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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
-11.51%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$733M
AUM Growth
-$163M
Cap. Flow
-$54.5M
Cap. Flow %
-7.44%
Top 10 Hldgs %
22.27%
Holding
526
New
25
Increased
146
Reduced
233
Closed
106

Top Buys

Rank Stock Value
1
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$9.45M
2
SPDV icon
AAM S&P 500 High Dividend Value ETF
SPDV
+$3.95M
3
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$3.93M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.43M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.18M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$9.48M
2
VOT icon
Vanguard Morningstar Mid-Cap Growth ETF
VOT
+$7.31M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$7.02M
4
SPSM icon
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
+$6.37M
5
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$5.47M

Sector Composition

Rank Sector Weight
1 Technology 5.44%
2 Consumer Discretionary 3.6%
3 Financials 2.55%
4 Industrials 2.32%
5 Communication Services 2.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BBP icon
251
Virtus Biotech ETF
BBP
$107M
$483K 0.07%
13,845
+750
+6% +$28.5K
AGNC icon
252
AGNC Investment
AGNC
$13B
$480K 0.07%
27,394
-1,441
-5% -$25.7K
IUSV icon
253
iShares Core S&P US Value ETF
IUSV
$27.9B
$480K 0.07%
9,772
-20,259
-67% -$1.08M
DUSA icon
254
Davis Select US Equity ETF
DUSA
$1.27B
$476K 0.07%
23,799
+14,556
+157% +$329K
VXX
255
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
$475K 0.06%
10,141
-79
-0.8% -$2.92K
IWY icon
256
iShares Russell Top 200 Growth ETF
IWY
$16.7B
$464K 0.06%
6,461
-1,058
-14% -$81.9K
LLY icon
257
Eli Lilly
LLY
$1.08T
$464K 0.06%
4,005
-1,498
-27% -$167K
F icon
258
Ford
F
$55.3B
$463K 0.06%
60,532
-7,775
-11% -$69.3K
PTY icon
259
PIMCO Corporate & Income Opportunity Fund
PTY
$2.49B
$463K 0.06%
30,158
-12,382
-29% -$200K
VCSH icon
260
Vanguard Short-Term Corporate Bond ETF
VCSH
$45.1B
$463K 0.06%
5,945
+84
+1% +$6.53K
EFR
261
Eaton Vance Senior Floating-Rate Fund
EFR
$316M
$459K 0.06%
36,560
+14,017
+62% +$187K
BOH icon
262
Bank of Hawaii
BOH
$3.15B
$455K 0.06%
6,766
– –
FTC icon
263
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.4B
$455K 0.06%
7,934
-4,224
-35% -$263K
AOM icon
264
iShares Core Moderate Allocation ETF
AOM
$1.78B
$450K 0.06%
12,605
-1,750
-12% -$63.8K
RZG icon
265
Invesco S&P SmallCap 600 Pure Growth ETF
RZG
$138M
$450K 0.06%
12,972
+909
+8% +$35.3K
DE icon
266
Deere & Co
DE
$165B
$449K 0.06%
3,008
-226
-7% -$33.1K
CVS icon
267
CVS Health
CVS
$122B
$442K 0.06%
6,738
+559
+9% +$41.7K
VAMO icon
268
Cambria Value and Momentum ETF
VAMO
$110M
$435K 0.06%
19,857
-790
-4% -$18.4K
DGRO icon
269
iShares Core Dividend Growth ETF
DGRO
$43.8B
$434K 0.06%
13,092
-2,659
-17% -$93.5K
GVAL icon
270
Cambria Global Value ETF
GVAL
$598M
$433K 0.06%
20,612
-2,472
-11% -$55.6K
DOCU
271
DocuSign
DOCU
$11.2B
$429K 0.06%
10,697
-53
-0.5% -$2.23K
VMO icon
272
Invesco Municipal Opportunity Trust
VMO
$664M
$427K 0.06%
38,200
+11,625
+44% +$129K
TSLX icon
273
Sixth Street Specialty
TSLX
$1.81B
$418K 0.06%
23,125
+5,250
+29% +$104K
UNH icon
274
UnitedHealth
UNH
$361B
$417K 0.06%
1,671
-644
-28% -$170K
HYLS icon
275
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.64B
$413K 0.06%
9,216
+2,994
+48% +$140K
9 10
11
12 13

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BAS
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WAM
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SAM
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KAH
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BI
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CWM
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AWM
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Financial Advocates Investment Management's Q4 2018 Portfolio in Review

As of Q4 2018, Financial Advocates Investment Management held 526 positions worth $733M, down 18% from $896M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Financial Advocates Investment Management withdrew a net $54.5M in Q4 2018, closing 106 positions and reducing 233 holdings. Its most notable exit was State Street SPDR Portfolio S&P 600 Small Cap ETF, an estimated $6.37M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5.4% of assets, down from 6.5% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Financial Advocates Investment Management opened a new position in iShares Morningstar Growth ETF worth $2.76M.

  • Financial Advocates Investment Management's largest Q4 2018 buy was iShares Morningstar Growth ETF: 87,040 shares worth $2.76M.
  • Financial Advocates Investment Management added most to Schwab Short-Term US Treasury ETF in Q4 2018, an estimated $9.45M increase.
  • Financial Advocates Investment Management's biggest Q4 2018 reduction was Invesco QQQ Trust, cutting an estimated $9.48M.
  • Financial Advocates Investment Management fully exited State Street SPDR Portfolio S&P 600 Small Cap ETF in Q4 2018, selling an estimated $6.37M.
  • Financial Advocates Investment Management's ten largest holdings make up 22% of its $733M portfolio in Q4 2018.
  • Financial Advocates Investment Management opened 25 new positions and closed 106 in Q4 2018.
  • Financial Advocates Investment Management's portfolio value fell 18% quarter-over-quarter to $733M.

Based on Financial Advocates Investment Management's 13F filing for Q4 2018, filed 14 Feb 2019.