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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
-13.69%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$701M
AUM Growth
-$238M
Cap. Flow
-$66.2M
Cap. Flow %
-9.45%
Top 10 Hldgs %
19.02%
Holding
565
New
55
Increased
196
Reduced
209
Closed
88

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.7M
2
SLV icon
iShares Silver Trust
SLV
+$6.66M
3
EDV icon
Vanguard World Funds Extended Duration ETF
EDV
+$5.75M
4
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$4.05M
5
BA icon
Boeing
BA
+$3.47M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$22.7M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$16.9M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$9.32M
4
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$5.79M
5
SPDV icon
AAM S&P 500 High Dividend Value ETF
SPDV
+$3.86M

Sector Composition

Rank Sector Weight
1 Technology 8.46%
2 Consumer Discretionary 3.58%
3 Healthcare 2.87%
4 Industrials 2.75%
5 Financials 2.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PKW icon
226
Invesco BuyBack Achievers ETF
PKW
$1.78B
$688K 0.1%
14,192
-112
-0.8% -$6.95K
EMB icon
227
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$686K 0.1%
7,097
-2,877
-29% -$317K
FTSL icon
228
First Trust Senior Loan Fund ETF
FTSL
$2.33B
$684K 0.1%
16,357
+2,861
+21% +$131K
SKYY icon
229
First Trust Cloud Computing ETF
SKYY
$3.29B
$675K 0.1%
12,384
+335
+3% +$20.3K
IWO icon
230
iShares Russell 2000 Growth ETF
IWO
$15.1B
$668K 0.1%
4,228
-1,235
-23% -$245K
AOM icon
231
iShares Core Moderate Allocation ETF
AOM
$1.78B
$656K 0.09%
17,870
-280
-2% -$11K
GOOG icon
232
Alphabet (Google) Class C
GOOG
$4.2T
$656K 0.09%
11,280
-80
-0.7% -$5.43K
LLY icon
233
Eli Lilly
LLY
$1.08T
$654K 0.09%
4,717
-408
-8% -$56.1K
RMT
234
Royce Micro-Cap Trust
RMT
$778M
$652K 0.09%
117,325
-5,777
-5% -$44.5K
FNDF icon
235
Schwab Fundamental International Large Company Index ETF
FNDF
$25.8B
$651K 0.09%
30,969
+5,613
+22% +$145K
DGRO icon
236
iShares Core Dividend Growth ETF
DGRO
$43.8B
$644K 0.09%
19,753
+732
+4% +$28.6K
IJK icon
237
iShares S&P Mid-Cap 400 Growth ETF
IJK
$11.3B
$629K 0.09%
14,108
+40
+0.3% +$2.2K
IQ icon
238
iQIYI
IQ
$1.29B
$628K 0.09%
35,253
-7,500
-18% -$168K
TLT icon
239
iShares 20+ Year Treasury Bond ETF
TLT
$40.8B
$626K 0.09%
12,020
-996
-8% -$148K
KXI icon
240
iShares Global Consumer Staples ETF
KXI
$1.07B
$625K 0.09%
+13,080
New +$692K
SPYV icon
241
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.7B
$623K 0.09%
24,084
+3,430
+17% +$110K
PYPL icon
242
PayPal
PYPL
$51.1B
$620K 0.09%
6,473
+27
+0.4% +$2.98K
DVY icon
243
iShares Select Dividend ETF
DVY
$23.9B
$615K 0.09%
8,361
-2,999
-26% -$287K
UNH icon
244
UnitedHealth
UNH
$360B
$613K 0.09%
2,458
-3
-0.1% -$826
BKLN icon
245
Invesco Senior Loan ETF
BKLN
$6.76B
$611K 0.09%
29,887
+303
+1% +$6.6K
BIZD icon
246
VanEck BDC Income ETF
BIZD
$1.71B
$607K 0.09%
65,081
-18,659
-22% -$280K
FPX icon
247
First Trust US Equity Opportunities ETF
FPX
$1.56B
$597K 0.09%
9,469
+2,146
+29% +$166K
ICLN icon
248
iShares Global Clean Energy ETF
ICLN
$2.12B
$595K 0.08%
62,341
-159,128
-72% -$1.88M
ACN icon
249
Accenture
ACN
$109B
$589K 0.08%
3,608
+298
+9% +$57.4K
MDLZ icon
250
Mondelez International
MDLZ
$80.9B
$585K 0.08%
11,672
+401
+4% +$21.7K
8 9
10
11 12

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Financial Advocates Investment Management's Q1 2020 Portfolio in Review

As of Q1 2020, Financial Advocates Investment Management held 565 positions worth $701M, down 25% from $939M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Financial Advocates Investment Management withdrew a net $66.2M in Q1 2020, closing 88 positions and reducing 209 holdings. Its most notable exit was Schwab US REIT ETF, an estimated $3.74M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.5% of assets, up from 7.6% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, Financial Advocates Investment Management opened a new position in State Street SPDR S&P 500 ETF Trust worth $14M.

  • Financial Advocates Investment Management's largest Q1 2020 buy was State Street SPDR S&P 500 ETF Trust: 67,989 shares worth $14M.
  • Financial Advocates Investment Management added most to iShares Silver Trust in Q1 2020, an estimated $6.66M increase.
  • Financial Advocates Investment Management's biggest Q1 2020 reduction was iShares Core S&P 500 ETF, cutting an estimated $22.7M.
  • Financial Advocates Investment Management fully exited Schwab US REIT ETF in Q1 2020, selling an estimated $3.74M.
  • Financial Advocates Investment Management's ten largest holdings make up 19% of its $701M portfolio in Q1 2020.
  • Financial Advocates Investment Management opened 55 new positions and closed 88 in Q1 2020.
  • Financial Advocates Investment Management's portfolio value fell 25% quarter-over-quarter to $701M.

Based on Financial Advocates Investment Management's 13F filing for Q1 2020, filed 29 Apr 2020.