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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
-1.05%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.48B
AUM Growth
-$16.3M
Cap. Flow
-$2.38M
Cap. Flow %
-0.16%
Top 10 Hldgs %
18.91%
Holding
812
New
80
Increased
357
Reduced
266
Closed
73

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$38.8M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$17.6M
3
ITB icon
iShares US Home Construction ETF
ITB
+$6.64M
4
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$5.87M
5
NVAX icon
Novavax
NVAX
+$5.69M

Top Sells

Rank Stock Value
1
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$17.5M
2
SHOP icon
Shopify
SHOP
+$14.9M
3
IHI icon
iShares US Medical Devices ETF
IHI
+$11.8M
4
PH icon
Parker-Hannifin
PH
+$6.83M
5
AAPL icon
Apple
AAPL
+$6.4M

Sector Composition

Rank Sector Weight
1 Technology 10.72%
2 Consumer Discretionary 3.9%
3 Healthcare 3.02%
4 Financials 2.67%
5 Industrials 2.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TBLL icon
226
Invesco Short Term Treasury ETF
TBLL
$2.85B
$1.6M 0.11%
15,174
-520
-3% -$55K
IBB icon
227
iShares Biotechnology ETF
IBB
$9.77B
$1.6M 0.11%
9,881
-4,179
-30% -$703K
TGT icon
228
Target
TGT
$70.6B
$1.59M 0.11%
6,973
+207
+3% +$51.9K
FISV
229
Fiserv Inc
FISV
$29.5B
$1.58M 0.11%
+14,226
New +$1.59M
KO icon
230
Coca-Cola
KO
$376B
$1.58M 0.11%
30,068
+2,546
+9% +$142K
XLB icon
231
State Street Materials Select Sector SPDR ETF
XLB
$8.57B
$1.58M 0.11%
39,536
-8,294
-17% -$345K
TDOC icon
232
Teladoc Health
TDOC
$1.26B
$1.54M 0.1%
12,118
+406
+3% +$59.1K
GCOW icon
233
Pacer Global Cash Cows Dividend ETF
GCOW
$3.48B
$1.53M 0.1%
51,292
+3,343
+7% +$105K
VTEB icon
234
Vanguard Tax-Exempt Bond Index Fund
VTEB
$46.1B
$1.53M 0.1%
27,925
-239
-0.8% -$13.2K
IGSB icon
235
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23.4B
$1.53M 0.1%
27,946
+18,775
+205% +$1.03M
RQI icon
236
Cohen & Steers Quality Income Realty Fund
RQI
$1.69B
$1.5M 0.1%
101,014
-49,287
-33% -$787K
XAR icon
237
State Street SPDR S&P Aerospace & Defense ETF
XAR
$6.62B
$1.49M 0.1%
12,527
+1,707
+16% +$211K
AGGY icon
238
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
$926M
$1.49M 0.1%
28,747
+4,068
+16% +$214K
TDIV icon
239
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.47B
$1.49M 0.1%
26,432
+11,944
+82% +$692K
TBF icon
240
ProShares Short 20+ Year Treasury ETF
TBF
$106M
$1.47M 0.1%
88,039
-15,806
-15% -$257K
EMR icon
241
Emerson Electric
EMR
$91.6B
$1.46M 0.1%
15,512
-1,592
-9% -$159K
LPLA icon
242
LPL Financial
LPLA
$29.5B
$1.45M 0.1%
9,255
+15
+0.2% +$2.15K
VBK icon
243
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24.9B
$1.42M 0.1%
5,050
-66
-1% -$18.9K
NVG icon
244
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.69B
$1.41M 0.1%
82,423
+1,130
+1% +$20.1K
WMT icon
245
Walmart Inc
WMT
$921B
$1.41M 0.1%
30,288
-13,377
-31% -$644K
TWLO icon
246
Twilio
TWLO
$38.3B
$1.39M 0.09%
4,366
-72
-2% -$26.2K
FMHI icon
247
First Trust Municipal High Income ETF
FMHI
$1.01B
$1.39M 0.09%
24,886
+7,602
+44% +$430K
AOK icon
248
iShares Core Conservative Allocation ETF
AOK
$795M
$1.38M 0.09%
35,030
+3,910
+13% +$157K
UPS icon
249
United Parcel Service
UPS
$89.8B
$1.38M 0.09%
7,570
-528
-7% -$104K
ALK icon
250
Alaska Air
ALK
$5.3B
$1.37M 0.09%
23,458
-3,888
-14% -$224K
8 9
10
11 12

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WAM
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KAH
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CWM
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Financial Advocates Investment Management's Q3 2021 Portfolio in Review

As of Q3 2021, Financial Advocates Investment Management held 812 positions worth $1.48B, down 1.1% from $1.5B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Financial Advocates Investment Management's Q3 2021 filing shows 80 new, 357 increased, 266 reduced and 73 closed positions. Its largest new stake was Vanguard Morningstar Value ETF: 126,301 shares worth $17.1M. The largest sale was State Street SPDR Portfolio S&P 500 ETF, an estimated $17.5M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Financial Advocates Investment Management's largest Q3 2021 buy was Vanguard Morningstar Value ETF: 126,301 shares worth $17.1M.
  • Financial Advocates Investment Management added most to Invesco QQQ Trust in Q3 2021, an estimated $38.8M increase.
  • Financial Advocates Investment Management's biggest Q3 2021 reduction was State Street SPDR Portfolio S&P 500 ETF, cutting an estimated $17.5M.
  • Financial Advocates Investment Management fully exited Invesco S&P 500 Pure Value ETF in Q3 2021, selling an estimated $4.24M.
  • Financial Advocates Investment Management's ten largest holdings make up 19% of its $1.48B portfolio in Q3 2021.
  • Financial Advocates Investment Management opened 80 new positions and closed 73 in Q3 2021.
  • Financial Advocates Investment Management's portfolio value fell 1.1% quarter-over-quarter to $1.48B.

Based on Financial Advocates Investment Management's 13F filing for Q3 2021, filed 4 Nov 2021.