We are live on ! Find out more
FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+5.39%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$896M
AUM Growth
+$70.1M
Cap. Flow
+$113M
Cap. Flow %
12.66%
Top 10 Hldgs %
23.05%
Holding
539
New
53
Increased
256
Reduced
168
Closed
38

Top Buys

Rank Stock Value
1
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$87.5M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$10.8M
3
SPSM icon
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
+$6.38M
4
GLD icon
SPDR Gold Trust
GLD
+$5.65M
5
VLUE icon
iShares MSCI USA Value Factor ETF
VLUE
+$4.89M

Top Sells

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$8.12M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.04M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$2.9M
4
VOT icon
Vanguard Morningstar Mid-Cap Growth ETF
VOT
+$2.68M
5
LDRS
Innovator IBD ETF Leaders ETF
LDRS
+$2.65M

Sector Composition

Rank Sector Weight
1 Technology 6.52%
2 Consumer Discretionary 3.71%
3 Industrials 3.07%
4 Financials 2.83%
5 Communication Services 2.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
D icon
226
Dominion Energy
D
$60.3B
$754K 0.08%
10,729
+1,284
+14% +$90.9K
CMCSA icon
227
Comcast
CMCSA
$91.9B
$752K 0.08%
22,463
+7,985
+55% +$283K
CRM icon
228
Salesforce
CRM
$165B
$731K 0.08%
4,598
+566
+14% +$84K
GILD icon
229
Gilead Sciences
GILD
$169B
$726K 0.08%
+9,402
New +$710K
IWF icon
230
iShares Russell 1000 Growth ETF
IWF
$129B
$720K 0.08%
18,660
-10,372
-36% -$393K
DGS icon
231
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
$1.77B
$713K 0.08%
15,612
-10,881
-41% -$511K
KBWB icon
232
Invesco KBW Bank ETF
KBWB
$6.84B
$704K 0.08%
13,018
-27
-0.2% -$1.51K
ARKK icon
233
ARK Innovation ETF
ARKK
$6.51B
$701K 0.08%
14,805
+690
+5% +$32.5K
DES icon
234
WisdomTree US SmallCap Dividend Fund
DES
$2.23B
$699K 0.08%
23,548
-479
-2% -$14.4K
SAP icon
235
SAP
SAP
$239B
$698K 0.08%
5,674
-103
-2% -$12.2K
VGK icon
236
Vanguard FTSE Europe ETF
VGK
$31.1B
$692K 0.08%
12,307
-329
-3% -$18.6K
VMBS icon
237
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.7B
$690K 0.08%
13,531
+1,881
+16% +$96.4K
PEP icon
238
PepsiCo
PEP
$191B
$675K 0.08%
6,036
-443
-7% -$50.2K
SCHZ icon
239
Schwab US Aggregate Bond ETF
SCHZ
$10.6B
$670K 0.07%
26,660
+2,862
+12% +$72.3K
TOTL icon
240
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.01B
$665K 0.07%
14,059
+1,093
+8% +$51.8K
DEM icon
241
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.99B
$663K 0.07%
15,158
-9,156
-38% -$398K
VHT icon
242
Vanguard Health Care ETF
VHT
$18.9B
$661K 0.07%
3,667
+35
+1% +$6.02K
AVGO icon
243
Broadcom
AVGO
$2T
$654K 0.07%
26,500
+4,480
+20% +$100K
XLP icon
244
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.8B
$647K 0.07%
11,999
+423
+4% +$22.7K
IWY icon
245
iShares Russell Top 200 Growth ETF
IWY
$16.8B
$642K 0.07%
7,519
+18
+0.2% +$1.49K
AOK icon
246
iShares Core Conservative Allocation ETF
AOK
$795M
$633K 0.07%
18,498
-1,213
-6% -$41.4K
F icon
247
Ford
F
$55.3B
$632K 0.07%
+68,307
New +$683K
UA icon
248
Under Armour Class C
UA
$2.25B
$631K 0.07%
32,436
+159
+0.5% +$3.07K
SPYG icon
249
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$55.6B
$628K 0.07%
16,431
+4,298
+35% +$160K
VCLT icon
250
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.81B
$622K 0.07%
7,070
+996
+16% +$88.1K
8 9
10
11 12

Similar funds

OCBV
Ownership Capital B.V. Amsterdam, Netherlands $178M AUM 4.75% 1-Year Est. Return
BAS
Brueske Advisory Services Bellevue, Washington $183M AUM 12.98% 1-Year Est. Return
WAM
WFA Asset Management Whitefish Bay, Wisconsin $184M AUM 12.29% 1-Year Est. Return
SAM
Strive Asset Management Dublin, Ohio $184M AUM 29.16% 1-Year Est. Return
KAH
Kathryn A. Hall $186M AUM 12.55% 1-Year Est. Return
BI
Binnacle Investments Urbandale, Iowa $170M AUM
CWM
Certus Wealth Management Redwood City, California $167M AUM 14.11% 1-Year Est. Return
AWM
AllSquare Wealth Management Albany, New York $189M AUM 14.89% 1-Year Est. Return

Financial Advocates Investment Management's Q3 2018 Portfolio in Review

As of Q3 2018, Financial Advocates Investment Management held 539 positions worth $896M, up 8.5% from $826M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Financial Advocates Investment Management deployed $113M of net new capital in Q3 2018, opening 53 new positions and adding to 256 existing holdings. Its largest new stake was Bank of America Series L: 68,176 shares worth $2.03M.

By sector, the portfolio is most concentrated in Technology at 6.5% of assets, up from 6% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Invesco FTSE RAFI US 1000 ETF, an estimated $8.12M trimmed.

  • Financial Advocates Investment Management's largest Q3 2018 buy was Bank of America Series L: 68,176 shares worth $2.03M.
  • Financial Advocates Investment Management added most to iShares Core S&P 500 ETF in Q3 2018, an estimated $10.8M increase.
  • Financial Advocates Investment Management's biggest Q3 2018 reduction was Invesco FTSE RAFI US 1000 ETF, cutting an estimated $8.12M.
  • Financial Advocates Investment Management fully exited Innovator IBD ETF Leaders ETF in Q3 2018, selling an estimated $2.65M.
  • Financial Advocates Investment Management's ten largest holdings make up 23% of its $896M portfolio in Q3 2018.
  • Financial Advocates Investment Management opened 53 new positions and closed 38 in Q3 2018.
  • Financial Advocates Investment Management's portfolio value rose 8.5% quarter-over-quarter to $896M.

Based on Financial Advocates Investment Management's 13F filing for Q3 2018, filed 14 Nov 2018.