • Financial Advocates Investment Management's biggest Q3 2022 reduction was Apple, cutting an estimated $11.3M.
  • Financial Advocates Investment Management fully exited State Street SPDR S&P 500 ETF Trust in Q3 2022, selling an estimated $29.1M.
  • Financial Advocates Investment Management's ten largest holdings make up 18% of its $1.21B portfolio in Q3 2022.
  • Financial Advocates Investment Management opened 168 new positions and closed 104 in Q3 2022.
  • Financial Advocates Investment Management's portfolio value fell 1.6% quarter-over-quarter to $1.21B.

Based on Financial Advocates Investment Management's 13F filing for Q3 2022, filed 14 Nov 2022.