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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+8.79%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.73B
AUM Growth
+$198M
Cap. Flow
+$71.7M
Cap. Flow %
4.15%
Top 10 Hldgs %
22.13%
Holding
816
New
84
Increased
368
Reduced
285
Closed
43

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.4M
2
IWN icon
iShares Russell 2000 Value ETF
IWN
+$10.5M
3
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$10.2M
4
JGRO icon
JPMorgan Active Growth ETF
JGRO
+$8.19M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$7.71M

Top Sells

Rank Stock Value
1
IWB icon
iShares Russell 1000 ETF
IWB
+$11.6M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$9.21M
3
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$8.75M
4
LVHD icon
Franklin US Low Volatility High Dividend Index ETF
LVHD
+$6.4M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$6.39M

Sector Composition

Rank Sector Weight
1 Technology 13.05%
2 Consumer Discretionary 3.39%
3 Industrials 3.09%
4 Financials 3.03%
5 Healthcare 2.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IJS icon
226
iShares S&P Small-Cap 600 Value ETF
IJS
$8.43B
$1.49M 0.09%
14,541
+2,358
+19% +$234K
USB icon
227
US Bancorp
USB
$102B
$1.49M 0.09%
33,308
+659
+2% +$27.8K
ITW icon
228
Illinois Tool Works
ITW
$82.8B
$1.48M 0.09%
5,526
+938
+20% +$244K
KMB icon
229
Kimberly-Clark
KMB
$36.8B
$1.48M 0.09%
11,437
+113
+1% +$13.9K
SYK icon
230
Stryker
SYK
$131B
$1.48M 0.09%
4,131
-164
-4% -$55.2K
HDV
231
iShares Core High Dividend ETF
HDV
$15.1B
$1.47M 0.09%
66,815
-170
-0.3% -$3.57K
REI icon
232
Ring Energy
REI
$347M
$1.47M 0.09%
750,414
– –
PANW icon
233
Palo Alto Networks
PANW
$321B
$1.47M 0.08%
10,322
-20,742
-67% -$3.27M
PAYX icon
234
Paychex
PAYX
$44.6B
$1.46M 0.08%
11,910
-151
-1% -$18.3K
ABT icon
235
Abbott
ABT
$192B
$1.46M 0.08%
12,803
+735
+6% +$84.3K
PCM
236
PCM Fund
PCM
$69.8M
$1.45M 0.08%
174,925
+22,372
+15% +$183K
F icon
237
Ford
F
$55.3B
$1.44M 0.08%
108,655
-706
-0.6% -$8.56K
PM icon
238
Philip Morris
PM
$294B
$1.44M 0.08%
15,672
+317
+2% +$29.2K
FISV
239
Fiserv Inc
FISV
$29.5B
$1.42M 0.08%
8,885
-1,075
-11% -$157K
PYPL icon
240
PayPal
PYPL
$51.9B
$1.42M 0.08%
21,171
+672
+3% +$41.2K
T icon
241
AT&T
T
$169B
$1.41M 0.08%
80,313
-2,161
-3% -$36.9K
FAB icon
242
First Trust Multi Cap Value AlphaDEX Fund
FAB
$178M
$1.41M 0.08%
17,055
-19,890
-54% -$1.55M
VMBS icon
243
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.7B
$1.41M 0.08%
30,826
+1,094
+4% +$49.9K
BAC icon
244
Bank of America
BAC
$448B
$1.4M 0.08%
36,992
+2,177
+6% +$74.7K
RVT icon
245
Royce Value Trust
RVT
$2.32B
$1.4M 0.08%
91,972
-2,400
-3% -$34.6K
PFE icon
246
Pfizer
PFE
$152B
$1.39M 0.08%
50,117
+6,261
+14% +$174K
IAU icon
247
iShares Gold Trust
IAU
$64.5B
$1.37M 0.08%
33,158
-24,840
-43% -$974K
FV icon
248
First Trust Dorsey Wright Focus 5 ETF
FV
$3.83B
$1.37M 0.08%
23,539
-837
-3% -$45.2K
STIP icon
249
iShares 0-5 Year TIPS Bond ETF
STIP
$15.9B
$1.37M 0.08%
13,747
-5,716
-29% -$565K
ULST icon
250
State Street Ultra Short Term Bond ETF
ULST
$527M
$1.37M 0.08%
33,737
-1,029
-3% -$41.6K
8 9
10
11 12

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BAS
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WAM
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SAM
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KAH
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BI
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CWM
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AWM
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Financial Advocates Investment Management's Q1 2024 Portfolio in Review

As of Q1 2024, Financial Advocates Investment Management held 816 positions worth $1.73B, up 13% from $1.53B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Financial Advocates Investment Management deployed $71.7M of net new capital in Q1 2024, opening 84 new positions and adding to 368 existing holdings. Its largest new stake was JPMorgan Diversified Return US Small Cap Equity ETF: 118,472 shares worth $5.35M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 13% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was iShares Russell 1000 ETF, an estimated $11.6M trimmed.

  • Financial Advocates Investment Management's largest Q1 2024 buy was JPMorgan Diversified Return US Small Cap Equity ETF: 118,472 shares worth $5.35M.
  • Financial Advocates Investment Management added most to State Street SPDR S&P 500 ETF Trust in Q1 2024, an estimated $20.4M increase.
  • Financial Advocates Investment Management's biggest Q1 2024 reduction was iShares Russell 1000 ETF, cutting an estimated $11.6M.
  • Financial Advocates Investment Management fully exited Franklin US Low Volatility High Dividend Index ETF in Q1 2024, selling an estimated $6.4M.
  • Financial Advocates Investment Management's ten largest holdings make up 22% of its $1.73B portfolio in Q1 2024.
  • Financial Advocates Investment Management opened 84 new positions and closed 43 in Q1 2024.
  • Financial Advocates Investment Management's portfolio value rose 13% quarter-over-quarter to $1.73B.

Based on Financial Advocates Investment Management's 13F filing for Q1 2024, filed 1 May 2024.