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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+5.39%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$896M
AUM Growth
+$70.1M
Cap. Flow
+$113M
Cap. Flow %
12.66%
Top 10 Hldgs %
23.05%
Holding
539
New
53
Increased
256
Reduced
168
Closed
38

Top Buys

Rank Stock Value
1
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$87.5M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$10.8M
3
SPSM icon
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
+$6.38M
4
GLD icon
SPDR Gold Trust
GLD
+$5.65M
5
VLUE icon
iShares MSCI USA Value Factor ETF
VLUE
+$4.89M

Top Sells

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$8.12M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.04M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$2.9M
4
VOT icon
Vanguard Morningstar Mid-Cap Growth ETF
VOT
+$2.68M
5
LDRS
Innovator IBD ETF Leaders ETF
LDRS
+$2.65M

Sector Composition

Rank Sector Weight
1 Technology 6.52%
2 Consumer Discretionary 3.71%
3 Industrials 3.07%
4 Financials 2.83%
5 Communication Services 2.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UNH icon
251
UnitedHealth
UNH
$358B
$616K 0.07%
2,315
+906
+64% +$236K
DSL
252
DoubleLine Income Solutions Fund
DSL
$1.24B
$614K 0.07%
30,355
+3,112
+11% +$63K
SHOP icon
253
Shopify
SHOP
$202B
$611K 0.07%
37,180
+2,450
+7% +$37.3K
ACWV icon
254
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.37B
$610K 0.07%
6,938
+5
+0.1% +$430
FTA icon
255
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.43B
$609K 0.07%
11,253
-1,220
-10% -$66K
C icon
256
Citigroup
C
$232B
$607K 0.07%
8,460
-365
-4% -$25.8K
IBB icon
257
iShares Biotechnology ETF
IBB
$9.78B
$602K 0.07%
4,937
+113
+2% +$13.3K
TSLA icon
258
Tesla
TSLA
$1.34T
$600K 0.07%
33,990
-5,880
-15% -$122K
BBP icon
259
Virtus Biotech ETF
BBP
$106M
$595K 0.07%
13,095
-260
-2% -$11.6K
FTXO icon
260
First Trust Nasdaq Bank ETF
FTXO
$321M
$595K 0.07%
21,318
+3,438
+19% +$101K
LLY icon
261
Eli Lilly
LLY
$1.08T
$591K 0.07%
5,503
+599
+12% +$59.9K
PYPL icon
262
PayPal
PYPL
$51.3B
$590K 0.07%
6,721
+2,241
+50% +$197K
DGRO icon
263
iShares Core Dividend Growth ETF
DGRO
$43.8B
$584K 0.07%
15,751
+2,481
+19% +$90.2K
EEMV icon
264
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.61B
$576K 0.06%
9,699
+2,406
+33% +$141K
FTSL icon
265
First Trust Senior Loan Fund ETF
FTSL
$2.33B
$573K 0.06%
11,927
-398
-3% -$19.1K
DOCU
266
DocuSign
DOCU
$11.7B
$565K 0.06%
+10,750
New +$610K
VFH icon
267
Vanguard Financials ETF
VFH
$13.9B
$565K 0.06%
8,150
+2,204
+37% +$156K
AGGP
268
DELISTED
IQ Enhanced Core Plus Bond U.S. ETF
AGGP
$553K 0.06%
28,896
-2,861
-9% -$54.8K
GVAL icon
269
Cambria Global Value ETF
GVAL
$599M
$545K 0.06%
23,084
-5,229
-18% -$124K
AOM icon
270
iShares Core Moderate Allocation ETF
AOM
$1.78B
$544K 0.06%
14,355
-92
-0.6% -$3.47K
GSSC icon
271
GS ActiveBeta US Small Cap Equity ETF
GSSC
$1.11B
$543K 0.06%
11,300
+1,000
+10% +$48.3K
RDVY icon
272
First Trust Rising Dividend Achievers ETF
RDVY
$25.8B
$543K 0.06%
17,201
-5,099
-23% -$158K
RZG icon
273
Invesco S&P SmallCap 600 Pure Growth ETF
RZG
$138M
$539K 0.06%
12,063
+675
+6% +$30.2K
AGNC icon
274
AGNC Investment
AGNC
$13B
$537K 0.06%
28,835
– –
BOH icon
275
Bank of Hawaii
BOH
$3.15B
$534K 0.06%
6,766
– –
9 10
11
12 13

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BAS
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WAM
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SAM
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KAH
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BI
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CWM
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AWM
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Financial Advocates Investment Management's Q3 2018 Portfolio in Review

As of Q3 2018, Financial Advocates Investment Management held 539 positions worth $896M, up 8.5% from $826M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Financial Advocates Investment Management deployed $113M of net new capital in Q3 2018, opening 53 new positions and adding to 256 existing holdings. Its largest new stake was Bank of America Series L: 68,176 shares worth $2.03M.

By sector, the portfolio is most concentrated in Technology at 6.5% of assets, up from 6% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Invesco FTSE RAFI US 1000 ETF, an estimated $8.12M trimmed.

  • Financial Advocates Investment Management's largest Q3 2018 buy was Bank of America Series L: 68,176 shares worth $2.03M.
  • Financial Advocates Investment Management added most to iShares Core S&P 500 ETF in Q3 2018, an estimated $10.8M increase.
  • Financial Advocates Investment Management's biggest Q3 2018 reduction was Invesco FTSE RAFI US 1000 ETF, cutting an estimated $8.12M.
  • Financial Advocates Investment Management fully exited Innovator IBD ETF Leaders ETF in Q3 2018, selling an estimated $2.65M.
  • Financial Advocates Investment Management's ten largest holdings make up 23% of its $896M portfolio in Q3 2018.
  • Financial Advocates Investment Management opened 53 new positions and closed 38 in Q3 2018.
  • Financial Advocates Investment Management's portfolio value rose 8.5% quarter-over-quarter to $896M.

Based on Financial Advocates Investment Management's 13F filing for Q3 2018, filed 14 Nov 2018.