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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
-1.05%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.48B
AUM Growth
-$16.3M
Cap. Flow
-$2.38M
Cap. Flow %
-0.16%
Top 10 Hldgs %
18.91%
Holding
812
New
80
Increased
357
Reduced
266
Closed
73

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$38.8M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$17.6M
3
ITB icon
iShares US Home Construction ETF
ITB
+$6.64M
4
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$5.87M
5
NVAX icon
Novavax
NVAX
+$5.69M

Top Sells

Rank Stock Value
1
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$17.5M
2
SHOP icon
Shopify
SHOP
+$14.9M
3
IHI icon
iShares US Medical Devices ETF
IHI
+$11.8M
4
PH icon
Parker-Hannifin
PH
+$6.83M
5
AAPL icon
Apple
AAPL
+$6.4M

Sector Composition

Rank Sector Weight
1 Technology 10.72%
2 Consumer Discretionary 3.9%
3 Healthcare 3.02%
4 Financials 2.67%
5 Industrials 2.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IBM icon
251
IBM
IBM
$223B
$1.37M 0.09%
10,311
-2,263
-18% -$303K
BIIB icon
252
Biogen
BIIB
$31.1B
$1.37M 0.09%
4,831
+3,774
+357% +$1.24M
VHT icon
253
Vanguard Health Care ETF
VHT
$19B
$1.34M 0.09%
5,437
-9,129
-63% -$2.34M
IJJ icon
254
iShares S&P Mid-Cap 400 Value ETF
IJJ
$9.08B
$1.33M 0.09%
12,962
+460
+4% +$48.3K
TMO icon
255
Thermo Fisher Scientific
TMO
$220B
$1.33M 0.09%
2,261
-3,688
-62% -$2.02M
BAC icon
256
Bank of America
BAC
$448B
$1.32M 0.09%
31,129
-6,372
-17% -$257K
BLUE
257
DELISTED
bluebird bio
BLUE
$1.31M 0.09%
3,492
+3,089
+767% +$883K
PPL
258
PPL Corp
PPL
$26.8B
$1.31M 0.09%
46,958
+37,006
+372% +$1.07M
SPTM icon
259
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$14.1B
$1.31M 0.09%
24,675
+1,371
+6% +$74.6K
FINX icon
260
Global X FinTech ETF
FINX
$173M
$1.31M 0.09%
27,192
+480
+2% +$23.5K
MRK icon
261
Merck
MRK
$334B
$1.3M 0.09%
17,360
-944
-5% -$71.8K
NEM icon
262
Newmont
NEM
$120B
$1.3M 0.09%
23,968
-1,821
-7% -$107K
QCOM icon
263
Qualcomm
QCOM
$173B
$1.3M 0.09%
10,070
+1,050
+12% +$149K
SCHO icon
264
Schwab Short-Term US Treasury ETF
SCHO
$13B
$1.3M 0.09%
50,738
+12
+0% +$307
VLUE icon
265
iShares MSCI USA Value Factor ETF
VLUE
$9.72B
$1.27M 0.09%
12,641
+1,186
+10% +$123K
FPEI icon
266
First Trust Institutional Preferred Securities and Income ETF
FPEI
$1.94B
$1.27M 0.09%
61,418
+10,825
+21% +$225K
EWY icon
267
iShares MSCI South Korea ETF
EWY
$27.6B
$1.27M 0.09%
15,696
+504
+3% +$43.8K
HYT icon
268
BlackRock Corporate High Yield Fund
HYT
$1.37B
$1.26M 0.09%
103,425
-15,708
-13% -$195K
VMO icon
269
Invesco Municipal Opportunity Trust
VMO
$667M
$1.26M 0.09%
+86,302
New +$1.19M
IHY icon
270
VanEck International High Yield Bond ETF
IHY
$43.4M
$1.26M 0.09%
50,568
+3,873
+8% +$98.5K
USHY icon
271
iShares Broad USD High Yield Corporate Bond ETF
USHY
$29.2B
$1.24M 0.08%
29,985
+7,104
+31% +$295K
CRM icon
272
Salesforce
CRM
$165B
$1.24M 0.08%
4,582
+859
+23% +$218K
SPXL icon
273
Direxion Daily S&P 500 Bull 3x ETF
SPXL
$7.41B
$1.22M 0.08%
+11,429
New +$1.33M
VXUS icon
274
Vanguard Total International Stock ETF
VXUS
$164B
$1.22M 0.08%
19,249
+9,903
+106% +$646K
DFAX icon
275
Dimensional World ex US Core Equity 2 ETF
DFAX
$12.5B
$1.21M 0.08%
+46,920
New +$1.24M
9 10
11
12 13

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BAS
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WAM
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SAM
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KAH
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BI
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CWM
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AWM
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Financial Advocates Investment Management's Q3 2021 Portfolio in Review

As of Q3 2021, Financial Advocates Investment Management held 812 positions worth $1.48B, down 1.1% from $1.5B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Financial Advocates Investment Management's Q3 2021 filing shows 80 new, 357 increased, 266 reduced and 73 closed positions. Its largest new stake was Vanguard Morningstar Value ETF: 126,301 shares worth $17.1M. The largest sale was State Street SPDR Portfolio S&P 500 ETF, an estimated $17.5M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Financial Advocates Investment Management's largest Q3 2021 buy was Vanguard Morningstar Value ETF: 126,301 shares worth $17.1M.
  • Financial Advocates Investment Management added most to Invesco QQQ Trust in Q3 2021, an estimated $38.8M increase.
  • Financial Advocates Investment Management's biggest Q3 2021 reduction was State Street SPDR Portfolio S&P 500 ETF, cutting an estimated $17.5M.
  • Financial Advocates Investment Management fully exited Invesco S&P 500 Pure Value ETF in Q3 2021, selling an estimated $4.24M.
  • Financial Advocates Investment Management's ten largest holdings make up 19% of its $1.48B portfolio in Q3 2021.
  • Financial Advocates Investment Management opened 80 new positions and closed 73 in Q3 2021.
  • Financial Advocates Investment Management's portfolio value fell 1.1% quarter-over-quarter to $1.48B.

Based on Financial Advocates Investment Management's 13F filing for Q3 2021, filed 4 Nov 2021.