We are live on ! Find out more
FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+15.94%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$804M
AUM Growth
+$71.3M
Cap. Flow
-$14.8M
Cap. Flow %
-1.85%
Top 10 Hldgs %
21.99%
Holding
474
New
54
Increased
190
Reduced
183
Closed
17

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.29M
2
GLD icon
SPDR Gold Trust
GLD
+$3.38M
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$3.09M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$2.89M
5
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$2.54M

Top Sells

Rank Stock Value
1
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$7.76M
2
TTE icon
TotalEnergies
TTE
+$6.77M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$5.81M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.84M
5
IYR icon
iShares US Real Estate ETF
IYR
+$3.21M

Sector Composition

Rank Sector Weight
1 Technology 5.93%
2 Consumer Discretionary 3.67%
3 Industrials 2.66%
4 Communication Services 2.45%
5 Financials 2.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWY icon
251
iShares Russell Top 200 Growth ETF
IWY
$16.8B
$559K 0.07%
6,801
+340
+5% +$26.6K
COP icon
252
ConocoPhillips
COP
$149B
$553K 0.07%
8,279
+31
+0.4% +$2.09K
KBWB icon
253
Invesco KBW Bank ETF
KBWB
$6.84B
$551K 0.07%
11,439
-682
-6% -$33.8K
XLU icon
254
State Street Utilities Select Sector SPDR ETF
XLU
$22.8B
$546K 0.07%
18,780
+3,488
+23% +$97K
PRFZ icon
255
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.91B
$545K 0.07%
21,360
-500
-2% -$12.6K
IWD icon
256
iShares Russell 1000 Value ETF
IWD
$84.1B
$541K 0.07%
4,386
+2
+0% +$240
DUSA icon
257
Davis Select US Equity ETF
DUSA
$1.27B
$537K 0.07%
23,799
– –
BOH icon
258
Bank of Hawaii
BOH
$3.15B
$534K 0.07%
6,766
– –
TWLO icon
259
Twilio
TWLO
$38.6B
$534K 0.07%
4,135
+10
+0.2% +$1.13K
GSY icon
260
Invesco Ultra Short Duration ETF
GSY
$3.88B
$532K 0.07%
+10,584
New +$531K
CSQ icon
261
Calamos Strategic Total Return Fund
CSQ
$3.37B
$530K 0.07%
42,809
-3,550
-8% -$42.4K
FEX icon
262
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.63B
$529K 0.07%
8,892
-9,091
-51% -$522K
LLY icon
263
Eli Lilly
LLY
$1.08T
$517K 0.06%
3,982
-23
-0.6% -$2.8K
IXN icon
264
iShares Global Tech ETF
IXN
$9.5B
$516K 0.06%
+18,096
New +$479K
NOW icon
265
ServiceNow
NOW
$133B
$513K 0.06%
10,410
– –
RZG icon
266
Invesco S&P SmallCap 600 Pure Growth ETF
RZG
$138M
$513K 0.06%
13,590
+618
+5% +$23.5K
AGNC icon
267
AGNC Investment
AGNC
$13B
$510K 0.06%
28,319
+925
+3% +$16.5K
RMT
268
Royce Micro-Cap Trust
RMT
$779M
$508K 0.06%
60,930
+15,271
+33% +$127K
GE icon
269
GE Aerospace
GE
$376B
$506K 0.06%
10,174
-378
-4% -$17.8K
FEP icon
270
First Trust Europe AlphaDEX Fund
FEP
$533M
$502K 0.06%
+14,441
New +$490K
BGR icon
271
BlackRock Energy and Resources Trust
BGR
$426M
$498K 0.06%
41,135
+3,335
+9% +$39.5K
DSI icon
272
iShares MSCI KLD 400 Social ETF
DSI
$5.58B
$498K 0.06%
9,440
+1,116
+13% +$56.6K
SKYY icon
273
First Trust Cloud Computing ETF
SKYY
$3.32B
$497K 0.06%
8,632
+146
+2% +$7.98K
VCSH icon
274
Vanguard Short-Term Corporate Bond ETF
VCSH
$45.1B
$492K 0.06%
6,162
+217
+4% +$17.1K
F icon
275
Ford
F
$55.3B
$489K 0.06%
55,659
-4,873
-8% -$41.9K
9 10
11
12 13

Similar funds

OCBV
Ownership Capital B.V. Amsterdam, Netherlands $178M AUM 4.75% 1-Year Est. Return
BAS
Brueske Advisory Services Bellevue, Washington $183M AUM 12.98% 1-Year Est. Return
WAM
WFA Asset Management Whitefish Bay, Wisconsin $184M AUM 12.29% 1-Year Est. Return
SAM
Strive Asset Management Dublin, Ohio $184M AUM 29.16% 1-Year Est. Return
KAH
Kathryn A. Hall $186M AUM 12.55% 1-Year Est. Return
BI
Binnacle Investments Urbandale, Iowa $170M AUM
CWM
Certus Wealth Management Redwood City, California $167M AUM 14.11% 1-Year Est. Return
AWM
AllSquare Wealth Management Albany, New York $189M AUM 14.89% 1-Year Est. Return

Financial Advocates Investment Management's Q1 2019 Portfolio in Review

As of Q1 2019, Financial Advocates Investment Management held 474 positions worth $804M, up 9.7% from $733M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Financial Advocates Investment Management's Q1 2019 filing shows 54 new, 190 increased, 183 reduced and 17 closed positions. Its largest new stake was iShares Morningstar Mid-Cap Growth ETF: 65,922 shares worth $2.58M. The largest sale was Schwab Short-Term US Treasury ETF, an estimated $7.76M.

By sector, the portfolio is most concentrated in Technology at 5.9% of assets, up from 5.4% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Financial Advocates Investment Management's largest Q1 2019 buy was iShares Morningstar Mid-Cap Growth ETF: 65,922 shares worth $2.58M.
  • Financial Advocates Investment Management added most to iShares Core S&P 500 ETF in Q1 2019, an estimated $4.29M increase.
  • Financial Advocates Investment Management's biggest Q1 2019 reduction was Schwab Short-Term US Treasury ETF, cutting an estimated $7.76M.
  • Financial Advocates Investment Management fully exited Invesco S&P MidCap Low Volatility ETF in Q1 2019, selling an estimated $2.82M.
  • Financial Advocates Investment Management's ten largest holdings make up 22% of its $804M portfolio in Q1 2019.
  • Financial Advocates Investment Management opened 54 new positions and closed 17 in Q1 2019.
  • Financial Advocates Investment Management's portfolio value rose 9.7% quarter-over-quarter to $804M.

Based on Financial Advocates Investment Management's 13F filing for Q1 2019, filed 16 May 2019.