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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+6.35%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.59B
AUM Growth
+$107M
Cap. Flow
+$27.1M
Cap. Flow %
1.7%
Top 10 Hldgs %
19.73%
Holding
831
New
92
Increased
350
Reduced
300
Closed
66

Top Buys

Rank Stock Value
1
CMG icon
Chipotle Mexican Grill
CMG
+$27M
2
MDT icon
Medtronic
MDT
+$9.24M
3
VWOB icon
Vanguard Emerging Markets Government Bond ETF
VWOB
+$8.88M
4
WM icon
Waste Management
WM
+$7.26M
5
VHT icon
Vanguard Health Care ETF
VHT
+$5.27M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$69.6M
2
AAPL icon
Apple
AAPL
+$66.1M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$22.4M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$7.26M
5
APPH
AppHarvest, Inc. Common Stock
APPH
+$5.99M

Sector Composition

Rank Sector Weight
1 Technology 7.16%
2 Consumer Discretionary 4.14%
3 Healthcare 3.69%
4 Industrials 2.97%
5 Financials 2.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TBLL icon
251
Invesco Short Term Treasury ETF
TBLL
$2.85B
$1.48M 0.09%
14,024
-1,150
-8% -$122K
UNH icon
252
UnitedHealth
UNH
$360B
$1.48M 0.09%
2,948
+315
+12% +$143K
SHY icon
253
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
$1.46M 0.09%
17,106
-3,030
-15% -$260K
FISV
254
Fiserv Inc
FISV
$28.6B
$1.45M 0.09%
13,879
-347
-2% -$35.9K
IJJ icon
255
iShares S&P Mid-Cap 400 Value ETF
IJJ
$9.06B
$1.45M 0.09%
13,066
+104
+0.8% +$11.3K
IEP icon
256
Icahn Enterprises
IEP
$5.36B
$1.44M 0.09%
29,056
-5,922
-17% -$315K
SWAV
257
DELISTED
Shockwave Medical, Inc. Common Stock
SWAV
$1.43M 0.09%
8,026
-175
-2% -$34.5K
NFLX icon
258
Netflix
NFLX
$321B
$1.42M 0.09%
23,530
-8,320
-26% -$532K
GCOW icon
259
Pacer Global Cash Cows Dividend ETF
GCOW
$3.47B
$1.41M 0.09%
44,731
-6,561
-13% -$200K
VBK icon
260
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24.9B
$1.41M 0.09%
4,986
-64
-1% -$18.4K
PXF icon
261
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.98B
$1.4M 0.09%
29,623
+8,040
+37% +$383K
RWJ icon
262
Invesco S&P SmallCap 600 Revenue ETF
RWJ
$2.1B
$1.4M 0.09%
35,184
+4,305
+14% +$176K
TWLO icon
263
Twilio
TWLO
$38.2B
$1.39M 0.09%
5,287
+921
+21% +$275K
FYX icon
264
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.42B
$1.36M 0.09%
14,040
+2,881
+26% +$277K
IBM icon
265
IBM
IBM
$221B
$1.36M 0.09%
10,185
-126
-1% -$15.8K
MRK icon
266
Merck
MRK
$333B
$1.35M 0.09%
17,671
+311
+2% +$24.8K
XLY icon
267
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.5B
$1.35M 0.09%
13,236
+288
+2% +$28.7K
QCLN icon
268
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$636M
$1.35M 0.09%
19,860
-8,865
-31% -$639K
BAC icon
269
Bank of America
BAC
$449B
$1.35M 0.09%
30,338
-791
-3% -$36K
DHT icon
270
DHT Holdings
DHT
$3.09B
$1.34M 0.08%
258,142
-33,540
-11% -$200K
EWY icon
271
iShares MSCI South Korea ETF
EWY
$27.8B
$1.34M 0.08%
17,186
+1,490
+9% +$118K
PPLT
272
abrdn Physical Platinum Shares ETF
PPLT
$2B
$1.33M 0.08%
151,040
-77,550
-34% -$722K
ALK icon
273
Alaska Air
ALK
$5.39B
$1.33M 0.08%
25,466
+2,008
+9% +$109K
HYT icon
274
BlackRock Corporate High Yield Fund
HYT
$1.37B
$1.33M 0.08%
107,446
+4,021
+4% +$48.9K
ARKK icon
275
ARK Innovation ETF
ARKK
$6.49B
$1.32M 0.08%
13,906
-713
-5% -$77.8K
9 10
11
12 13

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Financial Advocates Investment Management's Q4 2021 Portfolio in Review

As of Q4 2021, Financial Advocates Investment Management held 831 positions worth $1.59B, up 7.2% from $1.48B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Financial Advocates Investment Management's Q4 2021 filing shows 92 new, 350 increased, 300 reduced and 66 closed positions. Its largest new stake was Chipotle Mexican Grill: 765,600 shares worth $984K. The largest sale was Invesco QQQ Trust, an estimated $69.6M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Financial Advocates Investment Management's largest Q4 2021 buy was Chipotle Mexican Grill: 765,600 shares worth $984K.
  • Financial Advocates Investment Management added most to Medtronic in Q4 2021, an estimated $9.24M increase.
  • Financial Advocates Investment Management's biggest Q4 2021 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $7.26M.
  • Financial Advocates Investment Management fully exited Invesco QQQ Trust in Q4 2021, selling an estimated $69.6M.
  • Financial Advocates Investment Management's ten largest holdings make up 20% of its $1.59B portfolio in Q4 2021.
  • Financial Advocates Investment Management opened 92 new positions and closed 66 in Q4 2021.
  • Financial Advocates Investment Management's portfolio value rose 7.2% quarter-over-quarter to $1.59B.

Based on Financial Advocates Investment Management's 13F filing for Q4 2021, filed 14 Feb 2022.