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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
-3.4%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.39B
AUM Growth
-$12.6M
Cap. Flow
+$62.5M
Cap. Flow %
4.5%
Top 10 Hldgs %
19.49%
Holding
741
New
47
Increased
343
Reduced
270
Closed
45

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$14.3M
2
ITA icon
iShares US Aerospace & Defense ETF
ITA
+$11.9M
3
IYH icon
iShares US Healthcare ETF
IYH
+$10.8M
4
SPGP icon
Invesco S&P 500 GARP ETF
SPGP
+$7.41M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$3.82M

Top Sells

Rank Stock Value
1
IUSG icon
iShares Core S&P US Growth ETF
IUSG
+$6.39M
2
FVD icon
First Trust Value Line Dividend Fund
FVD
+$5.55M
3
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$4.04M
4
EDV icon
Vanguard World Funds Extended Duration ETF
EDV
+$3.82M
5
IYLD icon
iShares Morningstar Multi-Asset Income ETF
IYLD
+$3.81M

Sector Composition

Rank Sector Weight
1 Technology 12.26%
2 Consumer Discretionary 3.71%
3 Healthcare 2.81%
4 Financials 2.78%
5 Industrials 2.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SWAV
226
DELISTED
Shockwave Medical, Inc. Common Stock
SWAV
$1.29M 0.09%
6,466
+16
+0.2% +$3.78K
VTC icon
227
Vanguard Total Corporate Bond ETF
VTC
$1.71B
$1.28M 0.09%
+17,736
New +$1.32M
KMB icon
228
Kimberly-Clark
KMB
$36.8B
$1.28M 0.09%
10,566
+178
+2% +$23K
PAYX icon
229
Paychex
PAYX
$44.6B
$1.27M 0.09%
11,022
+648
+6% +$78.1K
VHT icon
230
Vanguard Health Care ETF
VHT
$19B
$1.27M 0.09%
5,371
+28
+0.5% +$6.83K
LPLA icon
231
LPL Financial
LPLA
$29.6B
$1.26M 0.09%
5,300
+23
+0.4% +$5.34K
PSX icon
232
Phillips 66
PSX
$92.3B
$1.25M 0.09%
10,368
+53
+0.5% +$5.95K
NFLX icon
233
Netflix
NFLX
$325B
$1.24M 0.09%
32,710
+780
+2% +$33.1K
TDIV icon
234
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.47B
$1.22M 0.09%
21,795
+217
+1% +$12.7K
PLD icon
235
Prologis
PLD
$134B
$1.22M 0.09%
10,845
+730
+7% +$89.3K
VOE icon
236
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24.5B
$1.22M 0.09%
9,291
-600
-6% -$83.1K
ADBE icon
237
Adobe
ADBE
$108B
$1.19M 0.09%
2,343
+386
+20% +$203K
RVT icon
238
Royce Value Trust
RVT
$2.32B
$1.19M 0.09%
92,471
-6,455
-7% -$88.4K
BUFG icon
239
FT Vest Buffered Allocation Growth ETF
BUFG
$335M
$1.19M 0.09%
60,302
+2,585
+4% +$52.4K
HON icon
240
Honeywell
HON
$74.4B
$1.19M 0.09%
6,811
+100
+1% +$18.3K
QYLD icon
241
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.29B
$1.18M 0.09%
70,563
+4,172
+6% +$73.2K
AIRR icon
242
First Trust RBA American Industrial Renaissance ETF
AIRR
$10.7B
$1.17M 0.08%
22,658
-3,257
-13% -$175K
PWR icon
243
Quanta Services
PWR
$101B
$1.17M 0.08%
6,236
-139
-2% -$27.9K
SPXL icon
244
Direxion Daily S&P 500 Bull 3x ETF
SPXL
$7.41B
$1.15M 0.08%
+14,691
New +$1.31M
DBA icon
245
Invesco DB Agriculture Fund
DBA
$1.23B
$1.14M 0.08%
53,203
-175
-0.3% -$3.8K
VNQ icon
246
Vanguard Real Estate ETF
VNQ
$39.2B
$1.14M 0.08%
13,444
-1,689
-11% -$139K
PCM
247
PCM Fund
PCM
$69.8M
$1.13M 0.08%
127,444
+11,187
+10% +$106K
PSLV icon
248
Sprott Physical Silver Trust
PSLV
$13.3B
$1.12M 0.08%
148,219
+6,130
+4% +$49.4K
CIBR icon
249
First Trust NASDAQ Cybersecurity ETF
CIBR
$16B
$1.12M 0.08%
24,723
-362
-1% -$16.6K
PPA icon
250
Invesco Aerospace & Defense ETF
PPA
$8.67B
$1.12M 0.08%
14,014
+235
+2% +$19.6K
8 9
10
11 12

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WAM
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SAM
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KAH
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CWM
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AWM
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Financial Advocates Investment Management's Q3 2023 Portfolio in Review

As of Q3 2023, Financial Advocates Investment Management held 741 positions worth $1.39B, down 0.9% from $1.4B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Financial Advocates Investment Management deployed $62.5M of net new capital in Q3 2023, opening 47 new positions and adding to 343 existing holdings. Its largest new stake was iShares US Healthcare ETF: 193,930 shares worth $1.92M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was iShares Core S&P US Growth ETF, an estimated $6.39M trimmed.

  • Financial Advocates Investment Management's largest Q3 2023 buy was iShares US Healthcare ETF: 193,930 shares worth $1.92M.
  • Financial Advocates Investment Management added most to iShares Russell 2000 ETF in Q3 2023, an estimated $14.3M increase.
  • Financial Advocates Investment Management's biggest Q3 2023 reduction was iShares Core S&P US Growth ETF, cutting an estimated $6.39M.
  • Financial Advocates Investment Management fully exited Vanguard World Funds Extended Duration ETF in Q3 2023, selling an estimated $3.82M.
  • Financial Advocates Investment Management's ten largest holdings make up 19% of its $1.39B portfolio in Q3 2023.
  • Financial Advocates Investment Management opened 47 new positions and closed 45 in Q3 2023.
  • Financial Advocates Investment Management's portfolio value fell 0.9% quarter-over-quarter to $1.39B.

Based on Financial Advocates Investment Management's 13F filing for Q3 2023, filed 27 Oct 2023.