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FAIM
Financial Advocates Investment Management Portfolio holdings
AUM
$178M
1-Year Est. Return
21.03%
This Fund
S&P 500
This Quarter
Est. Return
+10.46%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.53B
AUM Growth
+$140M
(+10%)
Cap. Flow
+$19.4M
Cap. Flow
% of AUM
1.27%
Top 10 Holdings %
Top 10 Hldgs %
21.28%
Holding
792
New
96
Increased
341
Reduced
275
Closed
60
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$42.3M |
| 2 |
iShares Russell 1000 ETF
IWB
|
+$12.4M |
| 3 |
Vanguard Total Corporate Bond ETF
VTC
|
+$11.1M |
| 4 |
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
|
+$8.51M |
| 5 |
VanEck Oil Services ETF
OIH
|
+$7.61M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Capital Strength ETF
FTCS
|
+$14.5M |
| 2 |
First Trust Value Line Dividend Fund
FVD
|
+$11.5M |
| 3 |
iShares US Aerospace & Defense ETF
ITA
|
+$11.2M |
| 4 |
Invesco QQQ Trust
QQQ
|
+$7.17M |
| 5 |
iShares Russell 2000 ETF
IWM
|
+$6.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 13.19% |
| 2 | Consumer Discretionary | 3.74% |
| 3 | Industrials | 3.04% |
| 4 | Financials | 2.97% |
| 5 | Healthcare | 2.6% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
HDV
226
iShares Core High Dividend ETF
HDV
$15.1B
| $1.37M | 0.09% |
66,985
-59,170
| -47% | -$1.17M |
|
227
First Trust NASDAQ Cybersecurity ETF
CIBR
$16B
| $1.36M | 0.09% |
25,311
+588
| +2% | +$28.4K |
|
228
Qualcomm
QCOM
$173B
| $1.35M | 0.09% |
9,346
-296
| -3% | -$36.7K |
|
229
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$42B
| $1.34M | 0.09% |
39,473
+6,702
| +20% | +$213K |
|
230
Quanta Services
PWR
$101B
| $1.34M | 0.09% |
6,212
-24
| -0.4% | -$4.43K |
|
231
Ford
F
$55.4B
| $1.33M | 0.09% |
109,361
+29,088
| +36% | +$324K |
|
232
Abbott
ABT
$193B
| $1.33M | 0.09% |
12,068
-4,979
| -29% | -$497K |
|
233
iShares MSCI ACWI ETF
ACWI
$33.6B
| $1.33M | 0.09% |
12,854
+8,609
| +203% | +$824K |
|
234
Franklin International Core Dividend Tilt Index ETF
DIVI
$2.78B
| $1.33M | 0.09% |
43,142
-40,627
| -48% | -$1.16M |
|
|
FISV
235
Fiserv Inc
FISV
$29.5B
| $1.32M | 0.09% |
+9,960
| New | +$1.22M |
|
|
SWAV
236
DELISTED
Shockwave Medical, Inc. Common Stock
SWAV
| $1.31M | 0.09% |
6,888
+422
| +7% | +$79.8K |
|
237
VanEck Semiconductor ETF
SMH
$72.5B
| $1.3M | 0.09% |
7,443
+176
| +2% | +$27.5K |
|
238
Stryker
SYK
$131B
| $1.29M | 0.08% |
4,295
-1,251
| -23% | -$351K |
|
239
Pfizer
PFE
$153B
| $1.26M | 0.08% |
43,856
+1,359
| +3% | +$41.1K |
|
240
Invesco S&P 500 Momentum ETF
SPMO
$22.3B
| $1.26M | 0.08% |
19,227
+1,965
| +11% | +$119K |
|
241
PayPal
PYPL
$51.8B
| $1.26M | 0.08% |
20,499
+5,385
| +36% | +$308K |
|
242
Ameriprise Financial
AMP
$50.4B
| $1.26M | 0.08% |
3,314
-48
| -1% | -$16.5K |
|
243
First Trust Dorsey Wright Focus 5 ETF
FV
$3.83B
| $1.26M | 0.08% |
24,376
+6,223
| +34% | +$287K |
|
244
iShares S&P Small-Cap 600 Value ETF
IJS
$8.43B
| $1.26M | 0.08% |
12,183
-2,569
| -17% | -$234K |
|
245
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24.5B
| $1.25M | 0.08% |
8,652
-639
| -7% | -$85.8K |
|
246
LPL Financial
LPLA
$29.5B
| $1.23M | 0.08% |
5,393
+93
| +2% | +$20.9K |
|
247
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.23B
| $1.21M | 0.08% |
14,525
-986
| -6% | -$74K |
|
|
PCM
248
PCM Fund
PCM
$70M
| $1.21M | 0.08% |
152,553
+25,109
| +20% | +$200K |
|
249
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
| $1.21M | 0.08% |
15,597
+12,378
| +385% | +$923K |
|
250
Illinois Tool Works
ITW
$82.9B
| $1.2M | 0.08% |
4,588
+1,187
| +35% | +$284K |
|
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Financial Advocates Investment Management's Q4 2023 Portfolio in Review
As of Q4 2023, Financial Advocates Investment Management held 792 positions worth $1.53B, up 10% from $1.39B the previous quarter. Its ten largest holdings account for 21% of the portfolio.
Financial Advocates Investment Management's Q4 2023 filing shows 96 new, 341 increased, 275 reduced and 60 closed positions. Its largest new stake was State Street SPDR S&P 500 ETF Trust: 94,953 shares worth $45.1M. The largest sale was First Trust Capital Strength ETF, an estimated $14.5M.
By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 12% a quarter earlier, followed by Consumer Discretionary and Industrials.
- Financial Advocates Investment Management's largest Q4 2023 buy was State Street SPDR S&P 500 ETF Trust: 94,953 shares worth $45.1M.
- Financial Advocates Investment Management added most to Vanguard Total Corporate Bond ETF in Q4 2023, an estimated $11.1M increase.
- Financial Advocates Investment Management's biggest Q4 2023 reduction was First Trust Capital Strength ETF, cutting an estimated $14.5M.
- Financial Advocates Investment Management fully exited PIMCO Corporate & Income Opportunity Fund in Q4 2023, selling an estimated $3.64M.
- Financial Advocates Investment Management's ten largest holdings make up 21% of its $1.53B portfolio in Q4 2023.
- Financial Advocates Investment Management opened 96 new positions and closed 60 in Q4 2023.
- Financial Advocates Investment Management's portfolio value rose 10% quarter-over-quarter to $1.53B.
Based on Financial Advocates Investment Management's 13F filing for Q4 2023, filed 8 Feb 2024.