We are live on ! Find out more
FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+6.35%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.59B
AUM Growth
+$107M
Cap. Flow
+$27.1M
Cap. Flow %
1.7%
Top 10 Hldgs %
19.73%
Holding
831
New
92
Increased
350
Reduced
300
Closed
66

Top Buys

Rank Stock Value
1
CMG icon
Chipotle Mexican Grill
CMG
+$27M
2
MDT icon
Medtronic
MDT
+$9.24M
3
VWOB icon
Vanguard Emerging Markets Government Bond ETF
VWOB
+$8.88M
4
WM icon
Waste Management
WM
+$7.26M
5
VHT icon
Vanguard Health Care ETF
VHT
+$5.27M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$69.6M
2
AAPL icon
Apple
AAPL
+$66.1M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$22.4M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$7.26M
5
APPH
AppHarvest, Inc. Common Stock
APPH
+$5.99M

Sector Composition

Rank Sector Weight
1 Technology 7.16%
2 Consumer Discretionary 4.14%
3 Healthcare 3.69%
4 Industrials 2.97%
5 Financials 2.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MMM icon
226
3M
MMM
$93.7B
$1.68M 0.11%
11,331
-912
-7% -$136K
CARR icon
227
Carrier Global
CARR
$52.5B
$1.68M 0.11%
30,974
-102
-0.3% -$5.5K
IGPT icon
228
Invesco AI and Next Gen Software ETF
IGPT
$1.2B
$1.68M 0.11%
39,468
-327
-0.8% -$15.6K
ANGL icon
229
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.12B
$1.68M 0.11%
50,871
-2,574
-5% -$84.7K
FXC icon
230
Invesco CurrencyShares Canadian Dollar Trust
FXC
$73.6M
$1.67M 0.11%
+33,114
New +$2.58M
AMD icon
231
Advanced Micro Devices
AMD
$801B
$1.66M 0.1%
11,505
+727
+7% +$97.7K
XMLV icon
232
Invesco S&P MidCap Low Volatility ETF
XMLV
$745M
$1.65M 0.1%
28,245
-8,746
-24% -$489K
TDIV icon
233
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.46B
$1.63M 0.1%
25,992
-440
-2% -$26.3K
USHY icon
234
iShares Broad USD High Yield Corporate Bond ETF
USHY
$29.2B
$1.62M 0.1%
39,262
+9,277
+31% +$381K
AOR icon
235
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.75B
$1.61M 0.1%
49,399
+44,588
+927% +$2.53M
IQSU icon
236
IQ Candriam US Large Cap Equity ETF
IQSU
$341M
$1.6M 0.1%
38,542
+18,270
+90% +$731K
ARKF icon
237
ARK Blockchain & Fintech Innovation ETF
ARKF
$772M
$1.58M 0.1%
38,636
+1,844
+5% +$88.9K
REI icon
238
Ring Energy
REI
$349M
$1.56M 0.1%
685,384
+110,000
+19% +$340K
EMR icon
239
Emerson Electric
EMR
$90.8B
$1.55M 0.1%
16,699
+1,187
+8% +$112K
CALF icon
240
Pacer US Small Cap Cash Cows 100 ETF
CALF
$3.85B
$1.54M 0.1%
36,069
+31,161
+635% +$1.37M
NEM icon
241
Newmont
NEM
$120B
$1.54M 0.1%
24,782
+814
+3% +$46.1K
VTEB icon
242
Vanguard Tax-Exempt Bond Index Fund
VTEB
$46.1B
$1.53M 0.1%
27,930
+5
+0% +$274
BUFD icon
243
FT Vest Fund of Deep Buffer ETFs
BUFD
$2B
$1.53M 0.1%
71,944
+54,605
+315% +$1.15M
SLX icon
244
VanEck Steel ETF
SLX
$174M
$1.53M 0.1%
+28,781
New +$1.59M
NVG icon
245
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.68B
$1.52M 0.1%
84,883
+2,460
+3% +$42.9K
BX icon
246
Blackstone
BX
$110B
$1.52M 0.1%
11,748
+3,195
+37% +$426K
HDV
247
iShares Core High Dividend ETF
HDV
$15.1B
$1.51M 0.1%
72,780
-34,365
-32% -$674K
FIW icon
248
First Trust Water ETF
FIW
$1.92B
$1.51M 0.09%
37,276
-4,236
-10% -$385K
AGGY icon
249
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
$926M
$1.5M 0.09%
29,128
+381
+1% +$19.7K
TMO icon
250
Thermo Fisher Scientific
TMO
$220B
$1.5M 0.09%
2,243
-18
-0.8% -$11.2K
8 9
10
11 12

Similar funds

OCBV
Ownership Capital B.V. Amsterdam, Netherlands $178M AUM 4.75% 1-Year Est. Return
BAS
Brueske Advisory Services Bellevue, Washington $183M AUM 12.98% 1-Year Est. Return
WAM
WFA Asset Management Whitefish Bay, Wisconsin $184M AUM 12.29% 1-Year Est. Return
SAM
Strive Asset Management Dublin, Ohio $184M AUM 29.16% 1-Year Est. Return
KAH
Kathryn A. Hall $186M AUM 12.55% 1-Year Est. Return
BI
Binnacle Investments Urbandale, Iowa $170M AUM
CWM
Certus Wealth Management Redwood City, California $167M AUM 14.11% 1-Year Est. Return
AWM
AllSquare Wealth Management Albany, New York $189M AUM 14.89% 1-Year Est. Return

Financial Advocates Investment Management's Q4 2021 Portfolio in Review

As of Q4 2021, Financial Advocates Investment Management held 831 positions worth $1.59B, up 7.2% from $1.48B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Financial Advocates Investment Management's Q4 2021 filing shows 92 new, 350 increased, 300 reduced and 66 closed positions. Its largest new stake was Chipotle Mexican Grill: 765,600 shares worth $984K. The largest sale was Invesco QQQ Trust, an estimated $69.6M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Financial Advocates Investment Management's largest Q4 2021 buy was Chipotle Mexican Grill: 765,600 shares worth $984K.
  • Financial Advocates Investment Management added most to Medtronic in Q4 2021, an estimated $9.24M increase.
  • Financial Advocates Investment Management's biggest Q4 2021 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $7.26M.
  • Financial Advocates Investment Management fully exited Invesco QQQ Trust in Q4 2021, selling an estimated $69.6M.
  • Financial Advocates Investment Management's ten largest holdings make up 20% of its $1.59B portfolio in Q4 2021.
  • Financial Advocates Investment Management opened 92 new positions and closed 66 in Q4 2021.
  • Financial Advocates Investment Management's portfolio value rose 7.2% quarter-over-quarter to $1.59B.

Based on Financial Advocates Investment Management's 13F filing for Q4 2021, filed 14 Feb 2022.