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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
-13.69%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$701M
AUM Growth
-$238M
Cap. Flow
-$66.2M
Cap. Flow %
-9.45%
Top 10 Hldgs %
19.02%
Holding
565
New
55
Increased
196
Reduced
209
Closed
88

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.7M
2
SLV icon
iShares Silver Trust
SLV
+$6.66M
3
EDV icon
Vanguard World Funds Extended Duration ETF
EDV
+$5.75M
4
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$4.05M
5
BA icon
Boeing
BA
+$3.47M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$22.7M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$16.9M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$9.32M
4
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$5.79M
5
SPDV icon
AAM S&P 500 High Dividend Value ETF
SPDV
+$3.86M

Sector Composition

Rank Sector Weight
1 Technology 8.46%
2 Consumer Discretionary 3.58%
3 Healthcare 2.87%
4 Industrials 2.75%
5 Financials 2.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QCOM icon
251
Qualcomm
QCOM
$174B
$583K 0.08%
+8,611
New +$706K
IEI icon
252
iShares 3-7 Year Treasury Bond ETF
IEI
$17.7B
$580K 0.08%
4,348
+396
+10% +$51K
AVGO icon
253
Broadcom
AVGO
$2.01T
$578K 0.08%
24,360
+820
+3% +$23.1K
DON icon
254
WisdomTree US MidCap Dividend Fund
DON
$4.1B
$576K 0.08%
23,847
-24,972
-51% -$841K
BX icon
255
Blackstone
BX
$110B
$575K 0.08%
12,611
+3,494
+38% +$193K
XLY icon
256
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.5B
$575K 0.08%
11,732
-58
-0.5% -$3.42K
BLV icon
257
Vanguard Long-Term Bond ETF
BLV
$5.73B
$566K 0.08%
5,301
-508
-9% -$53.1K
FVC icon
258
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
$110M
$558K 0.08%
24,843
+887
+4% +$23.5K
ADRE
259
DELISTED
Invesco BLDRS Emerging Markets 50 ADR Index Fund
ADRE
$558K 0.08%
16,693
– –
HDG icon
260
ProShares Hedge Replication ETF
HDG
$22.3M
$548K 0.08%
12,888
-6,698
-34% -$304K
CVS icon
261
CVS Health
CVS
$121B
$547K 0.08%
9,209
-4,490
-33% -$300K
BMY icon
262
CALL
Bristol-Myers Squibb
BMY
$133B
$544K 0.08%
+599
New +$36.6K
VCSH icon
263
Vanguard Short-Term Corporate Bond ETF
VCSH
$45.1B
$542K 0.08%
6,850
-190
-3% -$15.3K
DAL icon
264
Delta Air Lines
DAL
$60.3B
$540K 0.08%
18,929
+12,707
+204% +$630K
SNSR icon
265
Global X Internet of Things ETF
SNSR
$224M
$533K 0.08%
29,201
-1,239
-4% -$27.1K
FNX icon
266
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.41B
$532K 0.08%
11,044
-6,242
-36% -$405K
HYLS icon
267
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.64B
$530K 0.08%
12,618
-1,678
-12% -$78.5K
TXN icon
268
Texas Instruments
TXN
$254B
$530K 0.08%
5,302
+877
+20% +$105K
IGPT icon
269
Invesco AI and Next Gen Software ETF
IGPT
$1.2B
$523K 0.07%
18,312
+3,291
+22% +$106K
SIZE icon
270
iShares MSCI USA Size Factor ETF
SIZE
$447M
$508K 0.07%
+7,129
New +$641K
UPS icon
271
United Parcel Service
UPS
$89.6B
$507K 0.07%
+5,426
New +$562K
PWS icon
272
Pacer WealthShield ETF
PWS
$25.1M
$506K 0.07%
21,451
+3,771
+21% +$89.5K
FMHI icon
273
First Trust Municipal High Income ETF
FMHI
$1.01B
$505K 0.07%
10,295
+1,917
+23% +$102K
CIBR icon
274
First Trust NASDAQ Cybersecurity ETF
CIBR
$15.8B
$504K 0.07%
19,552
+1,493
+8% +$43.8K
DUSA icon
275
Davis Select US Equity ETF
DUSA
$1.27B
$499K 0.07%
25,633
+4,880
+24% +$118K
9 10
11
12 13

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BAS
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WAM
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SAM
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KAH
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BI
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CWM
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AWM
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Financial Advocates Investment Management's Q1 2020 Portfolio in Review

As of Q1 2020, Financial Advocates Investment Management held 565 positions worth $701M, down 25% from $939M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Financial Advocates Investment Management withdrew a net $66.2M in Q1 2020, closing 88 positions and reducing 209 holdings. Its most notable exit was Schwab US REIT ETF, an estimated $3.74M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.5% of assets, up from 7.6% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, Financial Advocates Investment Management opened a new position in State Street SPDR S&P 500 ETF Trust worth $14M.

  • Financial Advocates Investment Management's largest Q1 2020 buy was State Street SPDR S&P 500 ETF Trust: 67,989 shares worth $14M.
  • Financial Advocates Investment Management added most to iShares Silver Trust in Q1 2020, an estimated $6.66M increase.
  • Financial Advocates Investment Management's biggest Q1 2020 reduction was iShares Core S&P 500 ETF, cutting an estimated $22.7M.
  • Financial Advocates Investment Management fully exited Schwab US REIT ETF in Q1 2020, selling an estimated $3.74M.
  • Financial Advocates Investment Management's ten largest holdings make up 19% of its $701M portfolio in Q1 2020.
  • Financial Advocates Investment Management opened 55 new positions and closed 88 in Q1 2020.
  • Financial Advocates Investment Management's portfolio value fell 25% quarter-over-quarter to $701M.

Based on Financial Advocates Investment Management's 13F filing for Q1 2020, filed 29 Apr 2020.