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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+8.56%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.17B
AUM Growth
+$117M
Cap. Flow
+$45.5M
Cap. Flow %
3.88%
Top 10 Hldgs %
22.31%
Holding
703
New
97
Increased
237
Reduced
263
Closed
77

Top Buys

Rank Stock Value
1
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$25.2M
2
GLD icon
SPDR Gold Trust
GLD
+$23.8M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$21M
4
AMZN icon
Amazon
AMZN
+$18.6M
5
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$10.9M

Top Sells

Rank Stock Value
1
EDV icon
Vanguard World Funds Extended Duration ETF
EDV
+$9.76M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.58M
3
DIS icon
Walt Disney
DIS
+$5M
4
ILCG icon
iShares Morningstar Growth ETF
ILCG
+$4.04M
5
T icon
AT&T
T
+$3.75M

Sector Composition

Rank Sector Weight
1 Technology 9.9%
2 Consumer Discretionary 4.47%
3 Industrials 2.56%
4 Healthcare 2.33%
5 Financials 2.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LOW icon
251
Lowe's Companies
LOW
$122B
$989K 0.08%
5,969
+488
+9% +$75.1K
DIA icon
252
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$48.2B
$976K 0.08%
3,518
+952
+37% +$260K
SCHE icon
253
Schwab Emerging Markets Equity ETF
SCHE
$12.9B
$976K 0.08%
36,459
-4,210
-10% -$112K
IBD icon
254
Inspire Corporate Bond ETF
IBD
$491M
$971K 0.08%
36,937
+1,671
+5% +$44.2K
FPE icon
255
First Trust Preferred Securities and Income ETF
FPE
$6.34B
$968K 0.08%
50,509
-1,707
-3% -$32.6K
EMB icon
256
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$966K 0.08%
8,710
-870
-9% -$97.7K
D icon
257
Dominion Energy
D
$60.3B
$961K 0.08%
12,176
-1,709
-12% -$134K
ACWV icon
258
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.37B
$960K 0.08%
10,452
-11,087
-51% -$1.01M
MRNA icon
259
CALL
Moderna
MRNA
$25.5B
$960K 0.08%
8,976
-3,367
-27% -$235K
IJJ icon
260
iShares S&P Mid-Cap 400 Value ETF
IJJ
$9.05B
$958K 0.08%
14,208
-198
-1% -$13.7K
UPS icon
261
United Parcel Service
UPS
$89.6B
$957K 0.08%
5,683
+897
+19% +$131K
XHE icon
262
State Street SPDR S&P Health Care Equipment ETF
XHE
$168M
$947K 0.08%
9,717
+1,006
+12% +$95.4K
REGL icon
263
ProShares S&P MidCap 400 Dividend Aristocrats ETF
REGL
$1.81B
$933K 0.08%
+17,575
New +$955K
CLIX icon
264
ProShares Long Online/Short Stores ETF
CLIX
$6.23M
$931K 0.08%
+11,054
New +$934K
SPTS icon
265
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
$6.12B
$929K 0.08%
30,246
+1,165
+4% +$35.8K
RCL icon
266
Royal Caribbean
RCL
$82.9B
$915K 0.08%
14,148
-1,728
-11% -$102K
SPDV icon
267
AAM S&P 500 High Dividend Value ETF
SPDV
$103M
$907K 0.08%
42,297
-8,359
-17% -$180K
SPHQ icon
268
Invesco S&P 500 Quality ETF
SPHQ
$20.1B
$904K 0.08%
23,387
+4,035
+21% +$153K
VFC icon
269
VF Corp
VFC
$5.83B
$898K 0.08%
12,785
-124
-1% -$8.01K
VHT icon
270
Vanguard Health Care ETF
VHT
$19B
$894K 0.08%
4,383
-108
-2% -$21.9K
CB icon
271
Chubb
CB
$133B
$878K 0.07%
7,563
-129
-2% -$16.2K
RSG icon
272
Republic Services
RSG
$66B
$867K 0.07%
9,287
-5
-0.1% -$447
UNH icon
273
UnitedHealth
UNH
$360B
$865K 0.07%
2,775
+104
+4% +$31.9K
EBND icon
274
State Street SPDR Bloomberg Emerging Markets Local Bond ETF
EBND
$2.28B
$862K 0.07%
32,807
-347
-1% -$9.21K
PKW icon
275
Invesco BuyBack Achievers ETF
PKW
$1.78B
$854K 0.07%
14,192
– –
9 10
11
12 13

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BAS
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WAM
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SAM
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KAH
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BI
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CWM
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AWM
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Financial Advocates Investment Management's Q3 2020 Portfolio in Review

As of Q3 2020, Financial Advocates Investment Management held 703 positions worth $1.17B, up 11% from $1.06B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Financial Advocates Investment Management deployed $45.5M of net new capital in Q3 2020, opening 97 new positions and adding to 237 existing holdings. Its largest new stake was SPDR Gold Trust: 132,385 shares worth $23.5M.

By sector, the portfolio is most concentrated in Technology at 9.9% of assets, up from 9.4% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Vanguard World Funds Extended Duration ETF, an estimated $9.76M trimmed.

  • Financial Advocates Investment Management's largest Q3 2020 buy was SPDR Gold Trust: 132,385 shares worth $23.5M.
  • Financial Advocates Investment Management added most to State Street SPDR Portfolio S&P 500 ETF in Q3 2020, an estimated $25.2M increase.
  • Financial Advocates Investment Management's biggest Q3 2020 reduction was Vanguard World Funds Extended Duration ETF, cutting an estimated $9.76M.
  • Financial Advocates Investment Management fully exited Walt Disney in Q3 2020, selling an estimated $5M.
  • Financial Advocates Investment Management's ten largest holdings make up 22% of its $1.17B portfolio in Q3 2020.
  • Financial Advocates Investment Management opened 97 new positions and closed 77 in Q3 2020.
  • Financial Advocates Investment Management's portfolio value rose 11% quarter-over-quarter to $1.17B.

Based on Financial Advocates Investment Management's 13F filing for Q3 2020, filed 4 Nov 2020.