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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+5.23%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.41B
AUM Growth
-$51.9M
Cap. Flow
-$74.9M
Cap. Flow %
-5.31%
Top 10 Hldgs %
18.9%
Holding
817
New
103
Increased
291
Reduced
326
Closed
71

Top Buys

Rank Stock Value
1
WAB icon
Wabtec
WAB
+$7.89M
2
EBAY icon
eBay
EBAY
+$5.55M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$4.23M
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$4.07M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$3.92M

Top Sells

Rank Stock Value
1
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$19.2M
2
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$16.2M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$14.6M
4
RWR icon
State Street SPDR Dow Jones REIT ETF
RWR
+$14.5M
5
TSLA icon
Tesla
TSLA
+$12.9M

Sector Composition

Rank Sector Weight
1 Technology 9.97%
2 Consumer Discretionary 3.94%
3 Industrials 3.47%
4 Financials 3.04%
5 Healthcare 2.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VBK icon
251
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24.9B
$1.35M 0.1%
4,935
-26,774
-84% -$7.55M
IWO icon
252
iShares Russell 2000 Growth ETF
IWO
$15.1B
$1.34M 0.09%
4,451
-1,183
-21% -$367K
MDIV icon
253
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$432M
$1.31M 0.09%
81,352
-18,402
-18% -$288K
REI icon
254
Ring Energy
REI
$349M
$1.31M 0.09%
565,384
+216,000
+62% +$412K
FSK icon
255
FS KKR Capital
FSK
$3.49B
$1.3M 0.09%
20,175
+8,348
+71% +$155K
VIOV icon
256
Vanguard S&P Small-Cap 600 Value ETF
VIOV
$1.91B
$1.3M 0.09%
14,946
-2,602
-15% -$213K
TMO icon
257
Thermo Fisher Scientific
TMO
$220B
$1.29M 0.09%
2,837
+45
+2% +$21.5K
SPHQ icon
258
Invesco S&P 500 Quality ETF
SPHQ
$20.1B
$1.29M 0.09%
29,177
+1,859
+7% +$80.3K
VHT icon
259
Vanguard Health Care ETF
VHT
$19B
$1.29M 0.09%
5,642
+260
+5% +$59.6K
KHC icon
260
Kraft Heinz
KHC
$30.1B
$1.29M 0.09%
26,376
+3,650
+16% +$131K
LPLA icon
261
LPL Financial
LPLA
$29.5B
$1.29M 0.09%
9,052
+26
+0.3% +$3.32K
DE icon
262
Deere & Co
DE
$165B
$1.28M 0.09%
3,421
+167
+5% +$54.8K
SDVY icon
263
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
$11.8B
$1.28M 0.09%
45,041
+3,943
+10% +$105K
RCL icon
264
Royal Caribbean
RCL
$82.9B
$1.27M 0.09%
14,834
+400
+3% +$31.7K
TGT icon
265
Target
TGT
$70.6B
$1.26M 0.09%
6,363
+385
+6% +$72.1K
OLD
266
DELISTED
The Long-Term Care ETF
OLD
$1.26M 0.09%
40,321
-1,500
-4% -$46K
VNLA icon
267
Janus Henderson Short Duration Income ETF
VNLA
$3.36B
$1.25M 0.09%
25,745
+1,297
+5% +$65.3K
WAB icon
268
Wabtec
WAB
$50.3B
$1.25M 0.09%
+101,608
New +$7.89M
IHY icon
269
VanEck International High Yield Bond ETF
IHY
$43.4M
$1.25M 0.09%
48,784
+860
+2% +$22.2K
AGGY icon
270
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
$926M
$1.24M 0.09%
24,147
+1,946
+9% +$102K
FLOT icon
271
iShares Floating Rate Bond ETF
FLOT
$10.5B
$1.23M 0.09%
24,134
-1,771
-7% -$90K
FBT icon
272
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.78B
$1.22M 0.09%
7,592
-286
-4% -$49K
FSLY icon
273
PUT
Fastly Inc
FSLY
$4.78B
$1.21M 0.09%
+17,453
New +$1.5M
ITA icon
274
iShares US Aerospace & Defense ETF
ITA
$14.9B
$1.21M 0.09%
11,618
-8,270
-42% -$807K
UNH icon
275
UnitedHealth
UNH
$358B
$1.2M 0.08%
3,319
-12
-0.4% -$4.16K
9 10
11
12 13

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BAS
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WAM
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SAM
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KAH
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BI
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CWM
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AWM
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Financial Advocates Investment Management's Q1 2021 Portfolio in Review

As of Q1 2021, Financial Advocates Investment Management held 817 positions worth $1.41B, down 3.6% from $1.46B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Financial Advocates Investment Management withdrew a net $74.9M in Q1 2021, closing 71 positions and reducing 326 holdings. Its most notable exit was Tesla, an estimated $12.9M position sold in full.

By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 10% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, Financial Advocates Investment Management opened a new position in Wabtec worth $1.25M.

  • Financial Advocates Investment Management's largest Q1 2021 buy was Wabtec: 101,608 shares worth $1.25M.
  • Financial Advocates Investment Management added most to Alphabet (Google) Class C in Q1 2021, an estimated $4.23M increase.
  • Financial Advocates Investment Management's biggest Q1 2021 reduction was State Street SPDR Portfolio TIPS ETF, cutting an estimated $19.2M.
  • Financial Advocates Investment Management fully exited Tesla in Q1 2021, selling an estimated $12.9M.
  • Financial Advocates Investment Management's ten largest holdings make up 19% of its $1.41B portfolio in Q1 2021.
  • Financial Advocates Investment Management opened 103 new positions and closed 71 in Q1 2021.
  • Financial Advocates Investment Management's portfolio value fell 3.6% quarter-over-quarter to $1.41B.

Based on Financial Advocates Investment Management's 13F filing for Q1 2021, filed 10 May 2021.