We are live on ! Find out more
FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+8.56%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.17B
AUM Growth
+$117M
Cap. Flow
+$45.5M
Cap. Flow %
3.88%
Top 10 Hldgs %
22.31%
Holding
703
New
97
Increased
237
Reduced
263
Closed
77

Top Buys

Rank Stock Value
1
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$25.2M
2
GLD icon
SPDR Gold Trust
GLD
+$23.8M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$21M
4
AMZN icon
Amazon
AMZN
+$18.6M
5
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$10.9M

Top Sells

Rank Stock Value
1
EDV icon
Vanguard World Funds Extended Duration ETF
EDV
+$9.76M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.58M
3
DIS icon
Walt Disney
DIS
+$5M
4
ILCG icon
iShares Morningstar Growth ETF
ILCG
+$4.04M
5
T icon
AT&T
T
+$3.75M

Sector Composition

Rank Sector Weight
1 Technology 9.9%
2 Consumer Discretionary 4.47%
3 Industrials 2.56%
4 Healthcare 2.33%
5 Financials 2.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MMM icon
226
3M
MMM
$93.5B
$1.14M 0.1%
8,475
+444
+6% +$59.7K
GSEW icon
227
Goldman Sachs Equal Weight US Large Cap Equity ETF
GSEW
$2.07B
$1.13M 0.1%
22,770
+885
+4% +$43.6K
EFG icon
228
iShares MSCI EAFE Growth ETF
EFG
$17.4B
$1.13M 0.1%
12,535
-1,101
-8% -$97.6K
ITA icon
229
iShares US Aerospace & Defense ETF
ITA
$14.9B
$1.12M 0.1%
+14,184
New +$1.16M
VNLA icon
230
Janus Henderson Short Duration Income ETF
VNLA
$3.36B
$1.11M 0.1%
22,123
+1,911
+9% +$96.2K
EFA icon
231
iShares MSCI EAFE ETF
EFA
$80.4B
$1.09M 0.09%
+15,291
New +$978K
NVG icon
232
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.68B
$1.09M 0.09%
69,369
-3,124
-4% -$49K
CARR icon
233
Carrier Global
CARR
$52.4B
$1.07M 0.09%
35,025
+2,252
+7% +$63.7K
DAL icon
234
Delta Air Lines
DAL
$60.3B
$1.07M 0.09%
34,892
-3,207
-8% -$92.5K
DGRO icon
235
iShares Core Dividend Growth ETF
DGRO
$43.8B
$1.06M 0.09%
26,683
+1,307
+5% +$51.9K
OLD
236
DELISTED
The Long-Term Care ETF
OLD
$1.05M 0.09%
+41,833
New +$1.05M
BLOK icon
237
Amplify Blockchain Technology ETF
BLOK
$1.07B
$1.05M 0.09%
+42,955
New +$1.01M
BCX icon
238
BlackRock Resources & Commodities Strategy Trust
BCX
$961M
$1.05M 0.09%
176,741
-10,614
-6% -$67.3K
VIOV icon
239
Vanguard S&P Small-Cap 600 Value ETF
VIOV
$1.91B
$1.05M 0.09%
19,762
-11,944
-38% -$650K
AMT icon
240
American Tower
AMT
$81B
$1.04M 0.09%
4,310
+8
+0.2% +$2.03K
AMGN icon
241
Amgen
AMGN
$226B
$1.03M 0.09%
4,059
-20
-0.5% -$4.96K
GOOG icon
242
Alphabet (Google) Class C
GOOG
$4.2T
$1.03M 0.09%
14,000
+1,240
+10% +$94.6K
BAC icon
243
Bank of America
BAC
$448B
$1.02M 0.09%
42,355
-500
-1% -$12.4K
VMBS icon
244
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.7B
$1.02M 0.09%
18,723
-13,322
-42% -$724K
CAT icon
245
Caterpillar
CAT
$397B
$1.01M 0.09%
6,763
+395
+6% +$55.5K
PFF icon
246
iShares Preferred and Income Securities ETF
PFF
$13.3B
$1M 0.09%
27,496
+12,514
+84% +$450K
SLYG icon
247
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.23B
$1M 0.09%
16,936
-315
-2% -$18.8K
MDT icon
248
Medtronic
MDT
$116B
$998K 0.09%
9,610
+1,859
+24% +$187K
VOOG icon
249
Vanguard S&P 500 Growth ETF
VOOG
$27.5B
$994K 0.08%
28,614
-100,902
-78% -$3.43M
IWO icon
250
iShares Russell 2000 Growth ETF
IWO
$15.1B
$989K 0.08%
4,465
-3,768
-46% -$825K
8 9
10
11 12

Similar funds

OCBV
Ownership Capital B.V. Amsterdam, Netherlands $178M AUM 4.75% 1-Year Est. Return
BAS
Brueske Advisory Services Bellevue, Washington $183M AUM 12.98% 1-Year Est. Return
WAM
WFA Asset Management Whitefish Bay, Wisconsin $184M AUM 12.29% 1-Year Est. Return
SAM
Strive Asset Management Dublin, Ohio $184M AUM 29.16% 1-Year Est. Return
KAH
Kathryn A. Hall $186M AUM 12.55% 1-Year Est. Return
BI
Binnacle Investments Urbandale, Iowa $170M AUM
CWM
Certus Wealth Management Redwood City, California $167M AUM 14.11% 1-Year Est. Return
AWM
AllSquare Wealth Management Albany, New York $189M AUM 14.89% 1-Year Est. Return

Financial Advocates Investment Management's Q3 2020 Portfolio in Review

As of Q3 2020, Financial Advocates Investment Management held 703 positions worth $1.17B, up 11% from $1.06B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Financial Advocates Investment Management deployed $45.5M of net new capital in Q3 2020, opening 97 new positions and adding to 237 existing holdings. Its largest new stake was SPDR Gold Trust: 132,385 shares worth $23.5M.

By sector, the portfolio is most concentrated in Technology at 9.9% of assets, up from 9.4% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Vanguard World Funds Extended Duration ETF, an estimated $9.76M trimmed.

  • Financial Advocates Investment Management's largest Q3 2020 buy was SPDR Gold Trust: 132,385 shares worth $23.5M.
  • Financial Advocates Investment Management added most to State Street SPDR Portfolio S&P 500 ETF in Q3 2020, an estimated $25.2M increase.
  • Financial Advocates Investment Management's biggest Q3 2020 reduction was Vanguard World Funds Extended Duration ETF, cutting an estimated $9.76M.
  • Financial Advocates Investment Management fully exited Walt Disney in Q3 2020, selling an estimated $5M.
  • Financial Advocates Investment Management's ten largest holdings make up 22% of its $1.17B portfolio in Q3 2020.
  • Financial Advocates Investment Management opened 97 new positions and closed 77 in Q3 2020.
  • Financial Advocates Investment Management's portfolio value rose 11% quarter-over-quarter to $1.17B.

Based on Financial Advocates Investment Management's 13F filing for Q3 2020, filed 4 Nov 2020.