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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
-4.73%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.21B
AUM Growth
-$20M
Cap. Flow
+$75.2M
Cap. Flow %
6.2%
Top 10 Hldgs %
17.55%
Holding
852
New
168
Increased
288
Reduced
270
Closed
104

Top Buys

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.18M
2
PAYX icon
Paychex
PAYX
+$8.95M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$8.05M
4
WAT icon
Waters Corp
WAT
+$7.19M
5
RRX icon
Regal Rexnord
RRX
+$6.51M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$29.1M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$19.6M
3
AAPL icon
Apple
AAPL
+$11.3M
4
GLD icon
SPDR Gold Trust
GLD
+$10.5M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$6.39M

Sector Composition

Rank Sector Weight
1 Technology 9.46%
2 Healthcare 3.99%
3 Consumer Discretionary 3.53%
4 Financials 2.52%
5 Industrials 2.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PTBD icon
226
Pacer Trendpilot US Bond ETF
PTBD
$86.3M
$1.16M 0.1%
59,017
-20,831
-26% -$439K
NVG icon
227
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.68B
$1.16M 0.1%
99,350
-698
-0.7% -$9.51K
RWJ icon
228
Invesco S&P SmallCap 600 Revenue ETF
RWJ
$2.1B
$1.16M 0.1%
36,072
+1,929
+6% +$69.9K
MA icon
229
Mastercard
MA
$492B
$1.16M 0.1%
4,472
-894
-17% -$296K
SLYV icon
230
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$5.1B
$1.15M 0.09%
17,099
+2,469
+17% +$186K
TPHD icon
231
Timothy Plan High Dividend Stock ETF
TPHD
$369M
$1.15M 0.09%
40,930
+2,030
+5% +$62.8K
SCHX icon
232
Schwab US Large- Cap ETF
SCHX
$74.9B
$1.13M 0.09%
81,465
-14,205
-15% -$223K
SPTS icon
233
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
$6.12B
$1.13M 0.09%
39,095
+10,125
+35% +$297K
GCOW icon
234
Pacer Global Cash Cows Dividend ETF
GCOW
$3.48B
$1.11M 0.09%
41,361
+1,121
+3% +$33.7K
IHDG icon
235
WisdomTree International Hedged Quality Dividend Growth Fund
IHDG
$2.26B
$1.09M 0.09%
+30,363
New +$1.18M
SCHF icon
236
Schwab International Equity ETF
SCHF
$69.4B
$1.08M 0.09%
74,240
+864
+1% +$13.6K
INDS icon
237
Pacer Industrial Real Estate ETF
INDS
$116M
$1.07M 0.09%
30,359
-18,191
-37% -$762K
IJS icon
238
iShares S&P Small-Cap 600 Value ETF
IJS
$8.4B
$1.07M 0.09%
13,168
-2,764
-17% -$256K
UNP icon
239
CALL
Union Pacific
UNP
$177B
$1.07M 0.09%
+5,422
New +$1.2M
MUB icon
240
iShares National Muni Bond ETF
MUB
$45.9B
$1.07M 0.09%
10,422
-13,545
-57% -$1.44M
ABT icon
241
Abbott
ABT
$192B
$1.07M 0.09%
11,096
-5,336
-32% -$569K
CGDV icon
242
Capital Group Dividend Value ETF
CGDV
$39.1B
$1.06M 0.09%
+52,118
New +$1.19M
LPLA icon
243
LPL Financial
LPLA
$29.4B
$1.06M 0.09%
5,815
+992
+21% +$211K
CARR icon
244
Carrier Global
CARR
$52.4B
$1.05M 0.09%
29,820
+65
+0.2% +$2.56K
IBM icon
245
IBM
IBM
$222B
$1.05M 0.09%
8,857
-249
-3% -$32.7K
RWL icon
246
Invesco S&P 500 Revenue ETF
RWL
$9.97B
$1.05M 0.09%
15,594
+9,115
+141% +$670K
BMY icon
247
Bristol-Myers Squibb
BMY
$133B
$1.04M 0.09%
15,507
-5,886
-28% -$427K
ITOT icon
248
iShares Core S&P Total US Stock Market ETF
ITOT
$98.4B
$1.04M 0.09%
13,029
-3,593
-22% -$318K
LIT icon
249
Global X Lithium & Battery Tech ETF
LIT
$1.61B
$1.03M 0.09%
15,699
-12,264
-44% -$911K
BCE icon
250
BCE
BCE
$21.5B
$1.02M 0.08%
37,002
+28,041
+313% +$1.36M
8 9
10
11 12

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WAM
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SAM
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KAH
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CWM
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AWM
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Financial Advocates Investment Management's Q3 2022 Portfolio in Review

As of Q3 2022, Financial Advocates Investment Management held 852 positions worth $1.21B, down 1.6% from $1.23B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Financial Advocates Investment Management deployed $75.2M of net new capital in Q3 2022, opening 168 new positions and adding to 288 existing holdings. Its largest new stake was Waters Corp: 22,536 shares worth $444K.

By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 11% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was Apple, an estimated $11.3M trimmed.

  • Financial Advocates Investment Management's largest Q3 2022 buy was Waters Corp: 22,536 shares worth $444K.
  • Financial Advocates Investment Management added most to Invesco S&P 500 Equal Weight ETF in Q3 2022, an estimated $9.18M increase.
  • Financial Advocates Investment Management's biggest Q3 2022 reduction was Apple, cutting an estimated $11.3M.
  • Financial Advocates Investment Management fully exited State Street SPDR S&P 500 ETF Trust in Q3 2022, selling an estimated $29.1M.
  • Financial Advocates Investment Management's ten largest holdings make up 18% of its $1.21B portfolio in Q3 2022.
  • Financial Advocates Investment Management opened 168 new positions and closed 104 in Q3 2022.
  • Financial Advocates Investment Management's portfolio value fell 1.6% quarter-over-quarter to $1.21B.

Based on Financial Advocates Investment Management's 13F filing for Q3 2022, filed 14 Nov 2022.