CIM

Cowen Investment Management Portfolio holdings

AUM $12M
1-Year Est. Return 1.47%
This Quarter Est. Return
1 Year Est. Return
-1.47%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$382M
AUM Growth
-$107M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
251
New
Increased
Reduced
Closed

Top Buys

1
+$26.2M
2
+$13.4M
3
+$12.7M
4
MTVC
Motive Capital Corp II
MTVC
+$10.7M
5
NSTD
Northern Star Investment Corp. IV
NSTD
+$9.69M

Top Sells

1
+$15M
2
+$12M
3
+$11.4M
4
HTZWW
Hertz Global Holdings Warrants
HTZWW
+$11.3M
5
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
+$10.6M

Sector Composition

1 Financials 67.11%
2 Industrials 8.53%
3 Consumer Discretionary 4.8%
4 Technology 3.76%
5 Healthcare 2.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
201
– –
-100,000
202
– –
-35,000
203
– –
-40,000
204
– –
-200,000
205
– –
-140,000
206
– –
-300,000
207
– –
-100,000
208
– –
-150,000
209
– –
-100,000
210
– –
-100,000
211
– –
-200,000
212
– –
-100,000
213
– –
-100,000
214
– –
-475,000
215
– –
-190,000
216
– –
-150,000
217
– –
-270,000
218
– –
-235,000
219
– –
-167,000
220
– –
-150,000
221
– –
-50,000
222
– –
-100,000
223
– –
-50,000
224
– –
-200,000
225
– –
-75,000
7 8
9
10 11