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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+12.99%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.46B
AUM Growth
+$291M
Cap. Flow
+$171M
Cap. Flow %
11.71%
Top 10 Hldgs %
20.31%
Holding
753
New
127
Increased
325
Reduced
237
Closed
39

Top Buys

Rank Stock Value
1
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$19.8M
2
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$15.8M
3
RWR icon
State Street SPDR Dow Jones REIT ETF
RWR
+$13.4M
4
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$11.2M
5
SPMB icon
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
+$10.1M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$29.8M
2
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$25.4M
3
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$14.8M
4
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$12M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$7.14M

Sector Composition

Rank Sector Weight
1 Technology 10.4%
2 Consumer Discretionary 5.01%
3 Industrials 2.81%
4 Financials 2.61%
5 Healthcare 2.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MCHI icon
226
iShares MSCI China ETF
MCHI
$6.14B
$1.51M 0.1%
18,630
-640
-3% -$50.7K
MDIV icon
227
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$431M
$1.5M 0.1%
99,754
-3,058
-3% -$44.3K
SPSB icon
228
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.8B
$1.48M 0.1%
47,005
+2,005
+4% +$62.9K
IBM icon
229
IBM
IBM
$222B
$1.47M 0.1%
12,180
-1,150
-9% -$133K
BAC icon
230
Bank of America
BAC
$448B
$1.46M 0.1%
48,296
+5,941
+14% +$159K
EMR icon
231
Emerson Electric
EMR
$90.6B
$1.46M 0.1%
18,161
+653
+4% +$48.6K
HDV
232
iShares Core High Dividend ETF
HDV
$15.1B
$1.45M 0.1%
82,915
-10,880
-12% -$184K
IBDM
233
DELISTED
iShares iBonds Dec 2021 Term Corporate ETF
IBDM
$1.44M 0.1%
57,908
+27
+0% +$674
UPS icon
234
United Parcel Service
UPS
$89.6B
$1.44M 0.1%
8,495
+2,812
+49% +$475K
FDM icon
235
First Trust Dow Jones Select MicroCap Index Fund
FDM
$272M
$1.43M 0.1%
29,818
-2,260
-7% -$98.1K
GOOG icon
236
Alphabet (Google) Class C
GOOG
$4.2T
$1.41M 0.1%
16,060
+2,060
+15% +$174K
MDT icon
237
Medtronic
MDT
$116B
$1.41M 0.1%
11,995
+2,385
+25% +$263K
BABA icon
238
Alibaba
BABA
$292B
$1.4M 0.1%
6,011
+1,552
+35% +$431K
RPG icon
239
Invesco S&P 500 Pure Growth ETF
RPG
$2.1B
$1.39M 0.1%
42,765
-150
-0.3% -$4.58K
IYLD icon
240
iShares Morningstar Multi-Asset Income ETF
IYLD
$126M
$1.38M 0.09%
+38,055
New +$883K
GRWG icon
241
GrowGeneration
GRWG
$110M
$1.38M 0.09%
+33,745
New +$909K
GCOW icon
242
Pacer Global Cash Cows Dividend ETF
GCOW
$3.48B
$1.36M 0.09%
47,400
+704
+2% +$18.8K
BP icon
243
BP
BP
$110B
$1.35M 0.09%
66,001
-3,172
-5% -$59.8K
DAL icon
244
Delta Air Lines
DAL
$60.3B
$1.34M 0.09%
33,400
-1,492
-4% -$54.3K
NVS icon
245
Novartis
NVS
$289B
$1.34M 0.09%
14,212
-166
-1% -$14.5K
BIL icon
246
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.7B
$1.33M 0.09%
14,524
-3,894
-21% -$356K
ALK icon
247
Alaska Air
ALK
$5.35B
$1.32M 0.09%
25,412
+5,312
+26% +$239K
RZV icon
248
Invesco S&P SmallCap 600 Pure Value ETF
RZV
$306M
$1.32M 0.09%
19,876
-5,525
-22% -$334K
SRVR icon
249
Pacer Data & Infrastructure Real Estate ETF
SRVR
$388M
$1.32M 0.09%
36,844
+124
+0.3% +$4.4K
PINS icon
250
Pinterest
PINS
$12.9B
$1.32M 0.09%
19,990
+38
+0.2% +$2.28K
8 9
10
11 12

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WAM
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SAM
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KAH
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CWM
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Financial Advocates Investment Management's Q4 2020 Portfolio in Review

As of Q4 2020, Financial Advocates Investment Management held 753 positions worth $1.46B, up 25% from $1.17B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Financial Advocates Investment Management deployed $171M of net new capital in Q4 2020, opening 127 new positions and adding to 325 existing holdings. Its largest new stake was State Street SPDR Portfolio TIPS ETF: 643,946 shares worth $20.2M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 9.9% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Schwab Short-Term US Treasury ETF, an estimated $14.8M trimmed.

  • Financial Advocates Investment Management's largest Q4 2020 buy was State Street SPDR Portfolio TIPS ETF: 643,946 shares worth $20.2M.
  • Financial Advocates Investment Management added most to State Street Consumer Discretionary Select Sector SPDR ETF in Q4 2020, an estimated $15.8M increase.
  • Financial Advocates Investment Management's biggest Q4 2020 reduction was Schwab Short-Term US Treasury ETF, cutting an estimated $14.8M.
  • Financial Advocates Investment Management fully exited State Street SPDR S&P 500 ETF Trust in Q4 2020, selling an estimated $29.8M.
  • Financial Advocates Investment Management's ten largest holdings make up 20% of its $1.46B portfolio in Q4 2020.
  • Financial Advocates Investment Management opened 127 new positions and closed 39 in Q4 2020.
  • Financial Advocates Investment Management's portfolio value rose 25% quarter-over-quarter to $1.46B.

Based on Financial Advocates Investment Management's 13F filing for Q4 2020, filed 12 Feb 2021.