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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
-0.22%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$769M
AUM Growth
+$36.3M
Cap. Flow
+$42.6M
Cap. Flow %
5.54%
Top 10 Hldgs %
21.89%
Holding
563
New
64
Increased
255
Reduced
143
Closed
80

Top Buys

Rank Stock Value
1
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$3.3M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.42M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$2.3M
4
BA icon
Boeing
BA
+$2.2M
5
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$1.88M

Top Sells

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$4.2M
2
SBUX icon
Starbucks
SBUX
+$3.52M
3
IYR icon
iShares US Real Estate ETF
IYR
+$2.79M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$2.61M
5
META icon
Meta Platforms (Facebook)
META
+$2.07M

Sector Composition

Rank Sector Weight
1 Technology 5.92%
2 Energy 3.3%
3 Financials 3.22%
4 Industrials 3.14%
5 Consumer Discretionary 2.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FDL icon
251
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.98B
$517K 0.07%
18,328
-22,277
-55% -$655K
PZA icon
252
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.27B
$515K 0.07%
20,491
-10,642
-34% -$269K
AOM icon
253
iShares Core Moderate Allocation ETF
AOM
$1.78B
$514K 0.07%
13,621
-179
-1% -$6.82K
FBT icon
254
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.78B
$510K 0.07%
3,834
-47
-1% -$6.42K
RY icon
255
Royal Bank of Canada
RY
$298B
$506K 0.07%
6,552
+9
+0.1% +$731
ARKK icon
256
ARK Innovation ETF
ARKK
$6.56B
$504K 0.07%
12,890
+1,166
+10% +$47.7K
XLY icon
257
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.5B
$497K 0.06%
9,810
+818
+9% +$42.6K
PYPL icon
258
PayPal
PYPL
$51.9B
$485K 0.06%
6,392
+340
+6% +$27K
DSL
259
DoubleLine Income Solutions Fund
DSL
$1.24B
$481K 0.06%
23,945
+1,548
+7% +$31.1K
DTD icon
260
WisdomTree US Total Dividend Fund
DTD
$1.7B
$479K 0.06%
10,756
-14,496
-57% -$671K
AVGO icon
261
Broadcom
AVGO
$1.99T
$475K 0.06%
+20,150
New +$507K
EFV icon
262
iShares MSCI EAFE Value ETF
EFV
$30.1B
$470K 0.06%
8,614
+814
+10% +$45.7K
PEY icon
263
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.18B
$469K 0.06%
27,532
+186
+0.7% +$3.27K
ROUS icon
264
Hartford Multifactor US Equity ETF
ROUS
$734M
$467K 0.06%
14,995
+1,665
+12% +$53.1K
RWO icon
265
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.3B
$467K 0.06%
10,097
+462
+5% +$21.5K
SLB icon
266
SLB Ltd
SLB
$77.5B
$464K 0.06%
7,162
+2,953
+70% +$206K
WY icon
267
Weyerhaeuser
WY
$17.9B
$463K 0.06%
13,216
+1,185
+10% +$41.8K
SO icon
268
Southern Company
SO
$107B
$460K 0.06%
10,309
-3,722
-27% -$165K
FTCS icon
269
First Trust Capital Strength ETF
FTCS
$8.01B
$459K 0.06%
9,082
+2,865
+46% +$150K
EMLC icon
270
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.79B
$458K 0.06%
11,687
+1,409
+14% +$54.8K
WABC icon
271
Westamerica Bancorp
WABC
$1.39B
$457K 0.06%
7,875
– –
UA icon
272
Under Armour Class C
UA
$2.26B
$456K 0.06%
31,788
+948
+3% +$13.4K
SPYG icon
273
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$55.6B
$453K 0.06%
13,527
+25
+0.2% +$861
AEP icon
274
American Electric Power
AEP
$68.2B
$449K 0.06%
6,558
-653
-9% -$44K
VCSH icon
275
Vanguard Short-Term Corporate Bond ETF
VCSH
$45.1B
$449K 0.06%
5,733
+146
+3% +$11.5K
9 10
11
12 13

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BAS
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WAM
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SAM
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KAH
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BI
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CWM
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AWM
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Financial Advocates Investment Management's Q1 2018 Portfolio in Review

As of Q1 2018, Financial Advocates Investment Management held 563 positions worth $769M, up 4.9% from $733M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Financial Advocates Investment Management deployed $42.6M of net new capital in Q1 2018, opening 64 new positions and adding to 255 existing holdings. Its largest new stake was Vanguard Short-Term Treasury ETF: 54,922 shares worth $3.3M.

By sector, the portfolio is most concentrated in Technology at 5.9% of assets, up from 5.1% a quarter earlier, followed by Energy and Financials.

On the sell side, the largest reduction was iShares US Real Estate ETF, an estimated $2.79M trimmed.

  • Financial Advocates Investment Management's largest Q1 2018 buy was Vanguard Short-Term Treasury ETF: 54,922 shares worth $3.3M.
  • Financial Advocates Investment Management added most to State Street SPDR S&P 500 ETF Trust in Q1 2018, an estimated $2.42M increase.
  • Financial Advocates Investment Management's biggest Q1 2018 reduction was iShares US Real Estate ETF, cutting an estimated $2.79M.
  • Financial Advocates Investment Management fully exited SPDR Gold Trust in Q1 2018, selling an estimated $4.2M.
  • Financial Advocates Investment Management's ten largest holdings make up 22% of its $769M portfolio in Q1 2018.
  • Financial Advocates Investment Management opened 64 new positions and closed 80 in Q1 2018.
  • Financial Advocates Investment Management's portfolio value rose 4.9% quarter-over-quarter to $769M.

Based on Financial Advocates Investment Management's 13F filing for Q1 2018, filed 11 May 2018.