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FAIM
Financial Advocates Investment Management Portfolio holdings
AUM
$178M
1-Year Est. Return
21.03%
This Fund
S&P 500
This Quarter
Est. Return
-11.51%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$733M
AUM Growth
-$163M
(-18%)
Cap. Flow
-$54.5M
Cap. Flow
% of AUM
-7.44%
Top 10 Holdings %
Top 10 Hldgs %
22.27%
Holding
526
New
25
Increased
146
Reduced
233
Closed
106
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Schwab Short-Term US Treasury ETF
SCHO
|
+$9.45M |
| 2 |
AAM S&P 500 High Dividend Value ETF
SPDV
|
+$3.95M |
| 3 |
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
|
+$3.93M |
| 4 |
iShares Core US Aggregate Bond ETF
AGG
|
+$3.43M |
| 5 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$3.18M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$9.48M |
| 2 |
Vanguard Morningstar Mid-Cap Growth ETF
VOT
|
+$7.31M |
| 3 |
Vanguard Morningstar Total Stock Market ETF
VTI
|
+$7.02M |
| 4 |
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
|
+$6.37M |
| 5 |
iShares Core MSCI EAFE ETF
IEFA
|
+$5.47M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 5.44% |
| 2 | Consumer Discretionary | 3.6% |
| 3 | Financials | 2.55% |
| 4 | Industrials | 2.32% |
| 5 | Communication Services | 2.3% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
226
Vanguard Health Care ETF
VHT
$19B
| $589K | 0.08% |
3,673
+6
| +0.2% | +$1.02K |
|
227
Qualcomm
QCOM
$174B
| $588K | 0.08% |
10,333
-2,746
| -21% | -$167K |
|
228
PayPal
PYPL
$51B
| $576K | 0.08% |
6,847
+126
| +2% | +$10.5K |
|
229
State Street SPDR Dow Jones REIT ETF
RWR
$1.89B
| $567K | 0.08% |
6,594
-1,995
| -23% | -$182K |
|
|
AWP
230
abrdn Global Premier Properties Fund
AWP
$365M
| $566K | 0.08% |
37,876
-7,834
| -17% | -$129K |
|
231
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.37B
| $564K | 0.08% |
6,945
+7
| +0.1% | +$591 |
|
232
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
$110M
| $563K | 0.08% |
24,043
-3,561
| -13% | -$90.2K |
|
233
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$67.9B
| $562K | 0.08% |
6,783
-15,905
| -70% | -$1.31M |
|
234
WisdomTree US SmallCap Dividend Fund
DES
$2.23B
| $560K | 0.08% |
22,840
-708
| -3% | -$19.3K |
|
235
ARK Innovation ETF
ARKK
$6.47B
| $555K | 0.08% |
14,923
+118
| +0.8% | +$4.98K |
|
236
SAP
SAP
$233B
| $541K | 0.07% |
5,430
-244
| -4% | -$26K |
|
237
Shopify
SHOP
$198B
| $536K | 0.07% |
38,730
+1,550
| +4% | +$21.8K |
|
238
Invesco KBW Bank ETF
KBWB
$6.84B
| $533K | 0.07% |
12,121
-897
| -7% | -$44.9K |
|
|
DSL
239
DoubleLine Income Solutions Fund
DSL
$1.24B
| $527K | 0.07% |
30,406
+51
| +0.2% | +$948 |
|
240
ConocoPhillips
COP
$150B
| $514K | 0.07% |
8,248
-5,216
| -39% | -$355K |
|
241
Gilead Sciences
GILD
$170B
| $509K | 0.07% |
8,147
-1,255
| -13% | -$87.7K |
|
242
PepsiCo
PEP
$191B
| $508K | 0.07% |
4,596
-1,440
| -24% | -$162K |
|
243
First Trust Senior Loan Fund ETF
FTSL
$2.33B
| $502K | 0.07% |
11,021
-906
| -8% | -$42.9K |
|
244
Southern Company
SO
$107B
| $500K | 0.07% |
11,364
-349
| -3% | -$15.9K |
|
245
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.91B
| $497K | 0.07% |
21,860
-6,015
| -22% | -$153K |
|
246
Calamos Strategic Total Return Fund
CSQ
$3.37B
| $491K | 0.07% |
46,359
-12,360
| -21% | -$145K |
|
247
American Tower
AMT
$80.9B
| $490K | 0.07% |
3,096
-257
| -8% | -$40.2K |
|
248
First Trust Rising Dividend Achievers ETF
RDVY
$25.7B
| $490K | 0.07% |
18,494
+1,293
| +8% | +$37.5K |
|
249
iShares California Muni Bond ETF
CMF
$4.63B
| $489K | 0.07% |
8,366
-33,642
| -80% | -$1.94M |
|
250
iShares Russell 1000 Value ETF
IWD
$84B
| $487K | 0.07% |
4,384
+596
| +16% | +$71.4K |
|
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AWM
Financial Advocates Investment Management's Q4 2018 Portfolio in Review
As of Q4 2018, Financial Advocates Investment Management held 526 positions worth $733M, down 18% from $896M the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Financial Advocates Investment Management withdrew a net $54.5M in Q4 2018, closing 106 positions and reducing 233 holdings. Its most notable exit was State Street SPDR Portfolio S&P 600 Small Cap ETF, an estimated $6.37M position sold in full.
By sector, the portfolio is most concentrated in Technology at 5.4% of assets, down from 6.5% a quarter earlier, followed by Consumer Discretionary and Financials.
Against the trend, Financial Advocates Investment Management opened a new position in iShares Morningstar Growth ETF worth $2.76M.
- Financial Advocates Investment Management's largest Q4 2018 buy was iShares Morningstar Growth ETF: 87,040 shares worth $2.76M.
- Financial Advocates Investment Management added most to Schwab Short-Term US Treasury ETF in Q4 2018, an estimated $9.45M increase.
- Financial Advocates Investment Management's biggest Q4 2018 reduction was Invesco QQQ Trust, cutting an estimated $9.48M.
- Financial Advocates Investment Management fully exited State Street SPDR Portfolio S&P 600 Small Cap ETF in Q4 2018, selling an estimated $6.37M.
- Financial Advocates Investment Management's ten largest holdings make up 22% of its $733M portfolio in Q4 2018.
- Financial Advocates Investment Management opened 25 new positions and closed 106 in Q4 2018.
- Financial Advocates Investment Management's portfolio value fell 18% quarter-over-quarter to $733M.
Based on Financial Advocates Investment Management's 13F filing for Q4 2018, filed 14 Feb 2019.