CIM

Cowen Investment Management Portfolio holdings

AUM $12M
1-Year Return 1.47%
This Quarter Return
+0.05%
1 Year Return
-1.47%
3 Year Return
+1.83%
5 Year Return
-37.73%
10 Year Return
–
AUM
$382M
AUM Growth
-$107M
Cap. Flow
-$90.6M
Cap. Flow %
-23.71%
Top 10 Hldgs %
42.38%
Holding
251
New
55
Increased
8
Reduced
6
Closed
135

Top Buys

1
CVII
Churchill Capital Corp VII Class A Common Stock
CVII
$26.2M
2
CCVI
Churchill Capital Corp VI
CCVI
$13.4M
3
TCVA
TCV Acquisition Corp. Class A Ordinary Shares
TCVA
$12.7M
4
MTVC
Motive Capital Corp II
MTVC
$10.7M
5
NSTD
Northern Star Investment Corp. IV
NSTD
$9.69M

Top Sells

1
MUFG icon
Mitsubishi UFJ Financial
MUFG
$15M
2
BNAI
Brand Engagement Network
BNAI
$12M
3
BZAI
Blaize Holdings, Inc. Common Stock
BZAI
$11.4M
4
HTZWW
Hertz Global Holdings Warrants
HTZWW
$11.3M
5
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
$10.6M

Sector Composition

1 Financials 67.11%
2 Industrials 8.53%
3 Consumer Discretionary 4.8%
4 Technology 3.76%
5 Healthcare 2.84%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
STRE.U
201
DELISTED
Supernova Partners Acquisition Company III, Ltd. Units, each consisting of one Class A ordinary share and one-fifth of one redeemable warrant
STRE.U
– –
-300,000
Closed -$3.02M
LDHA
202
DELISTED
LDH Growth Corp I Class A Ordinary Shares
LDHA
– –
-100,000
Closed -$1.01M
DGNU
203
DELISTED
Dragoneer Growth Opportunities Corp. III Class A Ordinary Shares
DGNU
– –
-150,000
Closed -$1.48M
VPCB
204
DELISTED
VPC Impact Acquisition Holdings II Class A ordinary shre
VPCB
– –
-100,000
Closed -$1.01M
BGSX
205
DELISTED
Build Acquisition Corp.
BGSX
– –
-100,000
Closed -$1M
SMIHU
206
DELISTED
Summit Healthcare Acquisition Corp. Units
SMIHU
– –
-200,000
Closed -$2.02M
FTPA
207
DELISTED
FTAC Parnassus Acquisition Corp. Class A Common Stock
FTPA
– –
-100,000
Closed -$1M
FRONU
208
DELISTED
Frontier Acquisition Corp. Units
FRONU
– –
-100,000
Closed -$1.01M
ACQRU
209
DELISTED
Independence Holdings Corp. Units
ACQRU
– –
-475,000
Closed -$4.78M
CLAA
210
DELISTED
Colonnade Acquisition Corp. II
CLAA
– –
-190,000
Closed -$1.91M
ACQR
211
DELISTED
Independence Holdings Corp. Class A Ordinary Share
ACQR
– –
-150,000
Closed -$1.51M
AGGR
212
DELISTED
Agile Growth Corp. Class A Ordinary Share
AGGR
– –
-270,000
Closed -$2.72M
PDOT
213
DELISTED
Peridot Acquisition Corp. II
PDOT
– –
-235,000
Closed -$2.38M
PTOC
214
DELISTED
Pine Technology Acquisition Corp. Class A Common Stock
PTOC
– –
-167,000
Closed -$1.68M
WPCB
215
DELISTED
Warburg Pincus Capital Corporation I-B
WPCB
– –
-150,000
Closed -$1.51M
SVFB
216
DELISTED
SVF Investment Corp. 2 Class A Ordinary Shares
SVFB
– –
-50,000
Closed -$505K
WPCA
217
DELISTED
Warburg Pincus Capital Corporation I-A
WPCA
– –
-100,000
Closed -$1.01M
WPCA.U
218
DELISTED
Warburg Pincus Capital Corporation I-A Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant
WPCA.U
– –
-50,000
Closed -$504K
HERA
219
DELISTED
FTAC Hera Acquisition Corp. Class A Ordinary Shares
HERA
– –
-200,000
Closed -$2.02M
HERAU
220
DELISTED
FTAC Hera Acquisition Corp. Units
HERAU
– –
-75,000
Closed -$756K
ABGI
221
DELISTED
ABG Acquisition Corp. I Class A Ordinary Shares
ABGI
– –
-225,000
Closed -$2.27M
ANAC
222
DELISTED
Arctos NorthStar Acquisition Corp.
ANAC
– –
-325,000
Closed -$3.28M
LGACU
223
DELISTED
Lazard Growth Acquisition Corp. I Units
LGACU
– –
-100,000
Closed -$1.01M
LGAC
224
DELISTED
Lazard Growth Acquisition Corp. I Ordinary Shares
LGAC
– –
-425,000
Closed -$4.29M
ITQ
225
DELISTED
Itiquira Acquisition Corp. Class A Ordinary Shares
ITQ
– –
-77,500
Closed -$782K
7 8
9
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