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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+4.98%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$733M
AUM Growth
–
Cap. Flow
+$719M
Cap. Flow %
98.1%
Top 10 Hldgs %
22.29%
Holding
499
New
499
Increased
–
Reduced
–
Closed
–

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$28.2M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$20.2M
3
BND icon
Vanguard Total Bond Market
BND
+$16.6M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$16.2M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$14.5M

Top Sells

No sells this quarter

Sector Composition

Rank Sector Weight
1 Technology 5.1%
2 Energy 3.49%
3 Financials 3.17%
4 Consumer Discretionary 2.91%
5 Communication Services 2.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IGV icon
251
iShares Expanded Tech-Software Sector ETF
IGV
$15B
$514K 0.07%
+16,630
New +$512K
MUNI icon
252
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
MUNI
$3.12B
$510K 0.07%
+9,500
New +$510K
HON icon
253
Honeywell
HON
$74.1B
$504K 0.07%
+3,636
New +$488K
DE icon
254
Deere & Co
DE
$166B
$501K 0.07%
+3,201
New +$448K
SLVP icon
255
iShares MSCI Global Silver and Metals Miners ETF
SLVP
$955M
$489K 0.07%
+45,140
New +$475K
SPHD icon
256
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.42B
$489K 0.07%
+11,525
New +$483K
PEY icon
257
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.17B
$487K 0.07%
+27,346
New +$478K
WMT icon
258
Walmart Inc
WMT
$919B
$487K 0.07%
+14,796
New +$453K
SCHA icon
259
Schwab U.S Small- Cap ETF
SCHA
$23.4B
$486K 0.07%
+27,852
New +$477K
FBT icon
260
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.8B
$483K 0.07%
+3,881
New +$479K
CMCSA icon
261
Comcast
CMCSA
$91.9B
$482K 0.07%
+12,013
New +$452K
IMCV icon
262
iShares Morningstar Mid-Cap Value ETF
IMCV
$1.17B
$474K 0.06%
+8,916
New +$459K
SCHE icon
263
Schwab Emerging Markets Equity ETF
SCHE
$12.9B
$473K 0.06%
+16,936
New +$467K
FNDE icon
264
Schwab Fundamental Emerging Markets Large Company Index ETF
FNDE
$9.98B
$471K 0.06%
+15,865
New +$465K
RWO icon
265
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.29B
$471K 0.06%
+9,635
New +$465K
WABC icon
266
Westamerica Bancorp
WABC
$1.38B
$469K 0.06%
+7,875
New +$463K
MU icon
267
Micron Technology
MU
$1.08T
$463K 0.06%
+11,267
New +$485K
DSL
268
DoubleLine Income Solutions Fund
DSL
$1.23B
$452K 0.06%
+22,397
New +$461K
PYPL icon
269
PayPal
PYPL
$51.1B
$446K 0.06%
+6,052
New +$438K
SPYG icon
270
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$55.6B
$446K 0.06%
+13,502
New +$436K
VTR icon
271
Ventas
VTR
$46.1B
$444K 0.06%
+7,398
New +$468K
XLY icon
272
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.5B
$444K 0.06%
+8,992
New +$423K
EMHY icon
273
iShares JPMorgan EM High Yield Bond ETF
EMHY
$639M
$442K 0.06%
+8,849
New +$445K
VCSH icon
274
Vanguard Short-Term Corporate Bond ETF
VCSH
$45.1B
$442K 0.06%
+5,587
New +$445K
MDYG icon
275
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.97B
$438K 0.06%
+8,454
New +$432K
9 10
11
12 13

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WAM
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SAM
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KAH
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CWM
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AWM
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Financial Advocates Investment Management's Q4 2017 Portfolio in Review

Q4 2017 is the first quarter with a 13F filing on record for Financial Advocates Investment Management, which disclosed 499 positions worth $733M. Its ten largest holdings account for 22% of the portfolio.

Its largest position is Invesco QQQ Trust: 184,494 shares worth $28.7M.

By sector, the portfolio is most concentrated in Technology at 5.1% of assets, followed by Energy and Financials.

  • Financial Advocates Investment Management's largest Q4 2017 buy was Invesco QQQ Trust: 184,494 shares worth $28.7M.
  • Financial Advocates Investment Management's ten largest holdings make up 22% of its $733M portfolio in Q4 2017.
  • Financial Advocates Investment Management disclosed 499 positions in Q4 2017, its first 13F filing on record.

Based on Financial Advocates Investment Management's 13F filing for Q4 2017, filed 15 Feb 2018.