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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+7.76%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.34B
AUM Growth
+$130M
Cap. Flow
+$35.7M
Cap. Flow %
2.66%
Top 10 Hldgs %
17.78%
Holding
904
New
157
Increased
318
Reduced
255
Closed
151

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$37.1M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$10.9M
3
AAPL icon
Apple
AAPL
+$10.7M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$8.61M
5
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$7.7M

Top Sells

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$10M
2
PAYX icon
Paychex
PAYX
+$8.24M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$6.22M
4
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$6.12M
5
NVS icon
Novartis
NVS
+$5.58M

Sector Composition

Rank Sector Weight
1 Technology 8.97%
2 Healthcare 3.23%
3 Industrials 2.5%
4 Financials 2.36%
5 Consumer Discretionary 2.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RWJ icon
226
Invesco S&P SmallCap 600 Revenue ETF
RWJ
$2.11B
$1.39M 0.1%
38,289
+2,217
+6% +$80.6K
PULS icon
227
PGIM Ultra Short Bond ETF
PULS
$18.4B
$1.38M 0.1%
+28,141
New +$1.38M
VNLA icon
228
Janus Henderson Short Duration Income ETF
VNLA
$3.36B
$1.36M 0.1%
28,604
-1,532
-5% -$74.2K
IUSB icon
229
iShares Core Universal USD Bond ETF
IUSB
$43.3B
$1.33M 0.1%
29,598
+16,833
+132% +$753K
TPHD icon
230
Timothy Plan High Dividend Stock ETF
TPHD
$371M
$1.33M 0.1%
42,561
+1,631
+4% +$50.1K
ZROZ icon
231
PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund
ZROZ
$1.31B
$1.32M 0.1%
+15,086
New +$1.35M
META icon
232
Meta Platforms (Facebook)
META
$1.52T
$1.31M 0.1%
10,922
+5,214
+91% +$612K
XLB icon
233
State Street Materials Select Sector SPDR ETF
XLB
$8.57B
$1.31M 0.1%
33,626
+6,258
+23% +$240K
USA icon
234
Liberty All-Star Equity Fund
USA
$1.87B
$1.3M 0.1%
+228,500
New +$1.37M
NVG icon
235
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.69B
$1.3M 0.1%
107,081
+7,731
+8% +$90.8K
SKYY icon
236
First Trust Cloud Computing ETF
SKYY
$3.38B
$1.3M 0.1%
22,542
-9,369
-29% -$568K
IAU icon
237
iShares Gold Trust
IAU
$64.5B
$1.29M 0.1%
37,203
-863
-2% -$28.3K
IFRA icon
238
iShares US Infrastructure ETF
IFRA
$4.62B
$1.27M 0.1%
11,592
-289
-2% -$10.3K
URA icon
239
Global X Uranium ETF
URA
$6.31B
$1.27M 0.09%
63,305
+38,640
+157% +$781K
RVT icon
240
Royce Value Trust
RVT
$2.32B
$1.26M 0.09%
95,391
-10,078
-10% -$139K
IHY icon
241
VanEck International High Yield Bond ETF
IHY
$43.4M
$1.26M 0.09%
64,187
+8,173
+15% +$154K
KMB icon
242
Kimberly-Clark
KMB
$36.8B
$1.26M 0.09%
9,309
+1,932
+26% +$245K
INTC icon
243
Intel
INTC
$527B
$1.24M 0.09%
47,036
+11,529
+32% +$320K
RTX icon
244
RTX Corp
RTX
$297B
$1.23M 0.09%
12,192
+4,834
+66% +$455K
SHV icon
245
iShares 0-1 Year Treasury Bond ETF
SHV
$20.6B
$1.22M 0.09%
11,322
-4,972
-31% -$546K
CARR icon
246
Carrier Global
CARR
$52.2B
$1.22M 0.09%
29,559
-261
-0.9% -$10.6K
DIA icon
247
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$48.3B
$1.22M 0.09%
3,676
+481
+15% +$156K
FXO icon
248
First Trust Financials AlphaDEX Fund
FXO
$1.15B
$1.21M 0.09%
29,657
+23,776
+404% +$978K
DBA icon
249
Invesco DB Agriculture Fund
DBA
$1.23B
$1.21M 0.09%
59,950
-197,634
-77% -$3.95M
BMY icon
250
Bristol-Myers Squibb
BMY
$132B
$1.21M 0.09%
16,618
+1,111
+7% +$83.8K
8 9
10
11 12

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Financial Advocates Investment Management's Q4 2022 Portfolio in Review

As of Q4 2022, Financial Advocates Investment Management held 904 positions worth $1.34B, up 11% from $1.21B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Financial Advocates Investment Management's Q4 2022 filing shows 157 new, 318 increased, 255 reduced and 151 closed positions. Its largest new stake was State Street SPDR S&P 500 ETF Trust: 96,512 shares worth $37.4M. The largest sale was Tesla, an estimated $10M.

By sector, the portfolio is most concentrated in Technology at 9% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Industrials.

  • Financial Advocates Investment Management's largest Q4 2022 buy was State Street SPDR S&P 500 ETF Trust: 96,512 shares worth $37.4M.
  • Financial Advocates Investment Management added most to Apple in Q4 2022, an estimated $10.7M increase.
  • Financial Advocates Investment Management's biggest Q4 2022 reduction was Paychex, cutting an estimated $8.24M.
  • Financial Advocates Investment Management fully exited Tesla in Q4 2022, selling an estimated $10M.
  • Financial Advocates Investment Management's ten largest holdings make up 18% of its $1.34B portfolio in Q4 2022.
  • Financial Advocates Investment Management opened 157 new positions and closed 151 in Q4 2022.
  • Financial Advocates Investment Management's portfolio value rose 11% quarter-over-quarter to $1.34B.

Based on Financial Advocates Investment Management's 13F filing for Q4 2022, filed 15 Feb 2023.