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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+5.23%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.41B
AUM Growth
-$51.9M
Cap. Flow
-$74.9M
Cap. Flow %
-5.31%
Top 10 Hldgs %
18.9%
Holding
817
New
103
Increased
291
Reduced
326
Closed
71

Top Buys

Rank Stock Value
1
WAB icon
Wabtec
WAB
+$7.89M
2
EBAY icon
eBay
EBAY
+$5.55M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$4.23M
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$4.07M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$3.92M

Top Sells

Rank Stock Value
1
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$19.2M
2
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$16.2M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$14.6M
4
RWR icon
State Street SPDR Dow Jones REIT ETF
RWR
+$14.5M
5
TSLA icon
Tesla
TSLA
+$12.9M

Sector Composition

Rank Sector Weight
1 Technology 9.97%
2 Consumer Discretionary 3.94%
3 Industrials 3.47%
4 Financials 3.04%
5 Healthcare 2.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GCOW icon
226
Pacer Global Cash Cows Dividend ETF
GCOW
$3.48B
$1.49M 0.11%
48,442
+1,042
+2% +$31.2K
EFG icon
227
iShares MSCI EAFE Growth ETF
EFG
$17.4B
$1.47M 0.1%
14,639
+10,242
+233% +$1.04M
XLB icon
228
State Street Materials Select Sector SPDR ETF
XLB
$8.57B
$1.47M 0.1%
36,738
-19,616
-35% -$740K
NKE icon
229
Nike
NKE
$61.2B
$1.47M 0.1%
11,027
-47,682
-81% -$6.63M
VTEB icon
230
Vanguard Tax-Exempt Bond Index Fund
VTEB
$46.1B
$1.46M 0.1%
26,716
-9,466
-26% -$520K
CARR icon
231
Carrier Global
CARR
$52.2B
$1.46M 0.1%
34,574
+104
+0.3% +$4.04K
BAC icon
232
Bank of America
BAC
$448B
$1.46M 0.1%
37,643
-10,653
-22% -$368K
DUK icon
233
Duke Energy
DUK
$97.1B
$1.45M 0.1%
25,346
+22,780
+888% +$2.08M
FPXI icon
234
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
$305M
$1.45M 0.1%
+21,962
New +$1.55M
EFV icon
235
iShares MSCI EAFE Value ETF
EFV
$30.1B
$1.45M 0.1%
+28,344
New +$1.41M
MRK icon
236
Merck
MRK
$334B
$1.44M 0.1%
19,559
-532
-3% -$39.2K
XLU icon
237
State Street Utilities Select Sector SPDR ETF
XLU
$22.9B
$1.43M 0.1%
44,694
+1,416
+3% +$43.9K
UPS icon
238
United Parcel Service
UPS
$89.8B
$1.43M 0.1%
8,399
-96
-1% -$15.5K
GDX icon
239
VanEck Gold Miners ETF
GDX
$26.9B
$1.41M 0.1%
34,462
-68,623
-67% -$2.34M
EFA icon
240
iShares MSCI EAFE ETF
EFA
$80.3B
$1.4M 0.1%
18,214
-59,416
-77% -$4.47M
OEF icon
241
iShares S&P 100 ETF
OEF
$20.6B
$1.4M 0.1%
20,969
+19,023
+978% +$3.35M
KMB icon
242
Kimberly-Clark
KMB
$36.8B
$1.4M 0.1%
10,036
-1,502
-13% -$199K
IJJ icon
243
iShares S&P Mid-Cap 400 Value ETF
IJJ
$9.08B
$1.39M 0.1%
13,683
-218
-2% -$20.8K
EMB icon
244
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$1.39M 0.1%
12,718
-31
-0.2% -$3.46K
EWY icon
245
iShares MSCI South Korea ETF
EWY
$27.6B
$1.39M 0.1%
15,463
+7,306
+90% +$664K
IBDM
246
DELISTED
iShares iBonds Dec 2021 Term Corporate ETF
IBDM
$1.38M 0.1%
55,470
-2,438
-4% -$60.6K
PEP icon
247
PepsiCo
PEP
$192B
$1.38M 0.1%
9,689
-2,317
-19% -$318K
RPG icon
248
Invesco S&P 500 Pure Growth ETF
RPG
$2.09B
$1.37M 0.1%
41,690
-1,075
-3% -$35.6K
HYT icon
249
BlackRock Corporate High Yield Fund
HYT
$1.37B
$1.36M 0.1%
116,232
+2,141
+2% +$24.5K
XAR icon
250
State Street SPDR S&P Aerospace & Defense ETF
XAR
$6.62B
$1.36M 0.1%
10,817
+6,536
+153% +$791K
8 9
10
11 12

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BAS
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WAM
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SAM
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KAH
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CWM
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AWM
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Financial Advocates Investment Management's Q1 2021 Portfolio in Review

As of Q1 2021, Financial Advocates Investment Management held 817 positions worth $1.41B, down 3.6% from $1.46B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Financial Advocates Investment Management withdrew a net $74.9M in Q1 2021, closing 71 positions and reducing 326 holdings. Its most notable exit was Tesla, an estimated $12.9M position sold in full.

By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 10% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, Financial Advocates Investment Management opened a new position in Wabtec worth $1.25M.

  • Financial Advocates Investment Management's largest Q1 2021 buy was Wabtec: 101,608 shares worth $1.25M.
  • Financial Advocates Investment Management added most to Alphabet (Google) Class C in Q1 2021, an estimated $4.23M increase.
  • Financial Advocates Investment Management's biggest Q1 2021 reduction was State Street SPDR Portfolio TIPS ETF, cutting an estimated $19.2M.
  • Financial Advocates Investment Management fully exited Tesla in Q1 2021, selling an estimated $12.9M.
  • Financial Advocates Investment Management's ten largest holdings make up 19% of its $1.41B portfolio in Q1 2021.
  • Financial Advocates Investment Management opened 103 new positions and closed 71 in Q1 2021.
  • Financial Advocates Investment Management's portfolio value fell 3.6% quarter-over-quarter to $1.41B.

Based on Financial Advocates Investment Management's 13F filing for Q1 2021, filed 10 May 2021.